Substantial Shareholdings
Toyota Motor Corporation
7 October 2002
(TRANSLATION)
Form No. 1 (1)
Substantial Shareholding Report Amendment No.1 (a)
(Report in accordance with Article 27-23, (Report in accordance with Article 27-25,
Paragraph 1 of the Securities and Exchange Law) Paragraph 1 of the Securities and Exchange Law)
To: Director of Tokai Local Finance Bureau
Name Fujio Cho, President, Toyota Motor Corporation (b) Effective date of reporting duty September 30, 2002 (c)
Address or head
office location 1 Toyota-cho, Toyota City, Aichi Prefecture (b) Submitted on October 7, 2002
I. Matters Regarding Submitter
1. Issuing company (d)
Name of issuing company Taiho Kogyo Co., Ltd. Company code 6470
* (1). Listed 2. Over-the-counter
Listed securities exchange * (1). Tokyo 2. Osaka (3). Nagoya
4. Fukuoka 5. Sapporo
Head office location 65, Midorigaoka 3-chome, Toyota City, Aichi Prefecture
2. Submitter (Substantial Shareholder) (f)
* 1. Individual
(2) Judicial person ( (1) Joint stock company 2. Limited liability company 3. Other ( ))
(Pronunciation) (omitted in translation)
Name
Toyota Motor Corporation
(Pronunciation) (omitted in translation)
Address or head office location
1 Toyota-cho, Toyota City, Aichi Prefecture, 471-8571
(Pronunciation) (omitted in translation)
Former name
(Pronunciation) (omitted in translation)
Former address or head office location
Individual Date of birth (pronunciation) (omitted in translation)
Office's name
Occupation Office's address
Judicial Date of incorporation (pronunciation) (omitted in Title of
person translation) Representativ
August 27, 1937 e
President
Name of representative Fujio Cho
Business purposes The manufacture, sale, leasing and repair of motor vehicles, industrial
vehicles, ships, aircraft, other transportation machinery and apparatus,
space machinery and apparatus, and parts thereof, etc.
Place to contact and name Toyoaki Kawaji, Project General Manager of Planning Department, Accounting
of person in charge Division
Telephone number 0565 (28) 2121
3. Holding purposes (g)
For strategic investment (maintenance and development of the business relationship)
Form No. 1 (1)
Form No. 1 (2)
Company code of 6470
issuing company
Name of submitter Toyota Motor Corporation
(Substantial Shareholder)
4. Breakdown of stock, etc. held by the submitter (h)
Main Text of Article 27-23, Article 27-23, Article 27-23,
Paragraph 3 Paragraph 3, Paragraph 3,
Item 1 Item 2
Shares 9,676,691 shares --- shares --- shares
Warrants A --- shares G shares
Certificate of stock B --- shares H shares
acquisition rights
Bonds with stock acquisition C --- shares I shares
rights
Covered warrants D --- J
relating to applicable
securities
Depositary receipts ---
representing ownership interest
in shares
Other related depositary E --- K
receipts
Bonds redeemable by applicable F --- L
securities
Total M 9,676,691 shares N --- shares O --- shares
Number of shares, etc., which were P ---
transferred through a margin transaction
and which are to be deducted
Number of held shares, etc. (Total) Q 9,676,691
(M+N+O-P)
Number of potentially diluted shares held R ---
(A+B+C+D+E+F+G+H+I+J+K+L)
5. Conditions concerning acquisition or disposal during the last sixty (60) days of shares, etc. issued by issuing
company (i)
Date Kind of stock, etc. Number Distinction between Unit Price
acquisition and disposal
Not applicable * 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
* 1 Acquisition 2 Disposal
Form No.1 (2)
Form No. 1 (3)
Company code of 6470
issuing company
Name of submitter Toyota Motor Corporation
(Substantial Shareholder)
6. Material agreements including security agreements related to the shares, etc. (j)
Not Applicable
7. Funds for acquiring held shares, etc. (k)
(1) Breakdown of funds for acquisition
Amount of own funds (JPY1,000) T 2,007,600 Total amount of borrowed funds (JPY1,000) U ---
Other funds (specifically) Not Applicable
Total amount of other funds (JPY1,000) V ---
Total amount of funds for acquisition 2,007,600
(T+U+V) (JPY1,000)
(2) Breakdown of loans
Number * Name (Name of Type of * Name of * Location 'Purpose' of Amount
branch) business representative borrowing (JPY1,000)
1 Not Applicable * 1 2
2 * 1 2
3 * 1 2
4 * 1 2
5 * 1 2
6 * 1 2
7 * 1 2
8 * 1 2
9 * 1 2
10 * 1 2
Form No. 1 (3)
(TRANSLATION)
Form No. 1 (1)
Substantial Shareholding Report Amendment No.1 (a)
(Report in accordance with Article 27-23, (Report in accordance with Article 27-25,
Paragraph 1 of the Securities and Exchange Law) Paragraph 1 of the Securities and Exchange Law)
To: Director of Tokai Local Finance Bureau
Name (b) Effective date of reporting duty September 30, 2002 (c)
Address or head
office location (b) Submitted on October 7, 2002
I. Matters Regarding Submitter
1. Issuing company (d)
Name of issuing company Taiho Kogyo Co., Ltd. Company code 6470
* (1) Listed 2.Over-the-counter
Listed securities exchange * (1). Tokyo 2. Osaka (3) Nagoya
4. Fukuoka 5. Sapporo
Head office location 65, Midorigaoka 3-chome, Toyota City, Aichi Prefecture
2. Submitter (Substantial Shareholder) (f)
* 1. Individual
(2) Judicial person ( (1) Joint stock company 2. Limited liability company 3. Other ( ))
(Pronunciation) (omitted in translation)
Name
Daihatsu Motor Co., Ltd.
