Standard Chartered PLC - Director/PDMR Shareholding
1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Andy Halford |
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2
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Reason for the notification
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a)
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Position/status
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Group Chief Financial Officer |
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b)
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Initial notification /Amendment
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Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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Standard Chartered PLC |
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b)
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LEI
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U4LOSYZ7YG4W3S5F2G91 |
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary Shares of US$0.50 each
ISIN: GB0004082847
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b)
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Nature of the transaction
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i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares to cover tax in relation to the transaction described in ii) above
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c)
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Price(s) and volume(s)
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d)
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Aggregated information
- Aggregated volume
- Price |
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e)
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Date of the transaction
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19 March 2018 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Anna Marrs |
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2
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Reason for the notification
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a)
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Position/status
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Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking |
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b)
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Initial notification /Amendment
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Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
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a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares in relation to the transaction described in ii) above
iv) Sale of shares
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c)
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Price(s) and volume(s)
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d)
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Aggregated information
- Aggregated volume
- Price |
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e)
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Date of the transaction
|
19 March 2018 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Ben Hung |
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2
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Reason for the notification
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a)
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Position/status
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CEO, Retail Banking & Regional CEO, Greater China & North Asia |
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b)
|
Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||
e)
|
Date of the transaction
|
19 March 2018 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
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Name
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Doris Honold |
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2
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Reason for the notification
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a)
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Position/status
|
Group COO |
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b)
|
Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares to cover tax in relation to the transaction described in ii) above
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
19 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
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Name
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Judy Hsu |
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2
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Reason for the notification
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a)
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Position/status
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CEO Singapore and ASEAN Markets (Malaysia, Vietnam, Thailand and Rep Offices) |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares in relation to the transaction described in ii) above
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
19 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
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Pam Walkden |
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2
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Reason for the notification
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a)
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Position/status
|
Group Head, Human Resources |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares in relation to the transaction described in ii) above
|
||||||||||||
|
|
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
19 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Sunil Kaushal |
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2
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Reason for the notification
|
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a)
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Position/status
|
Regional CEO, Africa & Middle East
|
|||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Exercise of deferred shares granted in March 2013 under the 2011 Standard Chartered Share Plan
iv) Exercise of deferred shares granted in March 2014 under the 2011 Standard Chartered Share Plan
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c)
|
Price(s) and volume(s)
|
|
|||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||
e)
|
Date of the transaction
|
19 March 2018 |
|||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Tracy Clarke |
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2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Regional CEO, Europe and Americas |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Sale of shares to cover tax in relation to the transaction described in ii) above
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
19 March 2018 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |