Director/PDMR Shareholding

RNS Number : 7547H
Unilever PLC
07 November 2008
 



Annex DTR3


Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons



All relevant boxes should be completed in block capital letters.

1.

Name of the issuer


UNILEVER PLC








2.

State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, 

(ii) a disclosure made in accordance LR 9.8.6R(1) or

(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).


(i) a transaction notified in accordance with DTR 3.1.2 R



3.

Name of person discharging managerial

responsibilities/director


MR D BAILLIE




4.

State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person


N/A


5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 


IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE


6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares


UNILEVER PLC ORDINARY 3 1/9P SHARES


7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them


N/A


8.

State the nature of the transaction


CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007


9.

Number of shares, debentures or financial instruments relating to shares acquired


2,248



10.

Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)


NEGLIGIBLE


11.

Number of shares, debentures or financial instruments relating to shares disposed


N/A



12.

Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)


N/A



13.

Price per share or value of transaction


N/A


14.

Date and place of transaction


N/A

15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)


N/A


16.

Date issuer informed of transaction


07 NOVEMBER 2008







If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes


17.

Date of grant



06 NOVEMBER 2008


18.

Period during which or date on which exercisable


06 NOVEMBER 2011

19.

Total amount paid (if any) for grant of the option


N/A


20.

Description of shares or debentures involved (class and number)


ORDINARY 3 1/9P SHARES


21.

Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise


1439.00p


22.

Total number of shares or debentures over which options held following notification


26,234


(number of shares in which has an interest pursuant to the Unilever global share incentive plan 2007)



23.

Any additional information


N/A



24.

Name of contact and telephone number for queries


JULIAN THURSTON

+44(0)207 8226707



Name of authorised official of issuer responsible for making notification

CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY


Date of notification 07 NOVEMBER 2008


Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.


(1)

An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2)

An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3)

An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4)

An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



Annex DTR3


Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons



All relevant boxes should be completed in block capital letters.

1.

Name of the issuer


UNILEVER PLC








2.

State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, 

(ii) a disclosure made in accordance LR 9.8.6R(1) or

(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).


(i) a transaction notified in accordance with DTR 3.1.2 R



3.

Name of person discharging managerial

responsibilities/director


PROFESSOR G BERGER




4.

State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person


N/A


5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 


IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE


6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares


UNILEVER PLC ORDINARY 3 1/9P SHARES


7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them


N/A


8.

State the nature of the transaction


CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007


9.

Number of shares, debentures or financial instruments relating to shares acquired



14,160


10.

Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)


0.001%


11.

Number of shares, debentures or financial instruments relating to shares disposed


N/A



12.

Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)


N/A


13.

Price per share or value of transaction


N/A


14.

Date and place of transaction


N/A


15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)


N/A


16.

Date issuer informed of transaction


07 NOVEMBER 2008







If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes


17.

Date of grant



06 NOVEMBER 2008


18.

Period during which or date on which exercisable


06 NOVEMBER 2011


19.

Total amount paid (if any) for grant of the option


N/A


20.

Description of shares or debentures involved (class and number)


ORDINARY 3 1/9P SHARES


21.

Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise


1439.00p


22.

Total number of shares or debentures over which options held following notification


14,160


(number of shares in which has an interest pursuant to the Unilever global share incentive plan 2007)



23.

Any additional information


N/A



24.

Name of contact and telephone number for queries


JULIAN THURSTON

+44(0)207 8226707



Name of authorised official of issuer responsible for making notification

CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY


Date of notification 07 NOVEMBER 2008


Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.


(1)

An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2)

An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3)

An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4)

An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



Annex DTR3


Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons



All relevant boxes should be completed in block capital letters.

1.

Name of the issuer


UNILEVER PLC








2.

State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, 

(ii) a disclosure made in accordance LR 9.8.6R(1) or

(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).


(i) a transaction notified in accordance with DTR 3.1.2 R



3.

Name of person discharging managerial

responsibilities/director


MR P POLMAN




4.

State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person


N/A


5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 


IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE


6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares



UNILEVER PLC ORDINARY 3 1/9P SHARES


7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them


N/A


8.

State the nature of the transaction


  • CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007


  • CONDITIONAL RESTRICTED STOCK GRANT PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007, WHICH WILL VEST IN THREE EQUAL INSTALMENTS FOLLOWING THE DATE OF GRANT.


9.

Number of shares, debentures or financial instruments relating to shares acquired



  • 58,752

  • 67,653


10.

Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)


  • 0.005%

  • 0.005%


11.

Number of shares, debentures or financial instruments relating to shares disposed


N/A



12.

Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)


N/A


13.

Price per share or value of transaction


N/A


14.

Date and place of transaction


N/A


15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)


N/A


16.

Date issuer informed of transaction


07 NOVEMBER 2008







If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes


17.

Date of grant



06 NOVEMBER 2008


18.

Period during which or date on which exercisable


  • 06 NOVEMBER 2011

  • 1/3 will vest after one year from date of grant, 1/3 will vest after two years from date of grant, and 1/3 will vest after three years from date of grant


19.

Total amount paid (if any) for grant of the option


N/A


20.

Description of shares or debentures involved (class and number)


ORDINARY 3 1/9P SHARES


21.

Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise


1439.00p


22.

Total number of shares or debentures over which options held following notification


126,405


(number of shares in which has an interest pursuant to the Unilever global share incentive plan 2007)


23.

Any additional information


N/A



24.

Name of contact and telephone number for queries


JULIAN THURSTON

+44(0)207 8226707



Name of authorised official of issuer responsible for making notification

CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY


Date of notification 07 NOVEMBER 2008


Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.


(1)

An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2)

An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3)

An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4)

An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



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