Form 8.3 - Virgin Money UK PLC

Macquarie Group Ltd
11 March 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Macquarie Group Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Macquarie Group Limited

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Virgin Money UK PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

8th March 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

                                        25,429,180

1.96%

                              392,322

0.030%

(2) Cash-settled derivatives:

 

                                                92,322

0.007%

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0

0

0

 

     TOTAL:

 25,521,502

1.96%

392,322

0.03%

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

CDI

Sale

608

4.07 AUD

CDI

Purchase

5736

4.08 AUD

CDI

Sale

2000

4.08 AUD

CDI

Sale

2500

4.09 AUD

CDI

Purchase

10000

4.05 AUD

CDI

Purchase

383000

4.07 AUD

CDI

Purchase

3007

4.075 AUD

CDI

Purchase

24273

4.08 AUD

CDI

Purchase

2000

4.09 AUD

CDI

Sale

125000

4.07 AUD

CDI

Sale

250000

4.075 AUD

CDI

Sale

39062

4.08 AUD

CDI

Sale

2078

4.09 AUD

CDI

Short Sale

14353

4.05 AUD

CDI

Short Sale

1647

4.055 AUD

CDI

Short Sale

20

4.06 AUD

CDI

Short Sale

11000

4.07 AUD

CDI

Short Sale

5040

4.08 AUD

CDI

Short Sale

10000

4.085 AUD

CDI

Short Sale

15841

4.09 AUD

Shares

Sale

20000

2.1365 GBP

Shares

Sale

50000

2.137 GBP

Shares

Sale

10000

2.138 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

CDI

Portfolio Swap

Closing a Long position

77

4.06 AUD

CDI

Portfolio Swap

Opening a Short position

35842

4.06 AUD

CDI

Portfolio Swap

Reducing a Short position

15919

4.07 AUD

CDI

Portfolio Swap

Closing a Long position

2001

4.08 AUD

CDI

Portfolio Swap

Increasing a Short position

22059

4.08 AUD

CDI

Portfolio Swap

Reducing a Short position

22059

4.06 AUD

CDI

Portfolio Swap

Increasing a Long position

2001

4.06 AUD

CDI

Portfolio Swap

Closing a Long position

77

4.06 AUD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

CDI

Client account Transfer in

 

304 Transferred in

 

CDI

Client account Transfer out

2868 Transferred out

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

11th March 2024

Contact name:

Kieran Prendergast

Telephone number*:

+44 20 3037 2956

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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