1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Andy Halford |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Financial Officer |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares to cover tax in relation to the transaction described in ii) above |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
20 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||||||||
a)
|
Name
|
Tracy Clarke (disposal of shares held through Equiniti) |
|||||||||||||||
2
|
Reason for the notification
|
||||||||||||||||
a)
|
Position/status
|
Regional CEO Europe and Americas |
|||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares in relation to the transaction described in ii) above iv) Disposal of shares |
|||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||||||||
e)
|
Date of the transaction
|
20 March 2017 |
|||||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Karen Fawcett |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
CEO, Retail Banking |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares in relation to the transaction described in ii) above |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
20 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Doris Honold (retained exercised shares held through Standard Chartered Private Bank) |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Operating Officer |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares to cover tax in relation to the transaction described in ii) above |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
20 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Benjamin Hung (retained exercised shares held through Standard Chartered Private Bank) |
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Regional CEO, Greater China and North Asia |
|||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|||||||||
e)
|
Date of the transaction
|
20 March 2017 |
|||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Sunil Kaushal |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Regional CEO, Africa and Middle East |
||||
b)
|
Initial notification /Amendment
|
Initial |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Standard Chartered PLC |
||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||
b)
|
Nature of the transaction
|
Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
20 March 2017 |
||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Anna Marrs |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares in relation to the transaction described in ii) above |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
20 March 2017 |
||||||||||||
f)
|
Place of the transaction
|
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Pamela Walkden |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Head, HR |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares in relation to the transaction described in ii) above |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||||||||||
e)
|
Date of the transaction
|
20 March 2017 |
||||||||||||
f)
|
Place of the transaction |
XLON London Stock Exchange |