TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
1 a . Identity of the issuer or the underlying issuer of existing shares to which voting rights are a t tache d ii : | VAST RESOURCES PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | ||||||
Non-UK issuer | ||||||
2 . Reason for the notification (please mark the appropriate box or boxes with an “X”) | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligatio n iv | ||||||
Name | John James Dering Nettleton | |||||
City and country of registered office (if applicable) | Newington House, Newington, Oxfordshire, OX107AG | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | John James Dering Nettleton | |||||
City and country of registered office (if applicable) | Newington House, Newington, Oxfordshire, OX107AG | |||||
5. Date on which the threshold was crossed or reache d vi : | 15/06/2022 | |||||
6. Date on which issuer notified (DD/MM/YYYY) : | 15/06/2022 | |||||
7 . Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 4.21% | N/A | 4.21% | 61,641,149 | ||
Position of previous notification (if applicable) |
8 . Notified details of the r esulting situation on the date on which the threshold was crossed or reache d viii |
|||||||||
A: Voting rights attached to shares | |||||||||
Class/type of
shares ISIN code (if possible) |
Number of voting right s ix | % of voting rights | |||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
||||||
Common Shares GB00BMD68046 | 61,641,149 | 4.21% | |||||||
SUBTOTAL 8. A | 61,641,149 | 4.21% | |||||||
B 1 : Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument |
Expiration
dat e x |
Exercise/
Conversion Period xi |
Number of voting
rights that may be
acquired if the
instrument is
exer cised/ converted. |
% of voting rights | |||||
N/A | |||||||||
SUBTOTAL 8. B 1 | |||||||||
B 2 : Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument |
Expiration
dat e x |
Exercise/
Conversion Period x i |
Physical or cash
settlemen t xii |
Number of voting rights | % of voting rights | ||||
N/A | |||||||||
SUBTOTAL 8. B.2 | |||||||||
9
.
Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) |
||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | ||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) |
X | |||
Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
John James Dering Nettleton | 4.21% | 4.21% | ||
10 . In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
1 1 . Additional information xvi | ||||
Place of completion | Newington, Oxfordshire |
Date of completion | June 15, 2022 |