(Pronunciation) (omitted in translation)
Address or head office location
1-1, Daihatsu-cho, Ikeda City, Osaka, 563-8651
(Pronunciation) (omitted in translation)
Former name
(Pronunciation) (omitted in translation)
Former address or head office location
Individual Date of birth (pronunciation) (omitted in translation)
Office's name
Occupation Office's address
Judicial Date of incorporation (pronunciation) (omitted in Title of
person translation) Representativ
March 1, 1907 e
President
Name of representative Takaya Yamada
Business purposes The manufacture, sale, leasing and repair of motor vehicles, industrial
vehicles, other various vehicles, and parts thereof, etc.
Place to contact and name Miehiro Morita, Managing Director
of person in charge
Telephone number 0727 (54) 3062
3. Holding purposes (g)
For strategic investment (maintenance and development of the business relationship
Form No. 1 (1)
Form No. 1 (2)
Company code of 6470
issuing company
Name of submitter Daihatsu Motor Co., Ltd.
(Substantial Shareholder)
4. Breakdown of stock, etc. held by the submitter (h)
Main Text of Article 27-23, Article 27-23, Article 27-23,
Paragraph 3 Paragraph 3, Paragraph 3,
Item 1 Item 2
Shares 50,000 shares --- shares --- shares
Warrants A --- shares G shares
Certificate of stock acquisition B --- shares H shares
rights
Bonds with stock acquisition C --- shares I shares
rights
Covered warrants D --- J
relating to applicable
securities
Depositary receipts representing ---
ownership interest in shares
Other related depositary E --- K
receipts
Bonds redeemable by applicable F --- L
securities
Total M 50,000 shares N --- shares O --- shares
Number of shares, etc., which were P ---
transferred through a margin transaction and which are to be
deducted
Number of held shares, etc., (Total) Q 50,000
(M+N+O-P)
Number of potentially diluted shares held R ---
(A+B+C+D+E+F+G+H+I+J+K+L)
5. Conditions concerning acquisition or disposal during the last sixty (60) days of shares, etc. issued by issuing
company (i)
Date Kind of stock, etc. Number Distinction between acquisition and disposal Unit Price
Not applicable *1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
Form No.1 (2)
Form No. 1 (3)
Company code of 6470
issuing company
Name of submitter Daihatsu Motor Co., Ltd.
(Substantial Shareholder)
6. Material agreements including security agreements related to the shares, etc. (j)
Not Applicable
7. Funds for acquiring held shares, etc. (k)
(1) Breakdown of funds for acquisition
Amount of own funds (JPY1,000) T 32,500 Total amount of borrowed funds (JPY1,000) U ---
Other funds (specifically) Not Applicable
Total amount of other funds (JPY1,000) V ---
Total amount of funds for acquisition
(T+U+V) (JPY1,000) 32,500
(2) Breakdown of loans
Number * Name (Name of Type of * Name of * Location 'Purpose' of Amount
branch) business representative borrowing (JPY1,000)
1 Not Applicable * 1 2
2 * 1 2
3 * 1 2
4 * 1 2
5 * 1 2
6 * 1 2
7 * 1 2
8 * 1 2
9 * 1 2
10 * 1 2
Form No. 1 (3)
(TRANSLATION)
Form No. 1 (1)
Substantial Shareholding Report Amendment No.1 (a)
(Report in accordance with Article 27-23, (Report in accordance with Article 27-25,
Paragraph 1 of the Securities and Exchange Law) Paragraph 1 of the Securities and Exchange Law)
To: Director of Tokai Local Finance Bureau
Name (b) Effective date of reporting duty September 30, 2002 (c)
Address or head
office location (b) Submitted on October 7, 2002
I. Matters Regarding Submitter
1. Issuing company (d)
Name of issuing company Taiho Kogyo Co., Ltd. Company code 6470
* (1). Listed 2.Over-the-counter
Listed securities exchange * (1) Tokyo 2. Osaka (3) Nagoya
4. Fukuoka 5. Sapporo
Head office location 65, Midorigaoka 3-chome, Toyota City, Aichi Prefecture
2. Submitter (Substantial Shareholder) (f)
* 1. Individual
(2) Judicial person ( (1) Joint stock company 2. Limited liability company 3. Other ( ))
(Pronunciation) (omitted in translation)
Name
Horie Metal Co., Ltd.
