This form is intended for use by an issuer to make a Regulatory Information Service notification required by the UK Financial Conduct Authority's Disclose and Transparency Rule 3.1.4R(1).
1. Name of the issuer
Standard Chartered PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with the UK Disclosure and Transparency Rule 3.1.2R;
(ii) a disclosure made in accordance with section 793 of the UK Companies Act (2006); or
(iii) in accordance with paragraph 26 of the Model Code of the UK Listing Rules.
This notification relates to a transaction notified in accordance with the UK Disclosure and Transparency Rule 3.1.2R
3. Name of person discharging managerial responsibilities/director
Steve Bertamini
Simon Lowth
Rudy Markham
Ruth Markland
Lars Thunell
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
This notification is made in respect of a holding of persons referred to in 3. above.
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of US$0.50 each fully paid
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Steve Bertamini- shares held in own name, Royal Bank of Canada and Standard Chartered Private Bank.
Simon Lowth- shares held through LR Nominees Limited
Rudy Markham- shares held through C. Hoare & Co
Ruth Markland- shares in own name
Lars Thunell- shares held through SEB Trygg Life
8. State the nature of the transaction
Share Dividend Election- 2013 Interim Dividend
9. Number of shares, debentures or financial instruments relating to shares acquired
Name |
Shares |
%ISC |
Total holding |
%ISC |
Steve Bertamini |
1,493 |
0.00006% |
126,490 |
0.005% |
Simon Lowth |
112 |
0.000005% |
9,913 |
0.0004% |
Rudy Markham |
51 |
0.000002% |
4,390 |
0.0002% |
Ruth Markland |
47 |
0.000002% |
3,978 |
0.0002% |
Lars Thunell |
76 |
0.000003% |
6,411 |
0.0003% |
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
See 9 above
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price pershare or value of transaction
15.362
14. Date and place of transaction
17 October 2013- London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
See 9 above
16. Date issuer informed of transaction
17 October 2013
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which exercisable
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
NONE
24. Name of contact and telephone number for queries
Alex Raistrick, Company Secretarial Assistant, 020 7885 7154
Name of authorised official of issuer responsible for making notification
Lee Davis, Assistant Group Secretary
Date of notification
17 October 2013