Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	01 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,404,312	0.16%	3,857,698	0.26%
(2)	Derivatives (other than options):
		2,020,817	0.14%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,278,300	0.09%	1,291,400	0.09%
	TOTAL:
		5,703,429	0.39%	5,871,599	0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	2	82.7500 USD
Purchase	5	82.8340 USD
Purchase	9	81.7000 USD
Purchase	41	83.4000 USD
Purchase	79	83.4700 USD
Purchase	79	83.0600 USD
Purchase	100	83.0550 USD
Purchase	100	82.4400 USD
Purchase	100	82.6100 USD
Purchase	100	83.1900 USD
Purchase	100	82.6000 USD
Purchase	103	82.8350 USD
Purchase	106	82.6205 USD
Purchase	140	82.6520 USD
Purchase	150	82.8866 USD
Purchase	163	82.8000 USD
Purchase	173	82.7738 USD
Purchase	177	82.5493 USD
Purchase	178	81.7900 USD
Purchase	204	82.8378 USD
Purchase	300	82.4633 USD
Purchase	300	81.5000 USD
Purchase	300	82.6200 USD
Purchase	308	82.7487 USD
Purchase	377	82.6125 USD
Purchase	400	82.6075 USD
Purchase	400	82.1500 USD
Purchase	422	81.8000 USD
Purchase	500	82.6220 USD
Purchase	665	82.8464 USD
Purchase	778	83.0033 USD
Purchase	860	82.5513 USD
Purchase	861	82.8446 USD
Purchase	1,000	82.5011 USD
Purchase	1,040	82.1323 USD
Purchase	1,057	83.1771 USD
Purchase	1,158	83.2194 USD
Purchase	1,400	83.1428 USD
Purchase	1,600	82.6193 USD
Purchase	1,967	82.7910 USD
Purchase	2,246	82.4600 USD
Purchase	2,335	83.1968 USD
Purchase	3,478	83.1085 USD
Purchase	3,849	82.8411 USD
Purchase	4,202	82.8995 USD
Purchase	5,312	83.0237 USD
Purchase	5,882	83.0825 USD
Purchase	5,882	81.9312 USD
Purchase	5,888	82.8548 USD
Purchase	6,053	82.9349 USD
Purchase	6,155	82.5782 USD
Purchase	6,280	82.8732 USD
Purchase	6,300	82.9100 USD
Purchase	6,348	83.1211 USD
Purchase	8,796	82.8775 USD
Purchase	10,000	81.3773 USD
Purchase	11,300	82.3892 USD
Purchase	11,958	82.6871 USD
Purchase	12,627	82.6168 USD
Purchase	12,990	83.1609 USD
Purchase	16,780	83.1483 USD
Purchase	17,977	83.0937 USD
Purchase	23,100	82.5728 USD
Purchase	28,530	83.1866 USD
Purchase	39,793	82.7109 USD
Purchase	59,906	82.8159 USD
Purchase	82,647	82.8400 USD
Purchase	89,300	82.6406 USD
Purchase	97,400	82.8215 USD
Purchase	194,306	82.9551 USD
Sale	1	81.5700 USD
Sale	1	81.6600 USD
Sale	4	82.7300 USD
Sale	9	81.7000 USD
Sale	30	83.1800 USD
Sale	36	82.7308 USD
Sale	100	82.4800 USD
Sale	100	81.7900 USD
Sale	100	83.2100 USD
Sale	100	83.2300 USD
Sale	100	82.8500 USD
Sale	100	82.8000 USD
Sale	100	83.0650 USD
Sale	100	83.0700 USD
Sale	100	82.6200 USD
Sale	106	82.8926 USD
Sale	155	82.5035 USD
Sale	170	82.9723 USD
Sale	189	83.0876 USD
Sale	200	82.8800 USD
Sale	200	83.1550 USD
Sale	200	82.8350 USD
Sale	200	81.4850 USD
Sale	200	82.4850 USD
Sale	210	82.8061 USD
Sale	220	81.4100 USD
Sale	249	82.9650 USD
Sale	250	81.3260 USD
Sale	300	82.6400 USD
Sale	300	82.4950 USD
Sale	302	82.7440 USD
Sale	306	83.1500 USD
Sale	311	82.7824 USD
Sale	330	82.9339 USD
Sale	345	82.5000 USD
Sale	379	82.6863 USD
Sale	390	82.9636 USD
Sale	400	82.0000 USD
Sale	400	82.4775 USD
Sale	400	82.9300 USD
Sale	401	83.1900 USD
Sale	500	82.6220 USD
Sale	500	82.4820 USD
Sale	500	82.5011 USD
