TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Standard Chartered PLC LEI: U4LOSYZ7YG4W3S5F2G91 |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Aberdeen Asset Managers Limited (and/or acting for its affiliates) as discretionary investment manager on behalf of multiple portfolios |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
30 November 2016 |
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6. Date on which issuer notified: |
6 January 2017
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB0004082847 (UK Listed) |
182,451,585 |
152,691,659 |
182,061,460 |
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152,301,534 |
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4.64% |
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GB0004082847 (HK Listed)
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9,752,556 |
5,485,341 |
9,752,556 |
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5,485,341 |
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0.17% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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Rights to recall lent shares (UK listed line) |
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3,949,268 |
0.12% |
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Rights to recall lent shares (HK listed line) |
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1,883,640 |
0.06% |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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163,619,783 |
4.98% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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The notification was submitted late to Standard Chartered due to the issue mentioned in our notification for increasing above 5% on 29/11/16, (submitted on 06/01/17) where a change in the voting rights attached to shares in an underlying portfolio was not identified on the day that the change occurred.
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14. Contact name: |
Lee Davis |
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15. Contact telephone number: |
020 7885 7456 |
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