TR-1 NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached |
Standard Chartered PLC |
2. Reason for the notification (please state yes/no)
An acquisition or disposal of voting rights |
Yes |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify): Increase in shareholding pursuant to receipt of scrip dividend |
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3. Full name of person(s) subject to the notification obligation |
Legal & General Group Plc (L&G) |
4. Full name of shareholder(s) (if different from 3). |
Legal & General Assurance (Pensions Management) Limited (PMC) |
5. Date of the transaction (and date on which the threshold is crossed or reached if different): |
02 November 2009 |
6. Date on which issuer notified: |
04 November 2009 |
7. Threshold(s) that is/are crossed or reached: |
From 3% - 4% (L&G) |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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80,838,465 |
20,209,616 |
81,212,041 |
20,303,010 |
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4.01 |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
NIL |
NIL |
NIL |
NIL |
NIL |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights Nominal Delta |
|
NIL |
NIL |
NIL |
NIL |
NIL |
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|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
20,303,010 |
4.01 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Legal & General Group Plc (Direct and Indirect) (Group) |
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Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) |
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Legal & General Investment Management Limited (Indirect) (LGIM) |
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Legal & General Group Plc (Direct) (L&G) (20,303,010 - 4.01% = LGAS, LGPL & PMC) |
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Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) (18,110,706 - 3.58% = PMC) |
Legal & General Insurance Holdings Limited (Direct) (LGIH) |
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Legal & General Assurance (Pensions Management) Limited (PMC) (18,110,706 - 3.58% = PMC) |
Legal & General Assurance Society Limited (LGAS & LGPL) |
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Legal & General Pensions Limited (Direct) (LGPL) |
Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12 Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
Notification using the total voting rights figure of 505,263,367 |
14. Contact name: |
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15. Contact telephone number: |
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Annex Notification Of Major Interests In Shares |
A: Identity of the person or legal entity subject to the notification obligation |
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Full name (including legal form for legal entities) |
Standard Chartered PLC |
Contact address (registered office for legal entities) |
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Phone number |
020 7885 7456 |
Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable |
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Full name |
Lee Davis |
Contact address |
Standard Chartered PLC 1 Basinghall Avenue, |
Phone number |
020 7885 7456 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Group Corporate Secretariat |
C: Additional information |
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