Appendix 3B

RNS Number : 1513R

Thor Mining PLC

15 November 2012

 



Thursday 15 November 2012

THOR MINING PLC

Thor Mining PLC ("Thor" or the "Company")

Appendix 3B

The Directors of Thor Mining PLC (AIM, ASX: THR) a today released the following announcement on the Australian Stock Exchange ("ASX") as required under the listing rules of the ASX.

 

Appendix 3B

 

New issue announcement,

application for quotation of additional securities

and agreement

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX's property and may be made public.

Introduced 1/7/96.  Origin: Appendix 5.  Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

Name of entity

Thor Mining PLC

ARBN

121 117 673

We (the entity) give ASX the following information.

Part 1 ‑ All issues

You must complete the relevant sections (attach sheets if there is not enough space).

1	+Class of +securities issued or to be issued		Chess Depository Interests (CDIs) issued over ordinary shares.
2	Number  of +securities issued or to be issued (if known) or maximum number which may be issued		Transfer of 11,321,504 CDIs from ASX to London Stock Exchange (AIM) as shares listed on AIM during the period from 1 October to 31 October 2012. Thereby reducing the number of ASX listed CDIs to 429,152,311 as at 31 October 2012. Issue of 47,542,856 shares, listed on London Stock Exchange (AIM) with effect from 15 November 2012, as a result of a placement. Thereby increasing the total issued shares listed on London Stock Exchange (AIM) to 903,425,923 as at 15 October 2012.
3	Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)				This represents the : ·     Transfer of 11,321,504 CDIs listed on ASX to ordinary shares listed on London Stock Exchange (AIM), during the month of October 2012. ·     Issue of 47,542,856 shares at a price of 0.70 pence each as announced on 2 November 2012 to be listed on the London Stock Exchange (AIM).
4	Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? If the additional securities do not rank equally, please state: ·    the date from which they do ·    the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment ·    the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment				Yes.
5	Issue price or consideration				Issue of Shares: - GBP0.007 (0.7 pence) per share. Transfer: - Not Applicable.
6	Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets)				Transfer of securities from CDIs listed on ASX, to ordinary shares listed on the London Stock Exchange (AIM). Issue of shares to provide working capital to enable the company to continue with its exploration programme.
7	Dates of entering +securities into uncertificated holdings or despatch of certificates				Transfers - 1 October 2012, to 31 October  2012. Issue of shares: 15 November 2012.
		Number		+Class
8	Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable)	440,473,815		Ordinary Shares quoted by ASX (As CDIs) "THR" (as at 31 October 2012, and subject to any movements between ASX and AIM, until 15 November 2012).

		Number	+Class
9	Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable)	474,273,612 8,000,000 1,000,000 1,000,000 4,000,000 1,100,000	Ordinary Shares listed on London Stock      Exchange AIM market, as at 15 November 2012. 4 cent Unlisted Options expiring  24 November 2013 (Held by Directors) 5 cent Unlisted Options expiring 20 December 2013. (Held by Associates) 3.5 cent Unlisted Options expiring 13 June 2014.(Held by Associates) 2.0 pence Unlisted Options expiring 21 June 2015. (Held by Associates) 2.0 cent Unlisted Options expiring 27 September 2015. (Held by  Employees)
10	Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)	No policy

Part 2 ‑ Bonus issue or pro rata issue - Not applicable

Part 3 ‑ Quotation of securities

You need only complete this section if you are applying for quotation of securities

34	Type of securities (tick one)
(a)		Securities described in Part 1  (CDIs only)

(b)

All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

Entities that have ticked box 34(a)

Additional securities forming a new class of securities - Not applicable

Quotation agreement

1          +Quotation of our additional +securities is in ASX's absolute discretion.  ASX may quote the +securities on any conditions it decides. 

2          We warrant the following to ASX.

·           The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.

·           There is no reason why those +securities should not be granted +quotation.

·           An offer of the ⁺securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act. 

Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty

·           Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.

·           If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.

3          We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.

4          We give ASX the information and documents required by this form.  If any information or document not available now, will give it to ASX before +quotation of the +securities begins.  We acknowledge that ASX is relying on the information and documents.  We warrant that they are (will be) true and complete.

Sign here:             

                                           (Company Secretary)

Date:                                    15 November 2012                                                                         

Print name:                           Allan Burchard

== == == == ==

Enquiries:

Mick Billing	[phone]	Thor Mining PLC	Executive Chairman
Allan Burchard	[phone]	Thor Mining PLC	CFO/Company Secretary
Gerry Beaney / David Hignell	[phone]	Grant Thornton Corporate Finance	Nominated Adviser
Nick Emerson/ Renato Rufus	[phone]	Simple Investments	Broker
Alex Walters/ Emma Wigan	[phone] [phone]	Cadogan PR	Financial PR

 

END

 

 

MSCBLBDBGDBBGDS