NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 14 March 2013 that on 13 March 2013 either dividend equivalents or dividends earned were reinvested as additional shares under the Unilever Global Share Incentive Plan 2007 (GSIP), the Unilever Management Co Investment Plan (MCIP), the Senior Executive Retirement Arrangement (SERA), the Unilever North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before-Tax Share Bonus Program. These additional shares were based on the London Stock Exchange closing price of £27.41 or the New York Stock Exchange closing price of $40.94 (as appropriate) on 13 March 2013.
Unilever Global Share Incentive Plan 2007 (GSIP)
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
Mr D A Baillie (PDMR) - 459 Ordinary 3 1/9 pence shares |
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Professor G Berger (PDMR) - 384 Ordinary 3 1/9 pence shares |
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Mr D Blanchard (PDMR) - 195 Ordinary 3 1/9 pence shares |
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Mr K Havelock (PDMR) - 281 Ordinary 3 1/9 pence shares |
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Mr J-M Huët (Director) - 832 Ordinary 3 1/9 pence shares |
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Mr K Kruythoff (PDMR) - 231 Ordinary 3 1/9 pence shares |
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Mr D Lewis (PDMR) - 376 Ordinary 3 1/9 pence shares |
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Mr H Manwani (PDMR) - 409 Ordinary 3 1/9 pence shares |
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Mr P G J M Polman (Director) - 1,160 Ordinary 3 1/9 pence shares |
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Mr A Saint-Affrique (PDMR) - 243 Ordinary 3 1/9 pence shares |
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Mr P L Sigismondi (PDMR) - 369 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 376 Ordinary 3 1/9 pence shares |
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Mr J Zijderveld (PDMR) - 339 Ordinary 3 1/9 pence shares |
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The above transactions were carried out in the UK. |
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Unilever Management Co Investment Plan (MCIP)
Dividend equivalents earned on MCIP Match Shares were reinvested as additional MCIP Match Shares, which will be subject to the same performance conditions as the underlying MCIP Match Shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
Mr D A Baillie (PDMR) - 114 Ordinary 3 1/9 pence shares |
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Professor G Berger (PDMR) - 73 Ordinary 3 1/9 pence shares |
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Mr D Blanchard (PDMR) - 63 Ordinary 3 1/9 pence shares |
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Mr K Havelock (PDMR) - 90 Ordinary 3 1/9 pence shares |
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Mr J-M Huët (Director) - 31 Ordinary 3 1/9 pence shares |
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Mr K Kruythoff (PDMR) - 36 Ordinary 3 1/9 pence shares |
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Mr D Lewis (PDMR) - 110 Ordinary 3 1/9 pence shares |
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Mr H Manwani (PDMR) - 154 Ordinary 3 1/9 pence shares |
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Mr P G J M Polman (Director) - 153 Ordinary 3 1/9 pence shares |
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Mr A Saint-Affrique (PDMR) - 76 Ordinary 3 1/9 pence shares |
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Mr P L Sigismondi (PDMR) - 105 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 112 Ordinary 3 1/9 pence shares |
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Mr J Zijderveld (PDMR) - 112 Ordinary 3 1/9 pence shares |
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The above transactions were carried out in the UK. |
Unilever Management Co Investment Plan (MCIP)
Dividends earned on MCIP Investment Shares were as follows:
Mr D Blanchard (PDMR) - 53 Ordinary 3 1/9 pence shares |
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Mr K Havelock (PDMR) - 76 Ordinary 3 1/9 pence shares |
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Mr K Kruythoff (PDMR) - 30 Ordinary 3 1/9 pence shares |
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Mr A Saint-Affrique (PDMR) - 65 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 42 Ordinary 3 1/9 pence shares |
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The above transactions were carried out in the UK.
Unilever North America 2002 Omnibus Equity Compensation Plan
Dividend equivalents earned on North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before Tax Share Bonus target shares were reinvested as additional North America 2002 Omnibus Equity Compensation Plan shares. The dividend equivalents reinvested were as follows:
Global Share Incentive Program
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
Mr A Jope (PDMR) - 448 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share |
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The above transaction was carried out in the USA.
Management Co-Investment Program
Dividend equivalents earned on MCIP conditional target shares were reinvested as additional MCIP conditional shares, which will be subject to the same performance conditions as the underlying MCIP target shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
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Mr A Jope (PDMR) - 86 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share |
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The above transaction was carried out in the USA
Unilever Before-Tax Share Bonus Program
Dividend equivalents earned on shares in the Share Bonus Program were reinvested and will be distributed in July of the calendar year after the year of retirement or termination. There are no performance conditions associated with receiving these dividends. The dividend equivalents reinvested were as follows:
Mr A Jope (PDMR) - 36 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share |
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The above transaction was carried out in the USA. |
Reinvestment of dividend on beneficially owned shares
Dividends were earned on shares beneficially owned, and reinvested as follows:
Mr D Blanchard (PDMR) - 3 Ordinary 3 1/9 pence shares |
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Mr K Havelock (PDMR) - 40 Ordinary 3 1/9 pence shares |
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Mr K Kruythoff (PDMR) - 1 Ordinary 3 1/9 pence shares |
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Mr A Saint-Affrique (PDMR) - 126 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 141 Ordinary 3 1/9 pence shares |
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The above transactions were carried out in the UK. |
Senior Executive Retirement Arrangement (SERA)
Unilever PLC was notified on 14 March 2013 that on 12 September 2012 dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA). These additional shares were based on the London Stock Exchange closing price of £22.35 on 12 September 2012.
Mr K Havelock (PDMR) - 240 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 408 Ordinary 3 1/9 pence shares |
Unilever PLC was notified on 14 March 2013 that on 12 December 2012 dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA). These additional shares were based on the London Stock Exchange closing price of £24.29 on 12 December 2012.
Mr K Havelock (PDMR) - 233 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 396 Ordinary 3 1/9 pence shares |
Unilever PLC was notified on 14 March 2013 that on 13 March 2013 dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA). These additional shares were based on the London Stock Exchange closing price of £27.41 on 13 March 2013.
Mr K Havelock (PDMR) - 215 Ordinary 3 1/9 pence shares |
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Mr K C F Weed (PDMR) - 365 Ordinary 3 1/9 pence shares |
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The above transactions were carried out in the UK. |
Unilever PLC was notified on 13 March 2013 that on 13 March 2013 Mr Kevin Havelock (PDMR) sold 32,750 Unilever PLC American Depositary Receipts (PLC ADRs) each representing 1 Ordinary 3 1/9 pence share at a price of US$40.8831 each.
The above transaction was carried out in the USA.
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
SAMANTHA HOOD - +44(0)207 822 5928
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - GROUP SECRETARY
14 March 2013