Holding(s) in Company

RNS Number : 2630N
Uniphar PLC
28 January 2021
 

Standard Form TR-1

 

Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland) i

 

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : Uniphar plc

2. Reason for the notification (please tick the appropriate box or boxes):

 

[x] An acquisition or disposal of voting rights

[ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify) iii :

3. Details of person subject to the notification obligation iv :

Name: ROI Healthco IOM 1 Limited

 

Douglas, Isle of Man

4. Full name of shareholder(s) (if different from 3.) v : n/a

5. Date on which the threshold was crossed or reached vi : 27/01/2021

6. Date on which issuer notified: 28/01/2021

7. Threshold(s) that is/are crossed or reached: 7%, 6%

8. Total positions of person(s) subject to the notification obligation:

 

 

% of voting rights attached to shares (total of 9.A)

% of voting rights through financial instruments

(total of 9.B.1 + 9.B.2)

 

 

Total of both in % (9.A + 9.B)

 

Total number of voting rights of issuer vii

           

 

Resulting situation on the date on which threshold was crossed or reached

 

 

5.92%

 

 

n/a

 

 

5.92%

 

 

273,015,254

Position of previous notification (if applicable)

 

7.20%

 

 

7.20%

 

 

 

 

9. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii :

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

 

Direct

 

Indirect

 

Direct

 

Indirect

IE00BJ5FQX 74

16,152,373

n/a

5.92%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL A

16,152,373

5.92%

 

B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations

 

 

 

Type of financial instrument

 

 

 

Expiration date x

 

 

 

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is exercised/ converted.

 

 

 

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL B.1

 

 

 

B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations

               

 

Type of financial instrument

 

Expiration date x

Exercise/ Conversion Period xi

Physical or cash settlement xii

Number of voting rights

 

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL B.2

 

 

 

 

 

10. Information in relation to the person subject to the notification obligation (please tick the applicable box):

 

[x] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. xiii

 

[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv :

 

 

% of voting rights

 

 

% of voting rights if it

through financial

Total of both if it

Name xv

equals or is higher

than the notifiable

instruments if it

equals or is higher

equals or is higher

than the notifiable

 

threshold

than the notifiable

threshold

 

 

threshold

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and

number ] voting rights as of [date]

 

 

 

 

12. Additional information xvi :

 

 

 

Done at Dublin on 27 January 2021.

 

 

 

 

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