FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - ABBVIE INC - Amendment

BARCLAYS PLC

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	22 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,316,716	0.16%	4,091,588	0.28%
(2)	Derivatives (other than options):
		2,155,045	0.15%	1,157,601	0.08%
(3)	Options and agreements to
	purchase/sell:	1,330,200	0.09%	1,308,700	0.09%
	TOTAL:
		5,801,961	0.39%	6,557,889	0.44%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	81.3900 USD
Purchase	7	81.3800 USD
Purchase	8	81.7800 USD
Purchase	10	82.0350 USD
Purchase	15	82.3466 USD
Purchase	16	81.5050 USD
Purchase	17	82.1447 USD
Purchase	18	81.5300 USD
Purchase	26	82.0461 USD
Purchase	49	81.6877 USD
Purchase	54	81.7511 USD
Purchase	55	81.6300 USD
Purchase	100	81.2150 USD
Purchase	100	81.9600 USD
Purchase	100	81.8100 USD
Purchase	100	81.2900 USD
Purchase	100	82.0400 USD
Purchase	106	81.5743 USD
Purchase	110	82.0809 USD
Purchase	111	81.8415 USD
Purchase	129	81.3979 USD
Purchase	135	81.4955 USD
Purchase	151	81.7292 USD
Purchase	157	82.0269 USD
Purchase	161	81.3534 USD
Purchase	186	81.4596 USD
Purchase	200	81.2850 USD
Purchase	200	81.7400 USD
Purchase	200	81.5350 USD
Purchase	200	81.6700 USD
Purchase	200	81.5650 USD
Purchase	236	81.5747 USD
Purchase	371	81.6730 USD
Purchase	380	81.3200 USD
Purchase	382	81.7170 USD
Purchase	400	81.2718 USD
Purchase	400	81.2725 USD
Purchase	400	81.2717 USD
Purchase	402	81.5059 USD
Purchase	499	81.2589 USD
Purchase	568	81.4346 USD
Purchase	701	81.4683 USD
Purchase	963	81.7936 USD
Purchase	1,250	81.3026 USD
Purchase	1,300	81.6284 USD
Purchase	1,458	81.3425 USD
Purchase	1,964	82.0922 USD
Purchase	2,880	81.6334 USD
Purchase	3,822	81.7731 USD
Purchase	3,947	81.6097 USD
Purchase	4,000	81.2403 USD
Purchase	4,828	81.4599 USD
Purchase	7,126	81.8146 USD
Purchase	9,476	81.5482 USD
Purchase	9,500	81.4000 USD
Purchase	13,921	81.6313 USD
Purchase	14,800	81.6772 USD
Purchase	16,803	81.7259 USD
Purchase	17,245	81.4697 USD
Purchase	24,693	81.4700 USD
Purchase	25,000	81.9730 USD
Purchase	27,060	81.3384 USD
Purchase	28,942	81.5515 USD
Purchase	32,392	81.5619 USD
Purchase	40,601	81.5626 USD
Purchase	42,787	81.7324 USD
Purchase	52,400	81.4805 USD
Purchase	69,231	81.1839 USD
Purchase	80,069	81.6121 USD
Sale	1	82.1000 USD
Sale	1	80.9500 USD
Sale	2	81.6000 USD
Sale	10	82.0350 USD
Sale	34	81.8000 USD
Sale	35	80.9700 USD
Sale	67	82.1600 USD
Sale	70	81.7877 USD
Sale	80	81.6102 USD
Sale	84	81.7380 USD
Sale	86	81.2993 USD
Sale	100	82.0563 USD
Sale	100	82.0900 USD
Sale	100	82.2400 USD
Sale	100	80.9000 USD
Sale	100	81.5200 USD
Sale	100	81.6400 USD
Sale	100	81.6700 USD
Sale	110	81.6209 USD
Sale	110	82.1754 USD
Sale	120	81.8500 USD
Sale	126	81.7579 USD
Sale	166	81.2200 USD
Sale	200	81.1850 USD
Sale	200	81.2250 USD
Sale	200	81.7400 USD
Sale	200	81.3350 USD
Sale	200	81.3750 USD
Sale	209	81.1064 USD
Sale	300	81.7900 USD
Sale	300	81.7566 USD
Sale	330	81.2650 USD
Sale	356	81.4802 USD
Sale	380	81.3200 USD
Sale	400	81.1862 USD
Sale	400	81.2718 USD
Sale	400	81.6812 USD
Sale	401	81.5308 USD
Sale	456	81.2300 USD
Sale	500	81.1700 USD
Sale	600	81.7583 USD
Sale	910	81.4652 USD
Sale	1,000	81.7180 USD
Sale	1,400	81.8092 USD
Sale	1,463	81.0870 USD
Sale	1,510	81.3568 USD
Sale	1,728	81.6463 USD
Sale	1,970	81.1248 USD
Sale	2,100	81.6195 USD
Sale	2,376	81.1415 USD
Sale	5,720	81.7739 USD
Sale	5,900	81.5098 USD
