Holding(s) in Company
Toyota Motor Corporation
06 January 2003
(Following document is English translation of original Japanese document)
Form No. 1 (1)
Acceptance
Amendment No.3 (a) Accepting Accepted Local Number
Local Year Finance
Finance Bureau in
Bureau Charge
(Report in accordance with Article
27-25,
Paragraph 1 of the Securities and
Exchange Law)
To: Director of Tokai Local Finance Bureau
Name Fujio Cho, President, Toyota Motor Corporation (b)
Effective date of reporting duty December 24, 2002 (c)
Address or head office location 1 Toyota-cho, Toyota City, Aichi Prefecture (b)
Submitted on January 6, 2003
I. Matters Regarding Submitter
1. Issuing company (d)
Name of issuing Aisin Seiki Co., Company code 7259 Page number/Total page 1/7
Ltd.
company number
*(1). Listed 2.Over-the-counter
Listed * (1.) Tokyo (2.) Osaka (3.) Nagoya Total number of 2
securities submitter
exchange 4. Fukuoka 5. Sapporo and joint holders
Head office 1, Asahimachi 2-chome, Kariya City, Aichi Submitting method (e) * (1.)
location Prefecture Jointly
2. Others
2. Submitter (Substantial Shareholder) (f)
* 1. Individual
(2.) Judicial person ( (1.) Joint stock company 2. Limited liability company 3. Other ( ))
(Pronunciation) (omitted in translation)
Name Toyota Motor Corporation
(Pronunciation) (omitted in translation)
Address or head office location 1 Toyota-cho, Toyota City, Aichi Prefecture, 471-8571
(Pronunciation) (omitted in translation)
Former name
(Pronunciation) (omitted in translation)
Former address or head office location
Individual Date of birth (pronunciation) (omitted in translation)
Office's name
Occupation Office's address
Judicial Date of incorporation (pronunciation) (omitted in translation) Title of
person Representative
August 27, 1937 Name of representative Fujio Cho
President
Business The manufacture, sale, leasing and repair of motor vehicles, industrial vehicles, ships,
purposes aircraft, other transportation machinery and apparatus, space machinery and apparatus, and
parts thereof, etc.
Place to contact and name Yuji Maki, Project General Manager of Planning Department, Accounting Division
of person in charge
Telephone number 0565 (28) 2121
3. Holding purposes (g)
For strategic investment (maintenance and development of the business relationship)
End of Form No. 1 (1)
Form No. 1 (2)
Company code of 7259
issuing company Page number/Total page number 2/7
Name of submitter Toyota Motor Corporation
(Substantial Shareholder)
4. Breakdown of stock, etc. held by the submitter (h)
Main Text of Article 27-23, Article 27-23, Paragraph 3, Article 27-23, Paragraph 3,
Paragraph 3 Item 1 Item 2
Shares 65,558,549 shares ---- shares ---- shares
Warrants A ---- shares G shares
Certificate of stock B ---- shares H shares
acquisition rights
Bonds with stock C 4,738,675 shares I shares
acquisition rights
Covered warrants D ---- J
relating to applicable
securities
Depositary receipts ----
representing ownership
interest in shares
Other related E ---- K
depositary receipts
Bonds redeemable by F ---- L
applicable securities
Total M 70,297,224 shares N ---- shares O ---- shares
Number of shares, etc., which were P ----
transferred through a margin
transaction and which are to be Total number of issued and S 289,229,898 shares
deducted outstanding shares
Number of held shares, etc., Q 70,297,224 (as of December 24, 2002)
(Total) (M+N+O-P) Percentage of shares, etc. 23.91 %
held by the above-stated
submitter
Number of potentially dilutedshares R 4,738,675
