Holding(s) in Company

RNS Number : 3372T
TP ICAP PLC
04 January 2017
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
 

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

TP ICAP plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

X

Other (please specify):

Scheme of arrangement by NEX Group plc, resulting in shareholders of NEX Group plc receiving 1 new TP ICAP plc share for each 0.467 share they held in NEX Group plc.

X

3. Full name of person(s) subject to the
notification obligation:
iii

Mr Michael Spencer

IPGL (Holdings) Ltd

IPGL Ltd

Intercapital Brokerage Services Ltd

Incap Finance BV

INCAP Overseas BV

 

 

4. Full name of shareholder(s)
 (if different from 3.):iv

Mr Michael Spencer (174,109 ordinary shares)

Mr Michael Spencer (46,700 ordinary shares via a CFD)

IPGL Limited (163,450 ordinary shares via a CFD)

INCAP Finance BV. (27,933,530 ordinary shares)

INCAP Overseas B.V. (21,363,564 ordinary shares)

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

30 December 2016

 

6. Date on which issuer notified:

3 January 2017

 

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Above 3%, 5%, 8%

           
 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

ordinary

 

 

174,109

174,109

49,297,094

0.03%

8.90%

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

 

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Contract for difference

0 pence

 

-

-

210,150

 

Nominal

Delta

Below 3%    Below 3%

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

49,681,353

8.97%

                               
 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

Incap Overseas BV is a wholly owned subsidiary of Incap Finance BV.  Incap Finance BV is a wholly owned subsidiary of Incap Netherlands (Holdings) BV.  Incap Netherlands (Holdings) BV is owned as to 34.30% by IPGL Limited and as to 65.70% by Intercapital Brokerage Services Ltd.  Intercapital Brokerage Services Ltd is a wholly owned subsidiary of IPGL Limited.  IPGL Limited is a wholly owned subsidiary of IPGL (Holdings) Limited.  Mr Spencer holds a majority of the voting rights in IPGL (Holdings) Limited.

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A


13. Additional information:

 

 

14. Contact name:

Michelle Mooney

15. Contact telephone number:

+44 (0) 20 7448 0356

     

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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