Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland) i |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : Uniphar plc |
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2. Reason for the notification (please tick the appropriate box or boxes):
[x] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify) iii : |
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3. Details of person subject to the notification obligation iv : |
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Name: ROI Healthco IOM 1 Limited |
Douglas, Isle of Man |
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4. Full name of shareholder(s) (if different from 3.) v : n/a |
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5. Date on which the threshold was crossed or reached vi : 27/01/2021 |
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6. Date on which issuer notified: 28/01/2021 |
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7. Threshold(s) that is/are crossed or reached: 7%, 6% |
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8. Total positions of person(s) subject to the notification obligation: |
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% of voting rights attached to shares (total of 9.A) |
% of voting rights through financial instruments (total of 9.B.1 + 9.B.2) |
Total of both in % (9.A + 9.B) |
Total number of voting rights of issuer vii |
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Resulting situation on the date on which threshold was crossed or reached |
5.92% |
n/a |
5.92% |
273,015,254 |
Position of previous notification (if applicable) |
7.20% |
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7.20% |
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9. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii : |
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A: Voting rights attached to shares |
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Class/type of shares ISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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IE00BJ5FQX 74 |
16,152,373 |
n/a |
5.92% |
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SUBTOTAL A |
16,152,373 |
5.92% |
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B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations |
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Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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SUBTOTAL B.1 |
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B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations |
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Type of financial instrument |
Expiration date x |
Exercise/ Conversion Period xi |
Physical or cash settlement xii |
Number of voting rights |
% of voting rights |
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SUBTOTAL B.2 |
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10. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[x] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. xiii
[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv : |
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% of voting rights |
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% of voting rights if it |
through financial |
Total of both if it |
Name xv |
equals or is higher than the notifiable |
instruments if it equals or is higher |
equals or is higher than the notifiable |
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threshold |
than the notifiable |
threshold |
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threshold |
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11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number ] voting rights as of [date] |
12. Additional information xvi : |
Done at Dublin on 27 January 2021.