Standard Chartered PLC - Director/PDMR Shareholding
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Bill Winters
(allocated shares held through Computershare Investor Services PLC)
|
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Chief Executive Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
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a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
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b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2017 Annual Report and Accounts.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
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c)
|
Price(s) and volume(s)
|
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d)
|
Aggregated information
- Aggregated volume
- Price |
|
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e)
|
Date of the transaction
|
9 March 2018 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Andy Halford (allocated shares held through Computershare Investor Services PLC) |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Chief Financial Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847 |
|||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2017 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
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c)
|
Price(s) and volume(s)
|
|
|||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
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e)
|
Date of the transaction
|
9 March 2018 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
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|
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1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|
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a)
|
Name
|
Anna Marrs |
|
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2
|
Reason for the notification
|
|
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a)
|
Position/status
|
Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking |
|
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b)
|
Initial notification /Amendment
|
Initial |
|
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|
||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
|
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c)
|
Price(s) and volume(s)
|
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
|
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f) |
Place of the transaction |
XLON London Stock Exchange |
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Ben Hung |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
CEO, Retail Banking & Regional CEO, Greater China & North Asia |
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b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Doris Honold |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group COO |
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b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Judy Hsu |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
CEO Singapore and ASEAN Markets (Malaysia, Vietnam, Thailand and Rep Offices) |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Mark Smith |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Risk Officer |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Pam Walkden |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Head, Human Resources |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Sunil Kaushal |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Regional CEO, Africa & Middle East
|
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Simon Cooper |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
CEO, Corporate and Institutional Banking |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Tracey McDermott |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Head, Corporate, Public and Regulatory Affairs, and Brand and Marketing |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Tracy Clarke |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Regional CEO, Europe and Americas |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||||||||
a)
|
Name
|
Michael Gorriz |
|||||||||||||||
2
|
Reason for the notification
|
||||||||||||||||
a)
|
Position/status
|
Group Chief Information Officer |
|||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Sale of shares
|
|||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||
e)
|
Date of the transaction
|
9 March 2018 |
|||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |