NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND/OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4R(1).
1. Name of the issuer
Standard Chartered PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with DTR 3.1.2R;
(ii) a disclosure made in accordance LR 9.8.6R(1); or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This notification relates to a transaction notified in accordance with DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director
John Wilfred Peace, Peter Alexander Sands, Richard Henry Meddings, Stefano Paolo Bertamini, Jaspal Singh Bindra, Alun Michael Guest Rees, Richard Delbridge, James Frederick Trevor Dundas, Valerie Frances Gooding, Dr Han Seung-soo KBE, Simon Jonathan Lowth, Rudolph Harold Peter Markham, Ruth Markland, John Gregor Hugh Paynter, Paul David Skinner, Oliver Henry James Stocken, Tracy Clarke, Richard Goulding, Timothy Miller, Viswanathan Shankar, Jan Verplancke
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
This notification is made in respect of a holding of persons referred to in 3. above.
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of US$0.50 each fully paid
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
John Wilfred Peace - shares held through BBHISL Nominees Limited
Peter Alexander Sands - shares held in own name and through Heartwood Nominees
Richard Henry Meddings - shares held in own and wife's name through Heartwood Nominees
Stefano Paolo Bertamini- shares in own name and Royal Bank of Canada
Jaspal Singh Bindra - shares in own name
Alun Michael Guest Rees - shares held through Computershare Company Nominees Limited
Richard Delbridge - shares in own name
James Frederick Trevor Dundas - shares held through Strand Nominees Limited
Valerie Frances Gooding - shares held through Brewin Nominees Limited and HSBC Nominees
Dr Han Seung-soo KBE - shares held through Woori Securities
Simon John Lowth - shares held through Morgan Stanley Nominees and TD Waterhouse Nominee (Europe) Limited
Rudolph Harold Peter Markham - shares held through C. Hoare & Co
Ruth Markland - shares in own name
John Gregor Hugh Paynter - shares held through Cazenove Capital Management
Paul David Skinner - shares in own name and TD Waterhouse Nominee (Europe) Limited
Oliver Henry James Stocken - shares held through Barclays Nominees, Chase Nominees, and Ruffer LLP
Richard Goulding - shares in own name
Timothy Miller - shares held through Computershare Company Nominees Limited
Tracy Clarke - shares in own name, spouse name, and TD Waterhouse Nominee (Europe) Limited
Viswanathan Shankar - shares held through UBS Nominees Limited
Jan Verplancke - shares in own name
8. State the nature of the transaction
Ordinary shares of US$0.50 in Standard Chartered PLC acquired through the rights issue
9. Number of shares, debentures or financial instruments relating to shares acquired
Directors Name |
Ordinary shares acquired |
% of issued share capital |
Total shareholding |
% of issued share capital |
John Wilfred Peace |
838 |
0.000036% |
7,543 |
0.000322% |
Peter Alexander Sands |
24,999 |
0.001066% |
224,999 |
0.009596% |
Richard Henry Meddings |
15,128 |
0.000645% |
136,158 |
0.005807% |
Stefano Paolo Bertamini |
5,273 |
0.000225% |
47,465 |
0.002024% |
Jaspal Singh Bindra |
6,550 |
0.000279% |
58,956 |
0.002514% |
Alun Michael Guest Rees |
15,037 |
0.000641% |
135,334 |
0.005772% |
Richard Delbridge |
469 |
0.000020% |
4,465 |
0.000190% |
James Frederick Trevor Dundas |
349 |
0.000015% |
3,141 |
0.000134% |
Valerie Frances Gooding |
350 |
0.000015% |
3,154 |
0.000135% |
Dr Han Seung-soo KBE |
250 |
0.000011% |
2,250 |
0.000096% |
Simon Jonathan Lowth |
326 |
0.000014% |
3,087 |
0.000132% |
Rudolph Harold Peter Markham |
443 |
0.000019% |
3,994 |
0.000170% |
Ruth Markland |
401 |
0.000017% |
3,616 |
0.000154% |
John Gregor Hugh Paynter |
625 |
0.000027% |
5,625 |
0.000240% |
Paul David Skinner |
1,395 |
0.000059% |
12,852 |
0.000548% |
Oliver Henry James Stocken |
1,989 |
0.000085% |
17,914 |
0.000764% |
Richard Goulding |
15,957 |
0.000681% |
143,613 |
0.006125% |
Timothy Miller |
20,839 |
0.000889% |
187,557 |
0.007999% |
Tracy Clarke |
4,599 |
0.000196% |
43,622 |
0.001860% |
V Shankar |
19,057 |
0.000813% |
171,513 |
0.007315% |
Jan Verplancke |
1,400 |
0.000060% |
12,604 |
0.000538% |
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
See 9 above.
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£12.80
14. Date and place of transaction
8 November 2010 - London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
See 9 above.
16. Date issuer informed of transaction
8 November 2010
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which exercisable
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
NONE
24. Name of contact and telephone number for queries
Lee Davis, Assistant Secretary, 020 7885 7456
Name of authorised official of issuer responsible for making notification
Barbara McAll, Assistant Group Secretary
Date of notification
8 November 2010