held (A+B+C+D+E+F+G+H+I+J+K+L) (Q/(R+S)x100)
Percentage of shares, etc. 25.36 %
held stated in preceding
report
5. Conditions concerning acquisition or disposal during the last sixty (60) days
of shares, etc. issued by issuing company(i)
Date Kind of stock, etc. Number Distinction between Unit Price
acquisition and disposal
December 24, 2002 Shares of Common Stock 5,451,200 shares *1 Acquisition (2) Disposal JPY 1,536
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
End of Form No.1 (2)
Form No. 1 (3)
Company code of 7259
issuing company Page number/Total page number 3/7
Name of submitter Toyota Motor Corporation
(Substantial Shareholder)
6. Material agreements including security agreements related to the shares, etc. (j)
Not Applicable
7. Funds for acquiring held shares, etc. (k)
(1) Breakdown of funds for acquisition
Amount of own funds T 21,243,522 Total amount of borrowed U ----
(JPY1,000) funds (JPY1,000)
Other funds Not Applicable
(specifically)
Total amount of other funds V ----
(JPY1,000)
Total amount of funds for acquisition
(T+U+V) (JPY1,000) 21,243,522
(2) Breakdown of loans
Number * Name Type of * Name of * Location 'Purpose' of Amount
business representative borrowing
(Name of branch) (JPY1,000)
1 Not Applicable * 12
2 * 12
3 * 12
4 * 12
5 * 12
6 * 12
7 * 12
8 * 12
9 * 12
10 * 12
End of Form No. 1 (3)
Form No. 1 (1)
Acceptance
Amendment No.3 (a) Accepting Accepted Local Number
Local Year Finance
Finance Bureau in
Bureau Charge
(Report in accordance with Article 27-25,
Paragraph 1 of the Securities and
Exchange Law)
To: Director of Tokai Local Finance Bureau
Name
(b) Effective date of reporting duty December
24, 2002 (c)
Address or head
office location
(b) Submitted on January 6, 2003
I. Matters Regarding Submitter
1. Issuing company (d)
Name of issuing Aisin Seiki Co., Ltd. Company code 7259 Page number/Total page 4/7
company number
*(1.) Listed 2.Over-the-counter
Listed * (1.) Tokyo (2.) Osaka (3.) Nagoya Total number of 2
securities submitter
4. Fukuoka 5. Sapporo and joint holders
exchange
Head office 1, Asahimachi 2-chome, Kariya City, Aichi Prefecture Submitting method (e) * (1.) Jointly
location
2. Others
2. Submitter (Substantial Shareholder) (f)
* 1. Individual
(2.) Judicial person ( (1.) Joint stock company 2. Limited liability company 3. Other ( ))
(Pronunciation) (omitted in translation)
Name Toyota Central Research & Development Laboratories, Inc.
(Pronunciation) (omitted in translation)
41-1, Aza Yokomichi, Oaza Nagakute, Nagakute-cho, Aichi-gun, Aichi-ken,
Address or head office location 480-1192
(Pronunciation) (omitted in translation)
Former name
(Pronunciation) (omitted in translation)
Former address or head office
location
Individual Date of birth (pronunciation) (omitted in translation)
Office's name
Occupation Office's address
Judicial Date of incorporation (pronunciation) (omitted in Title of
person translation) Representative
November 9, 1960 Name of Riichi Takahashi
representative President
Business Development of fundamental technologies and various research, examination and
purposes investigation, etc. on the use of such fundamental technologies.
Place to contact and name Mutsushi Ochiai, Manager of Accounting Division
of person in charge
Telephone number 0561(63)6158
3. Holding purposes (g)
For strategic investment (maintenance and development of the business relationship)
End of Form No. 1 (1)
Form No. 1 (2)
Company code of 7259
issuing company Page number/Total page number 5/7
Name of submitter Toyota Central R&D Labs., Inc.
