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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
TomCo Energy Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Mark Donegan, Dominic Redfern, Sarah Cooke, Altima Global Special Situations Master Fund Limited |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
12 March 2013 |
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6. Date on which issuer notified: |
12 March 2013 |
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7. Threshold(s) that is/are crossed or |
23% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares GB0031782278 |
384,000,000 |
384,000,000 |
423,418,748 |
423,418,748 |
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22.65% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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423,418,748 |
22.65% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Mark Donegan and Dominic Redfern are partners of Altima Partners LLP, which itself is the Investment Manager of the Altima Global Special Situations Master Fund Limited. Sarah Cooke is the wife of Dominic Redfern.
As a result of a recent placing of shares by the company, certain of these parties have acquired shares as indicated below:
All these parties are considered connected persons for the calculation of the concert party holdings.
All figures in this TR1 exclude any warrants held by the individuals.
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
James Badcock |
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15. Contact telephone number: |
020 7968 6425 |
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