Unicorn AIM VCT plc
Director /PDMR Shareholding
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
This form is intended for use by an issuer to make a RIS notification required by DR3.1.4R(1)
1. |
Name of the issuer
Unicorn AIM VCT plc |
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2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2 R |
3. |
Name of person discharging managerial responsibilities/director Peter Dicks |
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4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest Beneficial interest |
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6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 1p each
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them |
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8 |
State the nature of the transaction
Shares allotted under Offer for Subscription |
9. |
Number of shares, debentures or financial instruments relating to shares acquired
Offer for Subscription 13,177 |
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10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.014% |
11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
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12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
13. |
Price per share or value of transaction Offer for Subscription-151.7796 pence |
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14. |
Date and place of transaction London 02/03/16 |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 164,308 (0.178%) |
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16. |
Date issuer informed of transaction
03/03/16
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
N/A |
18. |
Period during which or date on which exercisable |
19. |
Total amount paid (if any) for grant of the option |
20. |
Description of shares or debentures involved (class and number) |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. |
Total number of shares or debentures over which options held following notification |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries Jon Carslake, for ISCA Administration Services Limited, Company Secretary Tel No: 01392 487056 |
Name of authorised officer of issuer responsible for making notification
Jon Carslake, for ISCA Administration Services Limited, Company Secretary
Date: 04/03/16