Standard Chartered PLC - Director/PDMR Shareholding
1
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Details of the person discharging managerial responsibilities / person closely associated
|
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a)
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Name
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Simon Cooper |
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2
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Reason for the notification
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a)
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Position/status
|
CEO, Corporate, Commercial & Institutional Banking and CEO, Europe & Americas |
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b)
|
Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
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a)
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Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
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a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
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b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance viii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance |
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c)
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Price(s) and volume(s)
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d)
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Aggregated information
- Aggregated volume
- Price |
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e)
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Date of the transaction
|
11 March 2024 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Diego De Giorgi |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Chief Financial Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
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a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
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b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2023 Annual Report and Accounts |
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c)
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Price(s) and volume(s)
|
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d)
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Aggregated information
- Aggregated volume
- Price |
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e)
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Date of the transaction
|
11 March 2024 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Claire Dixon |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Head, Corporate Affairs, Brand and Marketing |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan |
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c)
|
Price(s) and volume(s)
|
|
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d)
|
Aggregated information
- Aggregated volume
- Price |
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e)
|
Date of the transaction
|
11 March 2024 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Judy Hsu |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
CEO, Consumer, Private and Business Banking |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
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b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan iv) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan v) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance vi) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance vii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance |
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c)
|
Price(s) and volume(s)
|
|
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d)
|
Aggregated information
- Aggregated volume
- Price |
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e)
|
Date of the transaction
|
11 March 2024 |
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f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Benjamin Hung |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Chief Executive Officer, Asia |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance viii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance |
|||||||||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||||||||
e)
|
Date of the transaction
|
11 March 2024 |
|||||||||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Tanuj Kapilashrami |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Head, Human Resources |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan iv) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance v) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance vi) Sale of shares to cover tax in relation to the transactions described in iii), iv) and v) above |
|||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||
e)
|
Date of the transaction
|
11 March 2024 |
|||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Sunil Kaushal |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Regional CEO, Africa & Middle East |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance vii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance |
|||||||||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||||||||
e)
|
Date of the transaction
|
11 March 2024 |
|||||||||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Roel Louwhoff |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Chief Transformation, Technology & Operations Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||
e)
|
Date of the transaction
|
11 March 2024 |
|||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Tracey McDermott |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Head, Conduct, Financial Crime and Compliance |
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b)
|
Initial notification /Amendment
|
Initial |
||||||||||||||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
||||||||||||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
||||||||||||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
||||||||||||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance viii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance ix) Sale of shares to cover tax in relation to the transactions described in iii), iv), v), vi), vii) and viii) above |
||||||||||||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
||||||||||||||||||||||||||||||
e)
|
Date of the transaction
|
11 March 2024 |
||||||||||||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Sadia Ricke |
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Risk Officer |
|||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||
e)
|
Date of the transaction
|
11 March 2024 |
|||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||||||||||||||
a)
|
Name
|
Bill Winters |
|||||||||||||||||||||
2
|
Reason for the notification
|
||||||||||||||||||||||
a)
|
Position/status
|
Group Chief Executive |
|||||||||||||||||||||
b)
|
Initial notification /Amendment
|
Initial |
|||||||||||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||||||||||||||
a)
|
Name
|
Standard Chartered PLC |
|||||||||||||||||||||
b)
|
LEI
|
U4LOSYZ7YG4W3S5F2G91 |
|||||||||||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
|
|||||||||||||||||||||
b)
|
Nature of the transaction
|
i) Allocation of ordinary shares subject to a minimum retention period of twelve months ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2023 Annual Report and Accounts iii) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance iv) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance v) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance vi) Sale of shares to cover tax in relation to the transactions described in iii), iv) and v) above |
|||||||||||||||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
|
|||||||||||||||||||||
e)
|
Date of the transaction
|
11 March 2024 |
|||||||||||||||||||||
f) |
Place of the transaction |
XLON London Stock Exchange |