(Substantial Shareholder)
4. Breakdown of stock, etc. held by the submitter (h)
Main Text of Article Article 27-23, Paragraph 3, Item Article 27-23, Paragraph 3,
27-23, Paragraph 3 1 Item 2
Shares 27,751 shares ---- shares ---- shares
Warrants A ---- shares G shares
Certificate of stock B ---- shares H shares
acquisition rights
Bonds with stock C ---- shares I shares
acquisition rights
Covered warrants D ---- J
relating to
applicable
securities
Depositary receipts ----
representing
ownership interest
in shares
Other related E ---- K
depositary receipts
Bonds redeemable by F ---- L
applicable
securities
Total M 27,751 shares N ---- shares O ---- shares
Number of shares, etc., which were P ----
transferred through a margin
transaction and which are to be Total number of issued and S 289,229,898 shares
deducted outstanding shares
Number of held shares, etc., Q 27,751 (as of December 24, 2002)
(Total)(M+N+O-P) Percentage of shares, etc. 0.01 %
held by the above-stated
submitter
Number of potentially diluted shares R ----
held (Q/(R+S)x100)
(A+B+C+D+E+F+G+H+I+J+K+L) Percentage of shares, etc. 0.01 %
held stated in preceding
report
5. Conditions concerning acquisition or disposal during the last sixty (60) days
of shares, etc. issued by issuing company(i)
Date Kind of stock, etc. Number Distinction between Unit Price
acquisition and disposal
Not applicable *1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
End of Form No.1 (2)
Form No. 1 (3)
Company code of 7259
issuing company Page number/Total page number 6/7
Name of submitter Toyota Central R&D Labs., Inc.
(Substantial Shareholder)
6. Material agreements including security agreements related to the shares, etc. (j)
Not Applicable
7. Funds for acquiring held shares, etc. (k)
(1) Breakdown of funds for acquisition
Amount of own funds T ---- Total amount of borrowed U ----
(JPY1,000) funds (JPY1,000)
Other funds Not Applicable
(specifically)
Total amount of other V ----
funds (JPY1,000)
Total amount of funds for
acquisition
(T+U+V) (JPY1,000) ----
(2) Breakdown of loans
Number * Name (Name of branch) Type of * Name of * Location 'Purpose' of Amount
business representative borrowing
(JPY1,000)
1 Not Applicable * 12
2 * 12
3 * 12
4 * 12
5 * 12
6 * 12
7 * 12
8 * 12
9 * 12
10 * 12
End of Form No. 1 (3)
Form No. 1 (6)
Company code of 7259
issuing company Page number/Total page number 7/7
Name of submitter Toyota Motor Corporation Total number of submitter 2
and joint holders
(Substantial Shareholder)
Submitting method * (1.) Jointly
2. Others
III. Summary List Regarding Submitter and Joint Holders
1. Submitter and joint holders (n)
Toyota Motor Corporation
Toyota Central Research &
Development Laboratories, Inc.
2. Breakdown of stock, etc. held by the submitter and the joint holders (o)
Main Text of Article 27-23, Article 27-23, Paragraph 3, Article 27-23, Paragraph 3,
Paragraph 3 Item 1 Item 2
Shares 65,586,300 ---- shares ---- shares
shares
Warrants A ---- shares G shares
Certificate of stock B ---- shares H shares
acquisition rights
Bonds with stock C 4,738,675 shares I shares
acquisition rights
Covered warrants D ---- J
relating to
applicable securities
Depositary receipts ----
representing
ownership interest in
shares
Other related E ---- K
depositary receipts
Bonds redeemable by F ---- L
applicable securities
Total M 70,324,975 shares N ---- shares O ---- shares
Number of shares, etc., which were P ----
transferred through a margin
transaction and which are to be Total number of issued and S 289,229,898 shares
deducted outstanding shares
Number of held shares, etc., Q 70,324,975 shares (as of December 24, 2002)
(Total)(M+N+O-P) Percentage of shares, etc. 23.92 %
held by the above-stated
Number of potentially diluted shares R 4,738,675 shares submitter
held (A+B+C+D+E+F+G+H+I+J+K+L)
(Q/(R+S)x100)
Percentage of shares, etc. 25.37 %
held stated in preceding
report
End of Form No. 1 (6)
This information is provided by RNS
The company news service from the London Stock Exchange