Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Templeton Emerging Markets Investment Trust PLC |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
No |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An event changing the breakdown of voting rights |
Yes |
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Other (please specify): |
No |
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3. Full name of person(s) subject to notification obligation: |
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4. Full name of shareholder(s) (if different from 3): |
Permal Asian Holdings N.V. Permal Emerging Markets Holdings N.V. |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
16 June 2008 |
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6. Date on which issuer notified: |
25 July 2008 |
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7. Threshold(s) that is/are crossed or reached: |
4% |
8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares (GB0008829292) |
15,876,338 |
15,876,338 |
15,876,338 |
15,876,338 |
0 |
4.80% |
0% |
(The interests of Permal Asian Holdings N.V. and Permal Emerging Markets Holdings N.V. are direct and the interests of Permal Investment Management Services Limited and Permal Asset Management Inc. are indirect - see box 9 below. See also box 13 below) |
B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
15,876,338 |
4.80% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Permal Asset Management Inc. 15,876,338 indirect voting rights (4.80%) |
Proxy Voting: |
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10. Name of proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
The indirect voting rights of Permal Asset Management Inc. and Permal Investment Management Services Limited are held as asset managers to Permal Asian Holding N.V. and Permal Emerging Markets Holdings N.V. |
14 Contact name: |
Marc Cane, Permal Investment Management Services Limited, Compliance Officer and Money Laundering Reporting Officer |
15. Contact telephone: |
020 7389 1324 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities) |
Permal Investment Management Services Limited Permal Asset Management Inc. |
Contact address (registered office for legal entities) |
Permal Investment Management Services Limited, 25 St James's Street, London SW1A 1HA Permal Asset Management Inc., 900 Third Avenue, New York, NY 10022, USA |
Phone number & email |
Marc Cane, Compliance Officer and Money Laundering Reporting Officer, telephone 020 73891324, email mcane@permal.com |
Other useful information (at least legal representative for legal persons) |
Michael McDonough (Company Secretary, Permal Investment Management Services Limited), Carol O'Donnell (Company Secretary, Permal Asset Management Inc.) |
B: Identity of the notifier, if applicable |
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Full name |
Marc Cane |
Contact address |
Permal Investment Management Services Limited, 25 St James's Street, London SW1A 1HA |
Phone number & email |
Telephone 020 73891324, email mcane@permal.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Compliance Officer and Money Laundering Reporting Officer |
C: Additional information |
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