Director/PDMR Shareholding

RNS Number : 4619Z
Standard Chartered PLC
14 March 2017
 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Bill Winters

(allocated shares held through Computershare Investor Services PLC)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Group Chief Executive

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts.

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

17,759

ii)

7.413

82,220

iii)

7.45

592,751

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

17,759

ii)

7.413

82,220

iii)

7.45

592,751

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Andy Halford

(allocated shares held through Computershare Investor Services PLC)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Group Chief Financial Officer

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts.

iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

10,994

ii)

7.413

37,106

iii)

7.45

366,954

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

10,994

ii)

7.413

37,106

iii)

7.45

366,954

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Tracy Clarke (allocated shares held through Computershare Investor Services PLC)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Regional CEO Europe and Americas

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

v) Sale of shares in relation to the transaction described in iv) above

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

18,873

ii)

7.45

106,922

iii)

N/A

565

iv)

7.434383

10,016

v)

7.434383

10,016

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

18,873

ii)

7.45

106,922

iii)

N/A

565

iv)

7.434383

10,016

v)

7.434383

10,016

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Simon Cooper

2

 

Reason for the notification

 

a)

 

Position/status

 

 

CEO, Corporate and Institutional Banking

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.45

92,717

ii)

7.45

279,779

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.45

92,717

ii)

7.45

279,779

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Karen Fawcett

2

 

Reason for the notification

 

a)

 

Position/status

 

 

CEO, Retail Banking

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

v) Sale of shares in relation to the transaction described in iv) above

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.45

33,998

ii)

7.45

102,590

iii)

N/A

304

iv)

7.434383

5,395

v)

7.434383

5,395

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.45

33,998

ii)

7.45

102,590

iii)

N/A

304

iv)

7.434383

5,395

v)

7.434383

5,395

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Michael Gorriz

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Group Chief Information Officer

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.45

31,278

ii)

7.45

94,383

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.45

31,278

ii)

7.45

94,383

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Doris Honold (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Group Chief Operating Officer

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

v) Sale of shares to cover tax in relation to the transaction described in iv) above

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

24,530

ii)

7.45

100,671

iii)

N/A

197

iv)

7.434383

3,432

v)

7.434383

1,161

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

24,530

ii)

7.45

100,671

iii)

N/A

197

iv)

7.434383

3,432

v)

7.434383

1,161

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Benjamin Hung (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Regional CEO, Greater China and North Asia

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

29,534

ii)

7.45

104,329

iii)

N/A

76

iv)

7.434383

1,355

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

29,534

ii)

7.45

104,329

iii)

N/A

76

iv)

7.434383

1,355

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Sunil Kaushal (allocated shares held through Computershare Investor Services PLC)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Regional CEO, Africa and Middle East

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

23,295

ii)

7.45

69,944

iii)

N/A

70

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

23,295

ii)

7.45

69,944

iii)

N/A

70

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Anna Marrs

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

v) Sale of shares in relation to the transaction described in iv) above

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.45

35,746

ii)

7.45

179,621

iii)

N/A

332

iv)

7.434383

5,904

v)

7.434383

5,904

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.45

35,746

ii)

7.45

179,621

iii)

N/A

332

iv)

7.434383

5,904

v)

7.434383

5,904

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Mark Smith (allocated shares held through Computershare Investor Services PLC)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Group Chief Risk Officer

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

 

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

22,578

ii)

7.45

127,912

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

22,578

ii)

7.45

127,912

e)

 

Date of the transaction

 

 

13 March 2017

f)

 

Place of the transaction

 

 

XLON London Stock Exchange


1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Pamela Walkden (allocated shares held through Computershare Investor Services PLC; sold shares held in own name prior to disposal)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Group Head, HR

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Standard Chartered PLC

b)

 

LEI

 

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

 

i) Allocation of ordinary shares subject to a minimum retention period of six months

ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan

iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014

iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above

v) Sale of shares in relation to the transaction described in iv) above

vi) Disposal of shares

c)

 

Price(s) and volume(s)

 

 

 


Price

£

Volume:

i)

7.413

14,692

ii)

7.45

83,235

iii)

N/A

210

iv)

7.434383

3,731

v)

7.434383

3,731

vi)

7.37861                     

15,000

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 


Price

£

Volume:

i)

7.413

14,692

ii)

7.45

83,235

iii)

N/A

210

iv)

7.434383

3,731

v)

7.434383

3,731

vi)

7.37861                     

15,000

e)

 

Date of the transaction

 

13 March 2017

f)

 

Place of the transaction

XLON London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

José Viñals

(shares held through Bankia Banca Privada)

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Chairman

b)

 

Initial notification /Amendment

 

 

Initial

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Standard Chartered PLC

b)

 

LEI

 

U4LOSYZ7YG4W3S5F2G91

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

Ordinary Shares of US$0.50 each

 

 

ISIN: GB0004082847

 

b)

 

Nature of the transaction

 

Purchase of shares

c)

 

Price(s) and volume(s)

 

 

 

Price £

Volume:

7.389

6,500

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

Price £

Volume:

7.389

6,500

e)

 

Date of the transaction

 

13 March 2017

f)

 

Place of the transaction

 

XLON London Stock Exchange

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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