(Pronunciation) (omitted in translation)
Address or head office location
26, Konosu-cho 2-chome, Toyota City, Aichi Prefecture, 471-8510
(Pronunciation) (omitted in translation)
Former name
(Pronunciation) (omitted in translation)
Former address or head office location
Individual Date of birth (pronunciation) (omitted in translation)
Office's name
Occupation Office's address
Judicial Date of incorporation (pronunciation) (omitted in Title of
person July 7, 1942 translation) Representativ
e
President
Name of representative Taketo Matoba
Business purposes The manufacture, sale and designing of auto parts, and processing and
sale of steel sheets
Place to contact and name Takashi Ogasawara, General Manager of Accounting Division, Operating
of person in charge Department
Telephone number 0565 (29) 8364
3. Holding purposes (g)
For strategic investment (maintenance and development of the business relationship)
Form No. 1 (1)
Form No. 1 (2)
Company code of 6470
issuing company
Name of submitter Horie Metal Co., Ltd.
(Substantial Shareholder)
4. Breakdown of stock, etc. held by the submitter (h)
Main Text of Article 27-23, Article 27-23, Article 27-23,
Paragraph 3 Paragraph 3, Paragraph 3,
Item 1 Item 2
Shares 10,000 shares --- shares --- shares
Warrants A --- shares G shares
Certificate of stock acquisition B --- shares H shares
rights
Bonds with stock acquisition C --- shares I shares
rights
Covered warrants D --- J
relating to applicable
securities
Depositary receipts representing ---
ownership interest in shares
Other related depositary E --- K
receipts
Bonds redeemable by applicable F --- L
securities
Total M 10,000 shares N --- hares O --- shares
Number of shares, etc., which were P ---
transferred through a margin transaction
and which are to be deducted
Number of held shares, etc., (Total) Q 10,000
(M+N+O-P)
Number of potentially diluted shares held R ---
(A+B+C+D+E+F+G+H+I+J+K+L)
5. Conditions concerning acquisition or disposal during the last sixty (60) days of shares, etc. issued by issuing
company (i)
Date Kind of stock, etc. Number Distinction between acquisition and disposal Unit Price
Not applicable *1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
*1 Acquisition 2 Disposal
Form No.1 (2)
Form No. 1 (3)
Company code of 6470
issuing company
Name of submitter Horie Metal Co., Ltd.
(Substantial Shareholder)
6. Material agreements including security agreements related to the shares, etc. (j)
Not Applicable
7. Funds for acquiring held shares, etc. (k)
(1) Breakdown of funds for acquisition
Amount of own funds (JPY1,000) T 9,441 Total amount of borrowed funds (JPY1,000) U ---
Other funds (specifically) Not Applicable
Total amount of other funds (JPY1,000) V ---
Total amount of funds for acquisition
(T+U+V) (JPY1,000) 9,441
(2) Breakdown of loans
Number * Name (Name of Type of * Name of * Location 'Purpose' of Amount
branch) business representative borrowing (JPY1,000)
1 Not Applicable * 1 2
2 * 1 2
3 * 1 2
4 * 1 2
5 * 1 2
6 * 1 2
7 * 1 2
8 * 1 2
9 * 1 2
10 * 1 2
Form No. 1 (3)
Form No. 1 (6)
Company code of 6470
issuing company
Page number/Total page number 10/10
Name of submitter Toyota Motor Corporation Total number of submitter and joint holders 3
(Substantial Shareholder)
Submitting method * (1). Jointly
2. Others
III. Summary List Regarding Submitter and Joint Holders
1. Submitter and joint holders (n)
Toyota Motor Corporation
Daihatsu Motors Co., Ltd.
Horie Metal Co., Ltd.
2. Breakdown of stock, etc. held by the submitter and the joint holders (o)
Main Text of Article Article 27-23, Article 27-23,
27-23, Paragraph 3 Paragraph 3, Item 1 Paragraph 3,
Item 2
Shares 9,736,691 shares --- shares --- shares
Warrants A --- shares G shares
Certificate of stock B --- shares H shares
acquisition rights
Bonds with stock acquisition C --- shares I shares
rights
Covered warrants D --- J
relating to applicable
securities
Depositary receipts ---
representing ownership
interest in shares
Other related depositary E --- K
receipts
Bonds redeemable by F --- L
applicable securities
Total M 9,736,691 shares N --- shares O --- shares
Number of shares, etc., which were P ---
transferred through a margin transaction
and which are to be deducted
Total number of issued S 24,931,000 shares
and outstanding shares
(as of September 30, 2002)
Number of held shares, etc., (Total) Q 9,736,691
(M+N+O-P)
Percentage of shares, etc. held by the 39.05 %
above-stated submitter
(Q/(R+S)x100)
Number of potentially diluted shares held R ---
(A+B+C+D+E+F+G+H+I+J+K+L)
Percentage of shares, etc. held stated in 48.80 %
preceding report
Form No. 1 (6)
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