TR-1 NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached |
Standard Chartered PLC |
2. Reason for the notification (please state yes/no)
An acquisition or disposal of voting rights |
|
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify): Increase in shareholding pursuant to receipt of scrip dividend |
Yes |
3. Full name of person(s) subject to the notification obligation |
Temasek Holdings (Private) Limited Fullerton Management Pte Ltd Dover Investments Pte. Ltd. |
4. Full name of shareholder(s) (if different from 3). |
Nortrust Nominees Ltd |
5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
15 May 2009 |
6. Date on which issuer notified: |
22 May 2009 |
7. Threshold(s) that is/are crossed or reached: |
Temasek Holdings (Private) Limited - From 18% to 19% Fullerton Management Pte Ltd - From 18% to 19% Dover Investments Pte. Ltd. - From 18% to 19% |
8. Notified details: |
NIL |
A: Voting rights attached to shares |
|||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
|
268,197,219 (See (1) in Additional Information in Box 13) |
67,049,304 (based on 1 voting right for every US$2.00 nominal value of shares) |
NIL |
NIL |
92,367,111 (based on 1 voting right for every US$2.00 nominal value of shares) |
NIL |
19.11% |
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
NIL |
NIL |
NIL |
NIL |
NIL |
Total (A+B) |
|
Number of voting rights |
% of voting rights |
92,367,111 (based on 1 voting right for every US$2.00 nominal value of shares) |
19.11% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Temasek Holdings (Private) Limited (Indirect) - 369,468,445 shares (92,367,111 voting rights based on 1 voting right for every US$2.00 nominal value of shares) 19.11% (See (2) in Additional Information in Box 13) Fullerton Management Pte Ltd (Indirect) - 369,468,445 shares (92,367,111 voting rights based on 1 voting right for every US$2.00 nominal value of shares) = 19.11% (See (2) in Additional Information in Box 13) Dover Investments Pte. Ltd. (Direct) - 368,122,597 shares (92,030,649 voting rights (based on 1 voting right for every US$2.00 nominal value of shares) = 19.04% |
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12 Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
(1) The 268,197,219 shares comprise 267,220,267 shares held by Dover Investments Pte. Ltd. (“Dover”) and 976,952 shares held by Cavanagh Investments Pte Ltd (“Cavanagh”) as of 2 May 2008. Dover is a wholly owned subsidiary of Fullerton Management Pte Ltd (“FMPL”) which is in turn a wholly owned subsidiary of Temasek Holdings (Private) Limited (“Temasek”). Cavanagh is a wholly owned subsidiary of Fullerton Financial Holdings Pte Ltd which is in turn a wholly owned subsidiary of FMPL.
(2) The 369,468,445 shares (92,367,111 voting rights based on 1 voting right for every US$2.00 nominal value of shares) comprise 368,122,597 shares (92,030,649 voting rights based on 1 voting right for every US$2.00 nominal value of shares) held by Dover and 1,345,848 shares (336,462 voting rights based on 1 voting right for every US$2.00 nominal value of shares) held by Cavanagh as of 15 May 2009. (3) Notification using shares in issue figure of 1,933,229,573 (483,307,393 voting rights based on 1 voting right for every US$2.00 nominal value of shares) as at 20 May 2009. |
14. Contact name: |
|
15. Contact telephone number: |
|
Annex Notification Of Major Interests In Shares |
A: Identity of the person or legal entity subject to the notification obligation |
|
Full name (including legal form for legal entities) |
Standard Chartered PLC |
Contact address (registered office for legal entities) |
|
Phone number |
020 7885 7456 |
Other useful information (at least legal representative for legal persons) |
|
B: Identity of the notifier, if applicable |
|
Full name |
Lee Davis |
Contact address |
Standard Chartered PLC 1 Basinghall Avenue, |
Phone number |
020 7885 7456 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Group Corporate Secretariat |
C: Additional information |
|