Form 8.5 (EPT/RI) - Virgin Money UK Plc

UBS AG (EPT)

24 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Virgin Money UK plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Nationwide Building Society
(d) Date dealing undertaken:	23 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	143162	2.14800        GBP	2.14200        GBP
10p ordinary	Sell	328276	2.14800        GBP	2.13823        GBP
CDI	Buy	531995	4.13000 AUD	4.09957 AUD
CDI	Sell	531995	4.13000 AUD	4.09957 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	18650	2.142307        GBP
10p ordinary	CFD	Long	1959	2.13822868810618        GBP
10p ordinary	CFD	Long	4289	2.13822802518069        GBP
10p ordinary	CFD	Long	508	2.139786        GBP
10p ordinary	CFD	Long	72	2.143889        GBP
10p ordinary	CFD	Long	2375	2.14395789473684        GBP
10p ordinary	CFD	Long	6505	2.14568024596464        GBP
10p ordinary	CFD	Long	12176	2.14474211563732        GBP
10p ordinary	CFD	Long	21379	2.144        GBP
10p ordinary	CFD	Long	3117	2.14400064164261        GBP
10p ordinary	CFD	Long	236	2.143        GBP
10p ordinary	CFD	Long	337	2.14433353795252        GBP
10p ordinary	CFD	Long	8457	2.14434598352726        GBP
10p ordinary	CFD	Long	3866	2.14434554247801        GBP
10p ordinary	CFD	Long	56189	2.140417        GBP
10p ordinary	CFD	Long	39743	2.14403316299474        GBP
10p ordinary	CFD	Long	1999	2.14574587        GBP
10p ordinary	CFD	Long	260	2.14569230769231        GBP
10p ordinary	CFD	Long	169	2.13822485207101        GBP
10p ordinary	CFD	Long	27300	2.14395897435897        GBP
10p ordinary	CFD	Long	59728	2.14395894722743        GBP
10p ordinary	CFD	Long	484	2.1447520661157        GBP
10p ordinary	CFD	Long	1534	2.14042        GBP
10p ordinary	CFD	Long	7054	2.144545        GBP
10p ordinary	CFD	Long	522	2.1440958        GBP
10p ordinary	CFD	Long	2975	2.14568067226891        GBP
10p ordinary	CFD	Long	13611	2.1444220116156        GBP
10p ordinary	CFD	Long	5566	2.1447412863816        GBP
10p ordinary	CFD	Short	258	2.143589        GBP
10p ordinary	CFD	Short	8374	2.14716670726654        GBP
10p ordinary	CFD	Short	942	2.145087        GBP
10p ordinary	CFD	Short	16980	2.144        GBP
10p ordinary	CFD	Short	41	2.143        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	24 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END