Sale	6,423	81.0774 USD
Sale	6,798	81.1332 USD
Sale	8,114	81.9302 USD
Sale	9,326	81.1065 USD
Sale	9,405	81.0814 USD
Sale	9,500	81.4000 USD
Sale	13,863	81.5688 USD
Sale	14,800	81.6772 USD
Sale	16,400	81.3832 USD
Sale	17,097	81.4673 USD
Sale	23,328	81.7100 USD
Sale	24,237	81.4700 USD
Sale	30,360	81.2857 USD
Sale	30,625	81.3378 USD
Sale	33,000	81.5933 USD
Sale	55,630	81.4963 USD
Sale	61,778	81.6350 USD
Sale	141,141	81.6763 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	90 USD	American	21 Aug 2020	3.2000 USD
Call Option	Selling	500	90 USD	American	15 May 2020	0.7500 USD
Call Option	Selling	200	90 USD	American	18 Sep 2020	3.7000 USD
Call Option	Selling	3,000	95 USD	American	15 May 2020	0.2083 USD
Call Option	Selling	200	95 USD	American	19 Jun 2020	0.8400 USD
Put Option	Purchasing	100	60 USD	American	19 Jun 2020	0.7000 USD
Put Option	Purchasing	200	63 USD	American	15 May 2020	0.3000 USD
Put Option	Purchasing	1,500	68 USD	American	19 Jun 2020	1.2800 USD
Put Option	Purchasing	1,300	73 USD	American	15 May 2020	1.0423 USD
Put Option	Purchasing	100	75 USD	American	15 Jan 2021	8.0500 USD
Put Option	Purchasing	600	80 USD	American	15 May 2020	3.0083 USD
Put Option	Selling	100	50 USD	American	19 Jun 2020	0.3500 USD
Put Option	Selling	300	75 USD	American	15 May 2020	1.4300 USD
Put Option	Selling	100	78 USD	American	19 Jun 2020	3.8000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	24 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	96,700	60.0000	American	Jun 19, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Call Options	Purchased	9,800	87.5000	American	May 15, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	3,200	80.0000	American	May 15, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-1,200	90.0000	American	Aug 21, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,200	95.0000	American	May 15, 2020
Call Options	Written	-21,700	110.0000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	100	97.5000	American	May 15, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-100	60.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Purchased	-3,800	50.0000	American	Jun 19, 2020
Put Options	Written	175,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	200	80.0000	American	Aug 21, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Put Options	Written	100	90.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	10,700	90.0000	American	Sep 18, 2020
Put Options	Written	700	85.0000	American	May 15, 2020
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Call Options	Purchased	3,600	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Purchased	10,000	90.0000	American	May 15, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	5,000	95.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-9,300	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-200	70.0000	American	May 15, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Call Options	Written	-700	95.0000	American	Aug 21, 2020
Call Options	Written	-100	77.5000	American	Sep 18, 2020
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Put Options	Written	11,900	72.5000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-1,300	82.5000	American	Jan 15, 2021
Call Options	Written	-7,000	80.0000	American	Jun 19, 2020
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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