Director/PDMR Shareholding

RNS Number : 3553E

Unicorn AIM VCT PLC

08 April 2014

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging

Managerial Responsibility and Connected Persons

Please complete all relevant boxes should in block capital letters.

1.	Name of the issuer Unicorn AIM VCT plc	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director Peter Dicks	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 4 - Beneficial interest	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 1p each
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them	8	State the nature of the transaction Shares allotted under Offer for Subscription
9.	Number of shares, debentures or financial instruments relating to shares acquired Offer for Subscription -6,995	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.011%
11.	Number of shares, debentures or financial instruments relating to shares disposed N/A	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A
13.	Price per share or value of transaction Offer for Subscription-147.6 pence	14.	Date and place of transaction London-04/04/14
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 103,690 (0.16%)	16.	Date issuer informed of transaction 05/04/14

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant N/A	18.	Period during which or date on which exercisable
19.	Total amount paid (if any) for grant of the option	20.	Description of shares or debentures involved (class and number)
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22.	Total number of shares or debentures over which options held following notification
23.	Any additional information	24.	Name of contact and telephone number for queries Robert Brittain, for Mobeus Equity Partners LLP, Company Secretary Tel No: 020 7024 7612

Name of authorised officer of issuer responsible for making notification

Robert Brittain, for Mobeus Equity Partners LLP, Company Secretary

Date of notification: 08/04/14

This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).

(1)        An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2)        An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3)        An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4)        An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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