This form is intended for use by an issuer to make a Regulatory Information Service notification required by the UK Financial Conduct Authority's Disclose and Transparency Rule 3.1.4R(1).
1. Name of the issuer
Standard Chartered PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with the UK Disclosure and Transparency Rule 3.1.2R;
(ii) a disclosure made in accordance with section 793 of the UK Companies Act (2006); or
(iii) in accordance with paragraph 26 of the Model Code of the UK Listing Rules.
This notification relates to a transaction notified in accordance with the UK Disclosure and Transparency Rule 3.1.2R
3. Name of person discharging managerial responsibilities/director
Jaspal Bindra, Tracy Clarke, Richard Goulding, Andy Halford, Sir John Peace, Mike Rees, Peter Sands, V Shankar, Jan Verplancke
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
This notification is made in respect of holdings of persons referred to in 3. above.
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of US$0.50 each fully paid
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Jaspal Bindra - shares held in own name and Bedell Trustees Limited
Tracy Clarke - shares in own name, husband's name, Wealth Nominees Limited and Bedell Trustees Limited
Richard Goulding - shares held in own name and Bedell Trustees Limited
Andy Halford - shares held in Mership Nominees and Bedell Trustees Limited
Sir John Peace - shares held through BBHISL Nominees Limited
Mike Rees - shares held through Computershare Company Nominees Limited and Bedell Trustees Limited
Peter Sands - shares held through Heartwood Wealth Management Limited and Bedell Trustees Limited
V Shankar - shares held through UBS Nominees Limited and Bedell Trustees Limited
Jan Verplancke - shares held in own name and Bedell Trustees Limited
8. State the nature of the transaction
(i) Allocation of fixed pay allowance in shares ("Share Allowance"), released over a five year period, as disclosed in the 2013 Annual Report and Accounts.
(ii) Ordinary Share award ("Share Award") in accordance with Sir John Peace's contractual terms
9. Number of shares, debentures or financial instruments relating to shares acquired
Name |
Transaction |
No. Awarded |
% of issued share capital |
Jaspal Bindra |
Share Allowance |
12,008 |
0.0005 |
Tracy Clarke |
Share Allowance |
7,487 |
0.0003 |
Richard Goulding |
Share Allowance |
7,487 |
0.0003 |
Andy Halford |
Share Allowance |
9,874 |
0.0004 |
Sir John Peace |
Share Award |
11,197 |
0.0004 |
Mike Rees |
Share Allowance |
13,021 |
0.0005 |
Peter Sands |
Share Allowance |
14,324 |
0.0006 |
Vis Shankar |
Share Allowance |
14,127 |
0.0006 |
Jan Verplancke |
Share Allowance |
11,301 |
0.0004 |
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
See table in clause 9 above.
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price pershare or value of transaction
£12.28
14. Date and place of transaction
17 September 2014 - London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Name |
Shareholding |
% of issued share capital |
Jaspal Bindra |
211,360 |
0.008 |
Tracy Clarke |
103,621 |
0.004 |
Richard Goulding |
168,040 |
0.006 |
Andy Halford |
11,874 |
0.0005 |
Sir John Peace |
29,382 |
0.0012 |
Mike Rees |
227,148 |
0.009 |
Peter Sands |
322,791 |
0.013 |
Vis Shankar |
179,087 |
0.007 |
Jan Verplancke |
122,837 |
0.005 |
16. Date issuer informed of transaction
17 September 2014
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which exercisable
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
NONE
24. Name of contact and telephone number for queries
Alex Raistrick, Company Secretarial Assistant, 020 7885 7154
Name of authorised official of issuer responsible for making notification
Lee Davis, Assistant Group Secretary
Date of notification
18 September 2014