FORM 8.3 - ABBVIE INC

FORM 8.3 - ABBVIE INC

BARCLAYS PLC

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	23 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,303,067	0.16%	4,088,897	0.28%
(2)	Derivatives (other than options):
		2,155,045	0.15%	643,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,319,500	0.09%	1,307,700	0.09%
	TOTAL:
		5,777,612	0.39%	6,040,498	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	83.2700 USD
Purchase	2	82.7150 USD
Purchase	4	82.9925 USD
Purchase	5	82.9520 USD
Purchase	5	82.7780 USD
Purchase	15	82.9826 USD
Purchase	19	82.8868 USD
Purchase	19	82.8800 USD
Purchase	20	83.2100 USD
Purchase	30	82.8420 USD
Purchase	30	83.2500 USD
Purchase	50	83.1169 USD
Purchase	99	83.5200 USD
Purchase	100	83.5100 USD
Purchase	100	82.5450 USD
Purchase	159	83.2000 USD
Purchase	192	83.0816 USD
Purchase	200	82.7900 USD
Purchase	200	83.5050 USD
Purchase	200	82.8850 USD
Purchase	200	82.9750 USD
Purchase	200	83.2650 USD
Purchase	208	82.9721 USD
Purchase	211	83.4900 USD
Purchase	223	83.4949 USD
Purchase	258	83.5000 USD
Purchase	400	83.2600 USD
Purchase	489	82.9585 USD
Purchase	533	83.5059 USD
Purchase	600	82.4633 USD
Purchase	800	82.7550 USD
Purchase	876	83.5005 USD
Purchase	881	83.2102 USD
Purchase	900	82.5490 USD
Purchase	1,000	82.6740 USD
Purchase	1,057	82.7972 USD
Purchase	1,120	82.0521 USD
Purchase	1,429	82.9965 USD
Purchase	2,300	83.0860 USD
Purchase	3,108	82.1051 USD
Purchase	3,793	82.8406 USD
Purchase	4,957	82.8354 USD
Purchase	5,354	82.8009 USD
Purchase	6,495	82.8264 USD
Purchase	7,096	82.7426 USD
Purchase	9,500	82.2600 USD
Purchase	16,500	82.7988 USD
Purchase	17,900	82.8029 USD
Purchase	23,073	82.8209 USD
Purchase	23,551	82.0403 USD
Purchase	26,040	83.0362 USD
Purchase	33,875	82.8565 USD
Purchase	35,684	82.0400 USD
Purchase	37,934	82.4668 USD
Purchase	39,687	82.2352 USD
Purchase	65,555	82.9019 USD
Sale	20	83.2100 USD
Sale	38	82.7400 USD
Sale	90	82.8856 USD
Sale	91	82.0800 USD
Sale	92	82.1600 USD
Sale	100	82.1500 USD
Sale	100	82.2400 USD
Sale	100	82.4400 USD
Sale	100	82.7800 USD
Sale	100	82.7900 USD
Sale	100	82.8200 USD
Sale	100	82.8500 USD
Sale	100	82.9500 USD
Sale	100	83.1700 USD
Sale	100	83.2600 USD
Sale	119	82.1204 USD
Sale	143	82.9910 USD
Sale	157	82.8163 USD
Sale	200	83.0100 USD
Sale	200	82.8075 USD
Sale	200	82.4650 USD
Sale	200	82.5500 USD
Sale	200	82.9900 USD
Sale	200	82.7950 USD
Sale	200	82.7600 USD
Sale	200	82.3450 USD
Sale	201	82.7737 USD
Sale	219	82.7978 USD
Sale	221	83.0766 USD
Sale	252	83.5900 USD
Sale	300	82.4383 USD
Sale	300	82.6817 USD
Sale	313	82.9487 USD
Sale	368	82.8022 USD
Sale	373	82.8743 USD
Sale	387	83.0074 USD
Sale	400	82.5050 USD
Sale	400	82.6775 USD
Sale	500	82.4460 USD
Sale	500	82.7500 USD
Sale	500	82.8440 USD
Sale	517	82.3413 USD
Sale	584	82.5451 USD
Sale	605	82.1675 USD
Sale	616	82.3818 USD
Sale	617	82.0621 USD
Sale	830	82.8424 USD
Sale	892	82.1800 USD
Sale	964	82.3833 USD
Sale	965	82.7178 USD
Sale	1,806	82.3970 USD
Sale	1,924	82.8713 USD
Sale	2,000	82.4155 USD
Sale	2,500	83.5018 USD
Sale	2,519	82.4059 USD
Sale	2,917	82.0814 USD
Sale	3,122	82.2698 USD
Sale	3,204	82.9770 USD
Sale	3,586	83.3410 USD
Sale	3,625	83.3032 USD
Sale	3,800	82.3600 USD
Sale	3,999	82.9476 USD
Sale	4,572	82.4024 USD
Sale	4,700	82.7308 USD
Sale	5,100	82.8917 USD
Sale	6,069	82.8668 USD
Sale	9,500	82.2600 USD
Sale	13,100	82.8409 USD
Sale	13,188	82.9613 USD
Sale	13,429	82.7494 USD
Sale	19,460	82.8514 USD
Sale	19,532	82.0975 USD
Sale	37,825	82.9083 USD
Sale	65,551	82.0400 USD
Sale	120,941	82.7177 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	80 USD	American	19 Jun 2020	6.8000 USD
Call Option	Purchasing	200	90 USD	American	21 Aug 2020	3.6000 USD
Call Option	Purchasing	600	95 USD	American	21 Aug 2020	2.0000 USD
Call Option	Selling	7,300	88 USD	American	15 May 2020	1.5428 USD
Call Option	Selling	100	88 USD	American	19 Jun 2020	2.9000 USD
Call Option	Selling	1,300	90 USD	American	15 May 2020	0.7200 USD
Call Option	Selling	100	98 USD	American	15 May 2020	0.1000 USD
Put Option	Purchasing	1,400	73 USD	American	15 May 2020	0.8464 USD
Put Option	Purchasing	200	80 USD	American	15 May 2020	2.1000 USD
Put Option	Purchasing	300	80 USD	American	15 Jan 2021	9.8000 USD
Put Option	Selling	100	50 USD	American	19 Jun 2020	0.2800 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	24 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	96,700	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	87.5000	American	May 15, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	3,000	80.0000	American	May 15, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-1,000	90.0000	American	Aug 21, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,200	95.0000	American	May 15, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-21,700	110.0000	American	Jan 15, 2021
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-100	60.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Written	175,400	80.0000	American	Jan 15, 2021
Put Options	Written	200	80.0000	American	Aug 21, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	10,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	700	85.0000	American	May 15, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	8,700	90.0000	American	May 15, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Purchased	5,000	95.0000	American	Jun 19, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-200	70.0000	American	May 15, 2020
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-9,300	72.5000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Call Options	Written	-100	95.0000	American	Aug 21, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Call Options	Written	-100	77.5000	American	Sep 18, 2020
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Put Options	Written	10,500	72.5000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-6,900	80.0000	American	Jun 19, 2020
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,300	82.5000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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