Form 8.3 - Abbvie Inc - Amendment

Form 8.3 - Abbvie Inc - Amendment

BARCLAYS PLC

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FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	04 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,431,660	0.16%	3,884,292	0.26%
(2)	Derivatives (other than options):
		1,990,964	0.13%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,278,300	0.09%	1,291,000	0.09%
	TOTAL:
		5,700,924	0.39%	5,897,793	0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	16	81.8287 USD
Purchase	25	81.8350 USD
Purchase	50	81.9500 USD
Purchase	80	81.7500 USD
Purchase	100	81.7400 USD
Purchase	100	81.5400 USD
Purchase	100	81.3400 USD
Purchase	100	81.9700 USD
Purchase	100	82.1600 USD
Purchase	100	81.9550 USD
Purchase	100	81.9250 USD
Purchase	100	81.8650 USD
Purchase	103	81.4788 USD
Purchase	128	81.7114 USD
Purchase	167	82.0426 USD
Purchase	200	81.9850 USD
Purchase	200	81.9800 USD
Purchase	200	81.9750 USD
Purchase	200	81.3442 USD
Purchase	200	82.1300 USD
Purchase	235	81.6365 USD
Purchase	300	81.4300 USD
Purchase	300	81.7600 USD
Purchase	300	81.7850 USD
Purchase	300	82.0250 USD
Purchase	320	81.9417 USD
Purchase	335	81.6565 USD
Purchase	348	81.6396 USD
Purchase	400	81.6325 USD
Purchase	400	81.6395 USD
Purchase	400	81.8137 USD
Purchase	400	81.9050 USD
Purchase	500	82.1760 USD
Purchase	500	81.9600 USD
Purchase	519	81.7648 USD
Purchase	530	81.9604 USD
Purchase	600	81.9300 USD
Purchase	600	81.7133 USD
Purchase	613	81.6936 USD
Purchase	700	82.0357 USD
Purchase	752	81.8695 USD
Purchase	932	81.7529 USD
Purchase	953	81.6785 USD
Purchase	1,025	81.8459 USD
Purchase	1,187	81.7664 USD
Purchase	1,200	81.8216 USD
Purchase	1,209	81.7828 USD
Purchase	1,313	81.8373 USD
Purchase	1,504	81.8948 USD
Purchase	1,660	81.7239 USD
Purchase	1,727	81.8641 USD
Purchase	2,264	81.6639 USD
Purchase	2,322	81.7525 USD
Purchase	2,325	81.8750 USD
Purchase	2,411	81.6659 USD
Purchase	2,508	81.7746 USD
Purchase	2,522	81.7120 USD
Purchase	2,900	81.7577 USD
Purchase	3,400	81.5522 USD
Purchase	3,431	81.8824 USD
Purchase	3,500	81.8531 USD
Purchase	3,900	81.6262 USD
Purchase	3,972	81.8047 USD
Purchase	4,652	81.8548 USD
Purchase	4,808	81.6945 USD
Purchase	5,000	81.7333 USD
Purchase	5,249	81.6413 USD
Purchase	5,602	81.7907 USD
Purchase	5,713	81.7074 USD
Purchase	6,366	81.6791 USD
Purchase	6,862	81.9202 USD
Purchase	7,080	81.6392 USD
Purchase	7,276	81.7806 USD
Purchase	10,169	81.7992 USD
Purchase	10,409	81.6663 USD
Purchase	11,844	81.6822 USD
Purchase	12,300	81.6235 USD
Purchase	14,900	82.2000 USD
Purchase	15,619	81.8410 USD
Purchase	23,400	81.6832 USD
Purchase	27,300	81.7450 USD
Purchase	35,245	81.8547 USD
Purchase	36,100	81.6905 USD
Purchase	75,385	81.9289 USD
Purchase	97,290	81.8600 USD
Purchase	117,776	81.6768 USD
Sale	1	81.6900 USD
Sale	1	81.9600 USD
Sale	1	81.9400 USD
Sale	3	81.7566 USD
Sale	4	81.9175 USD
Sale	6	81.7883 USD
Sale	8	81.7100 USD
Sale	8	82.1500 USD
Sale	92	82.1600 USD
Sale	94	81.8300 USD
Sale	95	81.7200 USD
Sale	100	81.9100 USD
Sale	100	82.1800 USD
Sale	100	81.7800 USD
Sale	150	81.8866 USD
Sale	159	81.8493 USD
Sale	200	81.8175 USD
Sale	200	81.9950 USD
Sale	200	81.7675 USD
Sale	200	81.5300 USD
Sale	300	81.8700 USD
Sale	300	81.9866 USD
Sale	400	81.8550 USD
Sale	412	81.6823 USD
Sale	500	81.8290 USD
Sale	500	81.8480 USD
Sale	504	81.8200 USD
Sale	522	81.9532 USD
Sale	590	81.9406 USD
Sale	600	81.8766 USD
Sale	600	81.8125 USD
Sale	800	81.8800 USD
Sale	806	81.6157 USD
Sale	868	81.4837 USD
Sale	900	81.7545 USD
Sale	1,000	81.9320 USD
Sale	1,100	81.4927 USD
Sale	1,100	81.7659 USD
Sale	1,306	82.0679 USD
Sale	1,500	81.8696 USD
Sale	1,600	81.9159 USD
Sale	1,623	81.7428 USD
Sale	1,652	81.8551 USD
Sale	1,800	81.6994 USD
Sale	2,700	81.6596 USD
Sale	3,100	81.9109 USD
Sale	3,400	81.6566 USD
Sale	3,500	81.8531 USD
Sale	4,176	82.0793 USD
Sale	6,046	81.6560 USD
Sale	7,712	81.5611 USD
Sale	10,100	81.6025 USD
Sale	10,900	81.7266 USD
Sale	13,045	81.6402 USD
Sale	14,900	82.2000 USD
Sale	18,011	81.6798 USD
Sale	19,967	81.6533 USD
Sale	20,200	81.6816 USD
Sale	25,830	81.6670 USD
Sale	27,300	81.7450 USD
Sale	31,588	81.7011 USD
Sale	34,189	81.8552 USD
Sale	34,649	81.7090 USD
Sale	36,200	81.7216 USD
Sale	43,119	81.7795 USD
Sale	103,473	81.8600 USD
Sale	108,850	81.8585 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	300	80 USD	American	19 Jun 2020	5.3000 USD
Call Option	Purchasing	100	88 USD	American	15 May 2020	0.3500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	6 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Put Options	Written	2,400	70.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-700	90.0000	American	Aug 21, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Call Options	Written	-300	87.5000	American	May 15, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-19,800	110.0000	American	Jan 15, 2021
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,600	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	800	70.0000	American	Aug 21, 2020
Put Options	Written	600	85.0000	American	May 15, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-100	90.0000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-8,100	72.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-5,200	80.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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