Standard Chartered PLC - Director/PDMR Shareholding
1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Andy Halford |
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2
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Reason for the notification
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a)
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Position/status
|
Group Chief Financial Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
|
Standard Chartered PLC |
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b)
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LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
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a)
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Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
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b)
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Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2022 Annual Report and Accounts iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Vesting of the fourth tranche of shares under 2017-19 LTIP post performance, including notional dividends v) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance vi) Sale of shares to cover tax in relation to the transactions described in iv) and v) above |
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c)
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Price(s) and volume(s)
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d)
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Aggregated information
- Aggregated volume
- Price |
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e)
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Date of the transaction
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13 March 2023 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
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Details of the person discharging managerial responsibilities / person closely associated
|
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a)
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Name
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Ben Hung |
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2
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Reason for the notification
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a)
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Position/status
|
Chief Executive Officer, Asia |
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b)
|
Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
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a)
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Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
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b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Vesting of the fourth tranche of shares under 2017-19 LTIP post performance, including notional dividends v) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance vi) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan |
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c)
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Price(s) and volume(s)
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d)
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Aggregated information
- Aggregated volume
- Price |
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e)
|
Date of the transaction
|
13 March 2023 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Bill Winters |
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2
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Reason for the notification
|
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a)
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Position/status
|
Group Chief Executive |
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b)
|
Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor t |
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r
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
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b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2022 Annual Report and Accounts iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Vesting of the fourth tranche of shares under 2017-19 LTIP post performance, including notional dividends v) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance vi) Sale of shares to cover tax in relation to the transactions described in iv) and v) above |
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c)
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Price(s) and volume(s)
|
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d)
|
Aggregated information
- Aggregated volume
- Price |
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e)
|
Date of the transaction
|
13 March 2023 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Claire Dixon |
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2
|
Reason for the notification
|
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a)
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Position/status
|
Group Head, Corporate Affairs, Brand and Marketing |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
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b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iII) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan |
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c)
|
Price(s) and volume(s)
|
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d)
|
Aggregated information
- Aggregated volume
- Price |
|
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e)
|
Date of the transaction
|
13 March 2023 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Judy Hsu |
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2
|
Reason for the notification
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a)
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Position/status
|
CEO, Consumer, Private and Business Banking |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance v) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan |
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c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Roel Louwhoff |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Chief Technology, Operations and Transformation Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iII) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan |
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c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Sadia Ricke |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Chief Risk Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Grant of restricted shares award under the 2021 Standard Chartered Share Plan v) Allocation of ordinary shares |
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c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Simon Cooper |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
CEO, Corporate, Commercial & Institutional Banking and CEO, Europe & Americas |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan i v) Vesting of the fourth tranche of shares under 2017-19 LTIP post performance, including notional dividends v) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance vi) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan |
|||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
|||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Sunil Kaushal |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Regional CEO, Africa & Middle East |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan i v) Vesting of the fourth tranche of shares under 2017-19 LTIP post performance, including notional dividends v) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance vi) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan |
|||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
|||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Tanuj Kapilashrami |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Head, Human Resources |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance v) Sale of shares to cover tax in relation to the transaction described in iv) above |
||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||||||||||||||
a)
|
Name
|
Tracey McDermott |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Head, Conduct, Financial Crime and Compliance |
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b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan iv) Vesting of the second tranche of shares under the 2019-2021 LTIP post performance v) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan vi) Sale of shares to cover tax in relation to the transactions described in iv) and v) above |
|||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||
e)
|
Date of the transaction
|
13 March 2023 |
|||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |