TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Provident Financial plc |
2. Reason for notification (yes/no) |
|
An acquisition or disposal of voting rights |
Yes |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An event changing the breakdown of voting rights |
|
Other (please specify):______________ |
|
3. Full name of person(s) subject to notification obligation: |
Invesco Limited |
4. Full name of shareholder(s) (if different from 3): |
|
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
6 January 2009 |
6. Date on which issuer notified: |
7 January 2009 |
7. Threshold(s) that is/are crossed or reached: |
5% to 4% |
8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
||||
Ordinary shares of 20 8/11p ISIN: GB00B1Z4ST84 |
6,571,303 |
6,571,303 |
6,563,845 |
|
6,563,845 |
|
4.98 |
B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
6,563,845 |
4.98 |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
ABN Amro Bank |
222,601 |
Bank of Ireland Dublin |
386,396 |
Bank of New York |
102,596 |
Banque Paribas |
55,911 |
Banque Paribas (Frankfurt) |
100,617 |
Bank of New York (Brussels) |
29,503 |
Credit Agricole Indosuez (Luxembourg) |
127,353 |
Citibank (Hong Kong) |
83,618 |
JP Morgan Chase |
1,121,110 |
Chase (Frankfurt) |
39,296 |
Citibank New York |
4,791 |
Citibank |
3,629,133 |
Credit Agricole Indosuez |
87,156 |
Deutsche Bank |
5,236 |
Erste Bank (Vienna) |
12,429 |
Japan Trustee Services Bank |
3,985 |
KAS Bank, Amsterdam |
19,393 |
Morgan Stanley London |
17,812 |
Trust & Custody Services JP |
25,237 |
Northern Trust Company London |
436,312 |
UBS (Zurich) |
46,899 |
Vorarlberger Landes-Und Hypothekenbk Akti |
5,004 |
WGZ Bank |
1,457 |
Proxy Voting: |
|
10. Name of proxy holder: |
n/a |
11. Number of voting rights proxy holder will cease to hold: |
n/a |
12. Date on which proxy holder will cease to hold voting rights: |
n/a |
13. Additional information: |
|
14 Contact name: |
Emma G Versluys Deputy Company Secretary |
15. Contact telephone number: |
01274 731111 ext 2569 |