This form is intended for use by an issuer to make a Regulatory Information Service notification required by the UK Financial Conduct Authority's Disclosure and Transparency Rule 3.1.4R(1).
1. Name of the issuer
Standard Chartered PLC
2. State whether the notification relates to:
(i) a transaction notified in accordance with the UK Disclosure and Transparency Rule 3.1.2R;
(ii) a disclosure made in accordance with section 793 of the UK Companies Act (2006); or
(iii) in accordance with paragraph 26 of the Model Code of the UK Listing Rules.
This notification relates to a transaction notified in accordance with the UK Disclosure and Transparency Rule 3.1.2R
3. Name of person discharging managerial responsibilities/director
Mark Dowie
Karen Fawcett
Dr Han Seung-soo KBE
Doris Honold
Ben Hung
Ajay Kanwal
Sunil Kaushal
Ruth Markland
Anna Marrs
Pam Walkden
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
This notification is made in respect of a holding of persons referred to in 3. above.
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of US$0.50 each fully paid
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mark Dowie- shares held through Vestra Nominees Limited and Computershare Nominees Limited
Karen Fawcett- shares held in own name, Standard Chartered Private Bank and Computershare Nominees Limited
Dr Han Seung-soo KBE- shares held through NH Investment & Securities Co., Ltd
Doris Honold- shares held through Standard Chartered Private Bank and Computershare Nominees Limited
Ben Hung- shares held through HKSCC Nominees Ltd, TD Direct Investing Nominees (Europe) Ltd and Computershare Nominees Limited
Ajay Kanwal- shares held in own name, Standard Chartered Private Bank and Computershare Nominees Limited
Sunil Kaushal- shares held in own name and Computershare Nominees Limited
Ruth Markland- shares held in own name
Anna Marrs- shares held in own name and Computershare Nominees Limited
Pam Walkden- shares held through HSBC Client Nominees (UK) Ltd and Computershare Nominees Limited
8. State the nature of the transaction
Share Dividend Election- 2015 Interim Dividend
9. Number of shares, debentures or financial instruments relating to shares acquired
Name |
Shares |
%ISC |
Total holding |
%ISC |
Mark Dowie |
455 |
0.00002 |
122,801 |
0.005 |
Karen Fawcett |
806 |
0.00003 |
75,667 |
0.003 |
Dr Han Seung-soo KBE |
28 |
0.000001 |
2,702 |
0.0001 |
Doris Honold |
119 |
0.000005 |
45,815 |
0.002 |
Ben Hung |
97 |
0.000004 |
133,875 |
0.005 |
Ajay Kanwal |
100 |
0.000004 |
19,327 |
0.0008 |
Sunil Kaushal |
202 |
0.00001 |
18,988 |
0.0007 |
Ruth Markland |
47 |
0.000002 |
4,364 |
0.0002 |
Anna Marrs |
71 |
0.000003 |
12,264 |
0.0005 |
Pam Walkden |
54 |
0.000002 |
126,025 |
0.005 |
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
See 9 above
11. Number of shares, debentures or financial instruments relating to shares disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£8.5226
14. Date and place of transaction
19 October 2015- London
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
See 9 above
16. Date issuer informed of transaction
19 October 2015
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which exercisable
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
NONE
24. Name of contact and telephone number for queries
Alex Raistrick, Company Secretarial Assistant, 020 7885 7154
Name of authorised official of issuer responsible for making notification
Lee Davis, Assistant Group Secretary
Date of notification
20 October 2015