Sale	521	82.4937 USD
Sale	538	81.3768 USD
Sale	566	82.4786 USD
Sale	599	82.4139 USD
Sale	600	81.7970 USD
Sale	609	81.2882 USD
Sale	625	82.4960 USD
Sale	629	82.5241 USD
Sale	652	82.5866 USD
Sale	688	82.5694 USD
Sale	700	82.4514 USD
Sale	781	82.4968 USD
Sale	800	83.1775 USD
Sale	800	81.7281 USD
Sale	830	83.1843 USD
Sale	882	82.4217 USD
Sale	896	82.5113 USD
Sale	928	81.3912 USD
Sale	963	82.8672 USD
Sale	972	83.0330 USD
Sale	1,088	81.9164 USD
Sale	1,113	81.3739 USD
Sale	1,117	83.0117 USD
Sale	1,200	81.4633 USD
Sale	1,210	82.5377 USD
Sale	1,300	83.1430 USD
Sale	1,340	83.1664 USD
Sale	1,513	83.0546 USD
Sale	1,900	82.5131 USD
Sale	1,966	82.4818 USD
Sale	2,080	82.1323 USD
Sale	2,132	83.5825 USD
Sale	2,246	82.4600 USD
Sale	2,300	82.5985 USD
Sale	2,350	82.8389 USD
Sale	2,392	81.3147 USD
Sale	2,453	83.1784 USD
Sale	2,550	81.4068 USD
Sale	2,800	81.7801 USD
Sale	2,839	82.7212 USD
Sale	3,984	82.5724 USD
Sale	4,026	82.8779 USD
Sale	4,895	82.5174 USD
Sale	5,206	83.2726 USD
Sale	5,338	83.3875 USD
Sale	5,558	83.0206 USD
Sale	5,819	82.8641 USD
Sale	5,957	82.8588 USD
Sale	6,300	82.9100 USD
Sale	6,730	83.1462 USD
Sale	10,500	82.9689 USD
Sale	11,958	82.6871 USD
Sale	13,414	82.8873 USD
Sale	23,100	82.7038 USD
Sale	37,501	82.7032 USD
Sale	46,293	83.0368 USD
Sale	46,861	82.7842 USD
Sale	61,753	82.9610 USD
Sale	72,058	82.5793 USD
Sale	83,347	82.8400 USD
Sale	86,600	82.8003 USD
Sale	90,890	83.1179 USD
Sale	116,006	82.7857 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	4,618	81.6644 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	600	80 USD	American	19 Jun 2020	6.0500 USD
Call Option	Purchasing	400	83 USD	American	15 Jan 2021	8.6000 USD
Call Option	Purchasing	100	90 USD	American	21 Aug 2020	2.6900 USD
Call Option	Purchasing	800	110 USD	American	15 Jan 2021	1.1000 USD
Call Option	Selling	800	88 USD	American	19 Jun 2020	2.0075 USD
Put Option	Purchasing	600	60 USD	American	19 Jun 2020	0.3200 USD
Put Option	Selling	4,500	40 USD	American	21 Jan 2022	2.2597 USD
Put Option	Selling	1,100	73 USD	American	15 Jan 2021	6.0500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	4 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Put Options	Written	2,400	70.0000	American	Sep 18, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Written	-700	90.0000	American	Aug 21, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Written	-400	87.5000	American	May 15, 2020
Call Options	Written	-19,800	110.0000	American	Jan 15, 2021
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	800	70.0000	American	Aug 21, 2020
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Put Options	Written	600	85.0000	American	May 15, 2020
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	1,600	87.5000	American	Jun 19, 2020
Put Options	Purchased	-100	90.0000	American	Jun 19, 2020
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Call Options	Purchased	2,900	95.0000	American	Jun 19, 2020
Put Options	Purchased	-8,100	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-5,500	80.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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