TR-1: Standard form for notification of major holdings
1a.Identityoftheissuerortheunderlyingissuerof existing shares to which voting rights areattached i i : |
UplandResourcesLimited |
|||||
1b.Pleaseindicateiftheissuerisanon-UKissuer (pleasemarkwithan"X"ifappropriate) |
||||||
Non-UKissuer |
X |
|||||
2.Reasonforthenotification (please marktheappropriateboxorboxeswithan"X") |
||||||
Anacquisition ordisposalofvotingrights |
X |
|||||
Anacquisitionordisposaloffinancial instruments |
|
|||||
Aneventchanging thebreakdown ofvotingrights |
|
|||||
Other(pleasespecify)iii: |
|
|||||
3 . Detailsofperson subjecttothe notification obligation i v |
||||||
Name |
LeighJamesAllen |
|||||
Cityandcountry ofregistered office(ifapplicable) |
|
|||||
4 . Full name ofshareholder(s) (ifdifferentfrom 3.) v |
||||||
Name |
|
|||||
Cityandcountry ofregistered office(ifapplicable) |
|
|||||
5.Dateonwhichthethresholdwascrossedorreached vi : |
15/03/2021 |
|||||
6.Dateonwhichissuernotified(DD/MM/YYYY): |
15/03/2021 |
|||||
7.Totalpositionsofperson(s)subjecttothenotificationobligation |
||||||
|
% of voting rightsattachedtoshares(totalof8.A) |
%ofvotingrightsthrough financialinstruments (totalof8.B1+8.B2) |
Totalofbothin%(8.A+8.B) |
Total number ofvotingrightsheldin issuer vii |
||
Resulting situationonthedateonwhichthreshold wascrossedorreached |
5.10% |
|
5.10% |
35,000,000 |
||
Positionofpreviousnotification (ifapplicable) |
|
|
|
|
||
8.Notifieddetailsoftheresultingsituationonthedateonwhichthethresholdwascrossedorreached viii |
|||||||||
A:Votingrightsattachedtoshares |
|||||||||
Class/typeofshares ISINcode(if possible) |
Numb er ofvotingrights i x |
%ofvotingrights |
|||||||
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
||||||
JE00BJXN4P16 |
35,000,000 |
|
5.10% |
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL8.A |
35,000,000 |
5.10% |
|||||||
|
|||||||||
B1:FinancialInstrumentsaccordingtoDTR5.3.1R(1)(a) |
|||||||||
Typeoffinancialinstrument |
Expiration d ate x |
Exercise/ConversionPeriod x i |
Numberofvotingrightsthat may be acquired ifthe instrument isexercised/converted. |
%ofvotingrights |
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
|
SUBTOTAL8.B1 |
|
|
||||||
|
|||||||||
B2:FinancialInstrumentswithsimilareconomiceffectaccordingtoDTR5.3.1R(1)(b) |
|||||||||
Type offinancialinstrument |
Expiration d ate x |
Exercise/ConversionPeriod xi |
Physical orcashsettlement xii |
Number ofvotingrights |
%ofvotingrights |
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
SUBTOTAL 8.B.2 |
|
|
||||||
|
|||||||||
9.Informationinrelationtothepersonsubjecttothenotificationobligation (pleasemarktheapplicablebox with an "X") |
||||
Personsubjecttothenotificationobligationisnotcontrolledbyanynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyaninterestinthe(underlying)issuerxiii |
X |
|||
Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe financialinstrumentsareeffectivelyheldstartingwiththeultimatecontrollingnaturalpersonorlegalentityxiv(pleaseadd additionalrows as necessary) |
|
|||
Na me xv |
%ofvotingrightsifitequals or is higherthan the notifiablethreshold |
% of voting rightsthrough financialinstrumentsifitequalsorishigherthanthe notifiablethreshold |
Total of both if itequalsorishigherthan the notifiablethreshold |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. Incaseofproxyvoting,pleaseidentify: |
|
Nameoftheproxyholder |
|
Thenumberand %ofvotingrightsheld |
|
Thedateuntilwhich thevotingrightswillbeheld |
|
Placeofcompletion |
StJohn,Jersey |
Dateofcompletion |
15March 2021 |