Notification of Major Holding

RNS Number : 1678U
Upland Resources Limited
31 March 2021
 

 

 

 

TR-1: Standard form for notification of major holdings

 

 

1a.Identityoftheissuerortheunderlyingissuerof existing shares to which voting rights areattached i i :

 

UplandResourcesLimited

1b.Pleaseindicateiftheissuerisanon-UKissuer (pleasemarkwithan"X"ifappropriate)

Non-UKissuer

X

2.Reasonforthenotification (please marktheappropriateboxorboxeswithan"X")

Anacquisition ordisposalofvotingrights

X

Anacquisitionordisposaloffinancial instruments


Aneventchanging thebreakdown ofvotingrights


Other(pleasespecify)iii:


3 . Detailsofperson subjecttothe notification obligation i v

Name

LeighJamesAllen

Cityandcountry ofregistered office(ifapplicable)


4 . Full name ofshareholder(s) (ifdifferentfrom 3.) v

Name


Cityandcountry ofregistered office(ifapplicable)


5.Dateonwhichthethresholdwascrossedorreached vi :

15/03/2021

6.Dateonwhichissuernotified(DD/MM/YYYY):

15/03/2021

7.Totalpositionsofperson(s)subjecttothenotificationobligation


% of voting rightsattachedtoshares(totalof8.A)

%ofvotingrightsthrough financialinstruments

(totalof8.B1+8.B2)

 

Totalofbothin%(8.A+8.B)

Total number ofvotingrightsheldin issuer vii

Resulting situationonthedateonwhichthreshold wascrossedorreached

 

5.10%


 

5.10%

 

35,000,000

Positionofpreviousnotification (ifapplicable)






 

 

 

 

 

8.Notifieddetailsoftheresultingsituationonthedateonwhichthethresholdwascrossedorreached viii

A:Votingrightsattachedtoshares

Class/typeofshares

ISINcode(if possible)

Numb er ofvotingrights i x

%ofvotingrights

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

JE00BJXN4P16

35,000,000


5.10%












SUBTOTAL8.A

35,000,000

5.10%


B1:FinancialInstrumentsaccordingtoDTR5.3.1R(1)(a)

 

Typeoffinancialinstrument

 

Expiration d ate x

 

Exercise/ConversionPeriod x i

Numberofvotingrightsthat may be acquired ifthe instrument isexercised/converted.

 

%ofvotingrights

















SUBTOTAL8.B1




B2:FinancialInstrumentswithsimilareconomiceffectaccordingtoDTR5.3.1R(1)(b)

Type offinancialinstrument

Expiration d ate x

Exercise/ConversionPeriod xi

Physical orcashsettlement xii

Number ofvotingrights

 

%ofvotingrights




















SUBTOTAL 8.B.2





 

 

 

 

9.Informationinrelationtothepersonsubjecttothenotificationobligation (pleasemarktheapplicablebox with an "X")

Personsubjecttothenotificationobligationisnotcontrolledbyanynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyaninterestinthe(underlying)issuerxiii

X

Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe

financialinstrumentsareeffectivelyheldstartingwiththeultimatecontrollingnaturalpersonorlegalentityxiv(pleaseadd additionalrows as necessary)


 

 

Na me xv

%ofvotingrightsifitequals or is higherthan the notifiablethreshold

% of voting rightsthrough financialinstrumentsifitequalsorishigherthanthe

notifiablethreshold

Total of both if itequalsorishigherthan the notifiablethreshold





















 

 

 

10. Incaseofproxyvoting,pleaseidentify:

Nameoftheproxyholder


Thenumberand %ofvotingrightsheld


Thedateuntilwhich thevotingrightswillbeheld


 

 

 

Placeofcompletion

StJohn,Jersey

Dateofcompletion

15March 2021

 

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