TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES1 |
||||
|
|
|||
1. Identity of the issuer or the underlying issuer |
Tlou Energy Limited |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
|
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|||
An event changing the breakdown of voting rights |
x |
|||
Other (please specify): |
|
|
||
3. Full name of person(s) subject to the |
Stephen Hemsley |
|||
4. Full name of shareholder(s) |
Smith & Williamson Nominees Ltd on behalf of Stephen Hemsley Sharon Hemsley CTG Investment Ltd |
|||
5. Date of the transaction and date on |
1 December 2015 |
|||
6. Date on which issuer notified: |
1 December 2015 |
|||
7. Threshold(s) that is/are crossed or |
3% |
|||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
ORDINARY SHARES AU000000TOU2
|
6,431,336 |
6,431,336 |
4,861,335 |
4,861,335 |
3,000,000 |
2.36% |
1.46% |
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||
|
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
7,861,335 |
3.82% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
The Placing and Admission to AIM document issued by the Company disclosed that Stephen Hemsley, his family and CTG Investment Ltd (a discretionary trust of which Stephen Hemsley and his family are potential beneficiaries) had increased their holding from 6,431,336 shares (3.44%) to 7,861,335 shares (3.82%) on Admission.
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
N/A |
|
11. Number of voting rights proxy holder will cease |
N/A |
|
12. Date on which proxy holder will cease to hold |
N/A |
|
|
||
|
Figures are based on total number of voting rights 205,619,292 |
|
14. Contact name: |
Stephen Hemsley |
|
15. Contact telephone number: |
01590 611008 |
|