NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 12 September 2013 that on 11 September 2013 either dividend equivalents or dividends earned were reinvested as additional shares under the Unilever Global Share Incentive Plan 2007 (GSIP), the Unilever Management Co Investment Plan (MCIP), the Senior Executive Retirement Arrangement (SERA), the Unilever North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before-Tax Share Bonus Program. These additional shares were based on the London Stock Exchange closing price of £24.67 or the New York Stock Exchange closing price of $38.97 (as appropriate) on 11 September 2013.
Unilever Global Share Incentive Plan 2007 (GSIP)
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
Mr D A Baillie (PDMR) - 445 Ordinary 3 1/9 pence shares |
||||
|
||||
Professor G Berger (PDMR) - 387 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr D Blanchard (PDMR) - 243 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr K Havelock (PDMR) - 336 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr J-M Huët (Director) - 959 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr K Kruythoff (PDMR) - 255 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr D Lewis (PDMR) - 419 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr H Manwani (PDMR) - 476 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr P G J M Polman (Director) - 1,381 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr A Saint-Affrique (PDMR) - 288 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr P L Sigismondi (PDMR) - 434 Ordinary 3 1/9 pence shares |
||||
|
||||
Ms R Sotamaa (PDMR) - 62 Ordinary 3 1-9 pence shares |
||||
|
||||
Mr K C F Weed (PDMR) - 387 Ordinary 3 1/9 pence shares |
||||
|
||||
Mr J Zijderveld (PDMR) - 392 Ordinary 3 1/9 pence shares |
||||
|
||||
Unilever PLC was notified on 12 September 2013 that on 12 June 2013 dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. These additional shares were based on the London Stock Exchange closing price of £26.49 on 12 June 2013. The dividend equivalents reinvested were as follows:
The above transactions were carried out in the UK. |
||||
|
Unilever Management Co Investment Plan (MCIP)
Dividend equivalents earned on MCIP Match Shares were reinvested as additional MCIP Match Shares, which will be subject to the same performance conditions as the underlying MCIP Match Shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
Mr D A Baillie (PDMR) - 196 Ordinary 3 1/9 pence shares |
|
Professor G Berger (PDMR) - 129 Ordinary 3 1/9 pence shares |
|
Mr D Blanchard (PDMR) - 112 Ordinary 3 1/9 pence shares |
|
Mr K Havelock (PDMR) - 157 Ordinary 3 1/9 pence shares |
|
Mr J-M Huët (Director) - 94 Ordinary 3 1/9 pence shares |
|
Mr K Kruythoff (PDMR) - 75 Ordinary 3 1/9 pence shares |
|
Mr D Lewis (PDMR) - 187 Ordinary 3 1/9 pence shares |
|
Mr H Manwani (PDMR) - 268 Ordinary 3 1/9 pence shares |
|
Mr P G J M Polman (Director) - 438 Ordinary 3 1/9 pence shares |
|
Mr A Saint-Affrique (PDMR) - 129 Ordinary 3 1/9 pence shares |
|
Mr P L Sigismondi (PDMR) - 181 Ordinary 3 1/9 pence shares |
|
Mr K C F Weed (PDMR) - 190 Ordinary 3 1/9 pence shares |
|
Mr J Zijderveld (PDMR) - 202 Ordinary 3 1/9 pence shares |
|
The above transactions were carried out in the UK. |
Unilever Management Co Investment Plan (MCIP)
Dividends earned on MCIP Investment Shares were as follows:
Mr D Blanchard (PDMR) - 96 Ordinary 3 1/9 pence shares |
|
Mr K Havelock (PDMR) - 133 Ordinary 3 1/9 pence shares |
|
Mr D Lewis (PDMR) - 159 Ordinary 3 1/9 pence shares |
|
Mr P G J M Polman (Director) - 475 Ordinary 3 1/9 pence shares |
|
Mr A Saint-Affrique (PDMR) - 109 Ordinary 3 1/9 pence shares |
|
Mr P L Sigismondi (PDMR) - 155 Ordinary 3 1/9 pence shares |
|
Mr K C F Weed (PDMR) - 161 Ordinary 3 1/9 pence shares |
|
Mr J Zijderveld (PDMR) - 172 Ordinary 3 1/9 pence shares |
|
The above transactions were carried out in the UK.
Unilever North America 2002 Omnibus Equity Compensation Plan
Dividend equivalents earned on North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before Tax Share Bonus target shares were reinvested as additional North America 2002 Omnibus Equity Compensation Plan shares. The dividend equivalents reinvested were as follows:
Global Share Incentive Program
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
Mr A Jope (PDMR) - 406 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share |
|
The above transaction was carried out in the USA.
Management Co-Investment Program
Dividend equivalents earned on MCIP conditional target shares were reinvested as additional MCIP conditional shares, which will be subject to the same performance conditions as the underlying MCIP target shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
|
|
Mr A Jope (PDMR) - 136 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share |
|
The above transaction was carried out in the USA
Unilever Before-Tax Share Bonus Program
Dividend equivalents earned on shares in the Share Bonus Program were reinvested and will be distributed in July of the calendar year after the year of retirement or termination. There are no performance conditions associated with receiving these dividends. The dividend equivalents reinvested were as follows:
Mr A Jope (PDMR) - 43 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share |
|
The above transaction was carried out in the USA. |
Reinvestment of dividend on beneficially owned shares
Dividends were earned on shares beneficially owned, and reinvested as follows:
Mr D Blanchard (PDMR) - 49 Ordinary 3 1/9 pence shares |
|
Mr K Havelock (PDMR) - 107 Ordinary 3 1/9 pence shares |
|
Mr D Lewis (PDMR) - 473 Ordinary 3 1/9 pence shares |
|
Mr P G J M Polman (Director) - 2,068 Ordinary 3 1/9 pence shares |
|
Mr A Saint-Affrique (PDMR) - 217 Ordinary 3 1/9 pence shares |
|
Mr P L Sigismondi (PDMR) - 173 Ordinary 3 1/9 pence shares |
|
Mr K C F Weed (PDMR) - 281 Ordinary 3 1/9 pence shares |
|
Mr J Zijderveld (PDMR) - 586 Ordinary 3 1/9 pence shares |
|
The above transactions were carried out in the UK. |
Senior Executive Retirement Arrangement (SERA)
Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA) and reinvested as follows:
Mr K Havelock (PDMR) - 276 Ordinary 3 1/9 pence shares |
|
Mr K C F Weed (PDMR) - 468 Ordinary 3 1/9 pence shares |
|
The above transactions were carried out in the UK. |
Unilever PLC was notified on 12 September 2013 of the following transaction which took place on 9 September 2013:
Mr P L Sigismondi (PDMR) - purchase of 5 Unilever PLC Ordinary 3 1/9 pence shares at a price of 2442p per share under the Unilever PLC Share Incentive Plan.
The above transactions were carried out in the UK. |
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
JULIAN THURSTON - +44(0)207 822 6707
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - GROUP SECRETARY
13 September 2013