FORM 8.5 (EPT/NON-RI) |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
|||||
(b) |
Name of offeror/offeree in relation to whose |
TRITAX EUROBOX PLC |
|||||
(c) |
Name of the party to the offer with which exempt |
TRITAX EUROBOX PLC |
|||||
(d) |
Date position held/dealing undertaken: |
30 Jul 2024 |
|||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
|||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
||||||
Class of relevant security: |
1p ordinary |
||||||
|
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
||||
(1) Relevant securities owned and/or controlled: |
18,803,363 |
2.33% |
1,741,685 |
0.22% |
|||
(2) Cash-settled derivatives: |
1,482,576 |
0.18% |
18,137,751 |
2.25% |
|||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
20,285,939 |
2.51% |
19,879,436 |
2.46% |
|||
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive options) |
||||||
Class of relevant security in relation to |
|
||||||
Details, including nature of the rights |
|
||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchase and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
|||
1p ordinary |
Purchase |
2073862 |
0.6830 GBP |
0.6718 GBP |
|||
1p ordinary |
Sale |
1400393 |
0.6810 GBP |
0.6719 GBP |
|||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
||||||
Class of |
Product description |
Nature of dealing |
Number of |
Price per |
|||
1p ordinary |
SWAP |
Decreasing Short |
1,915 |
0.6793 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
28,887 |
0.6828 GBP |
|||
1p ordinary |
CFD |
Increasing Long |
11,077 |
0.6719 GBP |
|||
1p ordinary |
CFD |
Increasing Long |
6,253 |
0.6720 GBP |
|||
1p ordinary |
CFD |
Increasing Long |
15 |
0.6753 GBP |
|||
1p ordinary |
CFD |
Increasing Long |
4,081 |
0.6792 GBP |
|||
1p ordinary |
CFD |
Decreasing Long |
26,806 |
0.6720 GBP |
|||
1p ordinary |
CFD |
Decreasing Long |
17,345 |
0.6787 GBP |
|||
1p ordinary |
CFD |
Decreasing Long |
8,489 |
0.6821 GBP |
|||
1p ordinary |
SWAP |
Increasing Long |
6,460 |
0.6795 GBP |
|||
1p ordinary |
SWAP |
Opening Long |
23,656 |
0.6779 GBP |
|||
1p ordinary |
SWAP |
Opening Short |
24,297 |
0.6812 GBP |
|||
1p ordinary |
SWAP |
Increasing Long |
9,886 |
0.6790 GBP |
|||
1p ordinary |
SWAP |
Decreasing Short |
27 |
0.6720 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
51,993 |
0.6720 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
84,297 |
0.6761 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
11,635 |
0.6770 GBP |
|||
1p ordinary |
SWAP |
Increasing Long |
70,347 |
0.6719 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
3,828 |
0.6810 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
25,245 |
0.6818 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
28,988 |
0.6820 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
33,431 |
0.6826 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
60 |
0.6830 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
2,891 |
0.6833 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
3,194 |
0.6845 GBP |
|||
1p ordinary |
SWAP |
Decreasing Long |
1,346 |
0.6850 GBP |
|||
1p ordinary |
SWAP |
Decreasing Short |
72 |
0.6720 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
40,612 |
0.6720 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
78,513 |
0.6760 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
3,456 |
0.6770 GBP |
|||
1p ordinary |
SWAP |
Increasing Short |
35,675 |
0.6788 GBP |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
NONE |
|||||||
(c) |
Attachments |
||||||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
31 Jul 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |