Provident Financial PLC
11 May 2007
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached (ii):
Provident Financial plc
2. Reason for the notification (please place an X inside the appropriate bracket
/s):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) A sale of shares has caused a subsidiary of Prudential to
trigger this notification: (X)
.................
3. Full name of person(s) subject to the notification obligation (iii):
Prudential plc group of companies
4. Full name of shareholder(s) (if different from 3.) (iv):
Prudential plc
Esmee Fairbairn Foundation
JP Morgan Nominees
Nortrust Nominee Ltd A/C MHA01
Nortrust Nominee Ltd A/C MHF01
Nortrust Nominee Ltd A/C MKD01
Nortrust Noms Ltd
Nortrust Noms Ltd A/C CRI01
Nortrust Noms Ltd A/C MVA01
Nortrust Noms Ltd A/C MVB01
Nortrust Noms Ltd A/C PUC01
Nortrust Noms Ltd A/C PUI01
Pruclt HSBC GIS Nom (UK) PAC AC
Pruclt HSBC GIS Nom (UK) PHL AC
Pruclt HSBC GIS Nom (UK) PPL AC
RBS International (Guernsey)
Recovery Inv Company Limited
M&G Group Limited
Esmee Fairbairn Foundation
Nortrust Nominee Ltd A/C MHA01
Nortrust Nominee Ltd A/C MHF01
Nortrust Nominee Ltd A/C MKD01
Nortrust Noms Ltd
Nortrust Noms Ltd A/C CRI01
Nortrust Noms Ltd A/C MVA01
Nortrust Noms Ltd A/C MVB01
Nortrust Noms Ltd A/C PUC01
Nortrust Noms Ltd A/C PUI01
Pruclt HSBC GIS Nom (UK) PAC AC
Pruclt HSBC GIS Nom (UK) PHL AC
Pruclt HSBC GIS Nom (UK) PPL AC
Pruclt HSBC GIS Nom (UK) HYBF AC
RBS International (Guernsey)
Recovery Inv Company Limited
M&G Investment Management Limited
Esmee Fairbairn Foundation
Nortrust Nominee Ltd A/C MHA01
Nortrust Nominee Ltd A/C MKD01
Nortrust Noms Ltd
Nortrust Noms Ltd A/C CRI01
Nortrust Noms Ltd A/C MVA01
Nortrust Noms Ltd A/C MVB01
Nortrust Noms Ltd A/C PUC01
Nortrust Noms Ltd A/C PUI01
Pruclt HSBC GIS Nom (UK) PAC AC
Pruclt HSBC GIS Nom (UK) PHL AC
Pruclt HSBC GIS Nom (UK) PPL AC
Pruclt HSBC GIS Nom (UK) HYBF AC
RBS International (Guernsey)
Recovery Inv Company Limited
M&G Limited
Esmee Fairbairn Foundation
Nortrust Nominee Ltd A/C MHA01
Nortrust Nominee Ltd A/C MHF01
Nortrust Nominee Ltd A/C MKD01
Nortrust Noms Ltd
Nortrust Noms Ltd A/C CRI01
Nortrust Noms Ltd A/C MVA01
Nortrust Noms Ltd A/C MVB01
Nortrust Noms Ltd A/C PUC01
Nortrust Noms Ltd A/C PUI01
Pruclt HSBC GIS Nom (UK) PAC AC
Pruclt HSBC GIS Nom (UK) PHL AC
Pruclt HSBC GIS Nom (UK) PPL AC
Pruclt HSBC GIS Nom (UK) HYBF AC
RBS International (Guernsey)
Recovery Inv Company Limited
The Prudential Assurance Company Limited
Pruclt HSBC GIS Nom (UK) PAC AC
Pruclt HSBC GIS Nom (UK) PPL AC
5. Date of the transaction (and date on which the threshold is crossed or
reached if different) (v):
9 May 2007
6. Date on which issuer notified:
11 May 2007
7. Threshold(s) that is/are crossed or reached:
The Prudential Assurance Company Limited (wholly owned subsidiary of
Prudential plc) has moved below the 5% notifiable interest triggering this
notification
8. Notified details:
.................
A: Voting rights attached to shares
Class/type of shares if possible Situation previous to the Triggering transaction (vi)
using the ISIN CODE
Number of shares Number of voting Rights (viii)
Ordinary shares of 10 4/11p 20,254,277 20,254,277
ISIN: GB0002685963
Resulting situation after the triggering transaction (vii)
Class/type of shares if Number of shares Number of voting rights (ix) % of voting rights
possible using the ISIN CODE
Direct Direct (x) Indirect (xi) Direct Indirect
Ordinary shares of 10 4/11p 20,034,277 20,034,277 7.80%
ISIN: GB0002685963
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Date Exercise/Conversion Number of voting rights % of voting rights
financial (xiii) Period/ Date (xiv) that may be acquired if the
instrument instrument is exercised/
converted.
Total (A+B)
Number of voting rights % of voting rights
22,034,277 7.80%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
Prudential plc (parent company)
M&G Group Limited (wholly owned subsidiary of Prudential plc)
M&G Limited (wholly owned subsidiary of M&G Group Limited)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential
plc)
Proxy Voting:
10. Name of the proxy holder:
.................
11. Number of voting rights proxy holder will cease to hold:
.................
12. Date on which proxy holder will cease to hold voting rights:
.................
13. Additional information:
.................
14. Contact name:
Emma G Versluys
Assistant Company Secretary
15. Contact telephone number:
01274 731111 ext. 2569
This information is provided by RNS
The company news service from the London Stock Exchange D
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