TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
TP ICAP plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify): |
Scheme of arrangement by NEX Group plc, resulting in shareholders of NEX Group plc receiving 1 new TP ICAP plc share for each 0.467 share they held in NEX Group plc. |
X |
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3. Full name of person(s) subject to the |
Mr Michael Spencer IPGL (Holdings) Ltd IPGL Ltd Intercapital Brokerage Services Ltd Incap Finance BV INCAP Overseas BV
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4. Full name of shareholder(s) |
Mr Michael Spencer (174,109 ordinary shares) Mr Michael Spencer (46,700 ordinary shares via a CFD) IPGL Limited (163,450 ordinary shares via a CFD) INCAP Finance BV. (27,933,530 ordinary shares) INCAP Overseas B.V. (21,363,564 ordinary shares)
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5. Date of the transaction and date on |
30 December 2016
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6. Date on which issuer notified: |
3 January 2017
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7. Threshold(s) that is/are crossed or |
Above 3%, 5%, 8% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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ordinary |
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174,109 |
174,109 |
49,297,094 |
0.03% |
8.90% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Contract for difference |
0 pence
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- |
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210,150
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Nominal |
Delta |
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Below 3% Below 3% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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49,681,353 |
8.97% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Incap Overseas BV is a wholly owned subsidiary of Incap Finance BV. Incap Finance BV is a wholly owned subsidiary of Incap Netherlands (Holdings) BV. Incap Netherlands (Holdings) BV is owned as to 34.30% by IPGL Limited and as to 65.70% by Intercapital Brokerage Services Ltd. Intercapital Brokerage Services Ltd is a wholly owned subsidiary of IPGL Limited. IPGL Limited is a wholly owned subsidiary of IPGL (Holdings) Limited. Mr Spencer holds a majority of the voting rights in IPGL (Holdings) Limited. |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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14. Contact name: |
Michelle Mooney |
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15. Contact telephone number: |
+44 (0) 20 7448 0356 |
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