1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Bill Winters (allocated shares held through Computershare Investor Services PLC) |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Executive |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts. iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Andy Halford (allocated shares held through Computershare Investor Services PLC) |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Financial Officer |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts. iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||||||||
a)
|
Name
|
Tracy Clarke (allocated shares held through Computershare Investor Services PLC) |
||||||||||||||||||
2
|
Reason for the notification
|
|||||||||||||||||||
a)
|
Position/status
|
Regional CEO Europe and Americas |
||||||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above v) Sale of shares in relation to the transaction described in iv) above |
||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Simon Cooper |
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
CEO, Corporate and Institutional Banking |
|||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||
e)
|
Date of the transaction
|
13 March 2017 |
|||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||||||||
a)
|
Name
|
Karen Fawcett |
||||||||||||||||||
2
|
Reason for the notification
|
|||||||||||||||||||
a)
|
Position/status
|
CEO, Retail Banking |
||||||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above v) Sale of shares in relation to the transaction described in iv) above |
||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Michael Gorriz |
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Information Officer |
|||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||
e)
|
Date of the transaction
|
13 March 2017 |
|||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||||||||
a)
|
Name
|
Doris Honold (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank) |
||||||||||||||||||
2
|
Reason for the notification
|
|||||||||||||||||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above v) Sale of shares to cover tax in relation to the transaction described in iv) above |
||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||||||||
a)
|
Name
|
Benjamin Hung (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank) |
|||||||||||||||
2
|
Reason for the notification
|
||||||||||||||||
a)
|
Position/status
|
Regional CEO, Greater China and North Asia |
|||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
|||||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Sunil Kaushal (allocated shares held through Computershare Investor Services PLC) |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Regional CEO, Africa and Middle East |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||||||||
a)
|
Name
|
Anna Marrs |
||||||||||||||||||
2
|
Reason for the notification
|
|||||||||||||||||||
a)
|
Position/status
|
Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking |
||||||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above v) Sale of shares in relation to the transaction described in iv) above |
||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
||||||||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Mark Smith (allocated shares held through Computershare Investor Services PLC) |
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Risk Officer |
|||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||
e)
|
Date of the transaction
|
13 March 2017 |
|||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||||||||||||||
a)
|
Name
|
Pamela Walkden (allocated shares held through Computershare Investor Services PLC; sold shares held in own name prior to disposal) |
|||||||||||||||||||||
2
|
Reason for the notification
|
||||||||||||||||||||||
a)
|
Position/status
|
Group Head, HR |
|||||||||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of six months ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above v) Sale of shares in relation to the transaction described in iv) above vi) Disposal of shares |
|||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2017 |
|||||||||||||||||||||
f)
|
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
José Viñals (shares held through Bankia Banca Privada) |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chairman |
||||
b)
|
Initial notification /Amendment
|
Initial |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Standard Chartered PLC |
||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||
b)
|
Nature of the transaction
|
Purchase of shares |
||||
c)
|
Price(s) and volume(s)
|
|
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d)
|
Aggregated information
- Aggregated volume
- Price
|
|
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e)
|
Date of the transaction
|
13 March 2017 |
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f)
|
Place of the transaction
|
XLON London Stock Exchange |