Form 8.5 (EPT/RI) - Virgin Money UK plc

UBS AG (EPT)

26 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Virgin Money UK plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Nationwide Building Society connected to UBS
(d) Date dealing undertaken:	25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	558083	2.15000        GBP	2.14099        GBP
10p ordinary	Sell	297842	2.15000        GBP	2.14000        GBP
CDI	Buy	0	0.00000 AUD	0.00000 AUD
CDI	Sell	0	0.00000 AUD	0.00000 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	52929	4.1308165        AUD
10p ordinary	CFD	Long	10049	2.15        GBP
10p ordinary	CFD	Long	1586	2.141936        GBP
10p ordinary	CFD	Long	53949	2.14995903538527        GBP
10p ordinary	CFD	Long	741	2.14778677462888        GBP
10p ordinary	CFD	Long	10087	2.145295        GBP
10p ordinary	CFD	Long	4023	2.142913        GBP
10p ordinary	CFD	Long	37809	2.143873        GBP
10p ordinary	CFD	Long	7419	2.142995        GBP
10p ordinary	CFD	Long	3327	2.14195265267508        GBP
10p ordinary	CFD	Long	5	2.144        GBP
10p ordinary	CFD	Long	2093	2.14163306447205        GBP
10p ordinary	CFD	Long	3596	2.142        GBP
10p ordinary	CFD	Long	292	2.14286301        GBP
10p ordinary	CFD	Long	1997	2.14216725087631        GBP
10p ordinary	CFD	Long	692	2.14046531791908        GBP
10p ordinary	CFD	Long	1235	2.14132794        GBP
10p ordinary	CFD	Long	1700	2.1465889989        GBP
10p ordinary	CFD	Long	24426	2.14910185594039        GBP
10p ordinary	CFD	Long	29	2.14793103448276        GBP
10p ordinary	CFD	Long	1640	2.14995731707317        GBP
10p ordinary	CFD	Long	111	2.142914        GBP
10p ordinary	CFD	Long	205	2.142986        GBP
10p ordinary	CFD	Long	130	2.14195219615385        GBP
10p ordinary	CFD	Long	24657	2.14995903800138        GBP
10p ordinary	CFD	Long	338	2.14778106508876        GBP
10p ordinary	CFD	Long	1520	2.14195124473684        GBP
10p ordinary	CFD	Short	308006	2.15        GBP
10p ordinary	CFD	Short	3	2.144        GBP
10p ordinary	CFD	Short	483	2.146323        GBP
10p ordinary	CFD	Short	40131	2.14766484762403        GBP
10p ordinary	CFD	Short	1092	2.146128        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END