Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
3. |
Name of person discharging managerial responsibilities/director MR D A BAILLIE |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 5,490 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
11. |
Number of shares, debentures or financial instruments relating to shares disposed (ii) 925 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
13. |
Price per share or value of transaction (i) NIL (ii) £12.45 |
14. |
Date and place of transaction 23 MARCH 2009, UK |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 40,392 0.003% |
16. |
Date issuer informed of transaction 24 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 25 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
3. |
Name of person discharging managerial responsibilities/director MR V BANGA |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 7,412 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
11. |
Number of shares, debentures or financial instruments relating to shares disposed (ii) 3,021 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
13. |
Price per share or value of transaction (i) NIL (ii) £12.45 |
14. |
Date and place of transaction 23 MARCH 2009, UK |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 43,505 0.003% |
16. |
Date issuer informed of transaction 24 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 25 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
3. |
Name of person discharging managerial responsibilities/director MR H MANWANI |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 7,412 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
11. |
Number of shares, debentures or financial instruments relating to shares disposed (ii) 3,021 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
13. |
Price per share or value of transaction (i) NIL (ii) £12.45 |
14. |
Date and place of transaction 23 MARCH 2009, UK |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 67,825 0.005% |
16. |
Date issuer informed of transaction 24 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 25 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
3. |
Name of person discharging managerial responsibilities/director MR A J OGG |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 7,412 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
11. |
Number of shares, debentures or financial instruments relating to shares disposed (ii) 2,915 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
13. |
Price per share or value of transaction (i) NIL (ii) US$18.30 |
14. |
Date and place of transaction 24 MARCH 2009, USA |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 39,691 0.003% |
16. |
Date issuer informed of transaction 24 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 25 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
3. |
Name of person discharging managerial responsibilities/director MR M B POLK |
4. |
State whether notification relates to a person connected with a person discharging managerial Responsibilities/director named in 3 and identify the connected person N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE |
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 6,852 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
11. |
Number of shares, debentures or financial instruments relating to shares disposed (ii) 3,093 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
13. |
Price per share or value of transaction (i) NIL (ii) US$ 18.30 |
14. |
Date and place of transaction 24 MARCH 2009, USA |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 56,488 0.004% |
16. |
Date issuer informed of transaction 24 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 25 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |