Form 8.3 - ABBVIE INC
Form 8.3 - ABBVIE INC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 07 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
2,138,303 |
0.14% |
3,686,665 |
0.25% |
||
|
(2) |
Derivatives (other than options): | ||||
|
1,951,823 |
0.13% |
722,501 |
0.05% |
||
|
(3) |
Options and agreements to | ||||
| purchase/sell: |
1,266,700 |
0.09% |
1,257,000 |
0.09% |
|
| TOTAL: | |||||
|
5,356,826 |
0.36% |
5,666,166 |
0.38% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
21 |
84.5000 USD |
| Purchase |
39 |
85.4800 USD |
| Purchase |
63 |
83.6800 USD |
| Purchase |
100 |
85.8000 USD |
| Purchase |
100 |
85.6100 USD |
| Purchase |
100 |
85.1800 USD |
| Purchase |
100 |
84.4900 USD |
| Purchase |
100 |
84.2800 USD |
| Purchase |
100 |
84.3000 USD |
| Purchase |
100 |
84.3800 USD |
| Purchase |
100 |
84.2500 USD |
| Purchase |
100 |
84.3300 USD |
| Purchase |
100 |
84.3100 USD |
| Purchase |
105 |
84.2928 USD |
| Purchase |
106 |
86.5486 USD |
| Purchase |
113 |
84.2496 USD |
| Purchase |
197 |
85.1804 USD |
| Purchase |
200 |
84.3950 USD |
| Purchase |
200 |
84.9475 USD |
| Purchase |
200 |
84.5225 USD |
| Purchase |
200 |
84.3250 USD |
| Purchase |
200 |
84.2300 USD |
| Purchase |
200 |
84.3875 USD |
| Purchase |
200 |
84.2650 USD |
| Purchase |
200 |
84.0100 USD |
| Purchase |
200 |
84.9975 USD |
| Purchase |
221 |
84.4005 USD |
| Purchase |
294 |
84.2617 USD |
| Purchase |
295 |
84.2549 USD |
| Purchase |
300 |
85.1566 USD |
| Purchase |
300 |
84.3133 USD |
| Purchase |
373 |
85.6415 USD |
| Purchase |
400 |
85.6300 USD |
| Purchase |
400 |
84.3275 USD |
| Purchase |
427 |
85.6686 USD |
| Purchase |
429 |
84.8918 USD |
| Purchase |
511 |
84.8890 USD |
| Purchase |
700 |
84.3314 USD |
| Purchase |
800 |
85.7631 USD |
| Purchase |
832 |
84.3096 USD |
| Purchase |
849 |
84.3293 USD |
| Purchase |
1,050 |
84.3178 USD |
| Purchase |
1,124 |
84.3376 USD |
| Purchase |
1,200 |
84.1489 USD |
| Purchase |
1,213 |
85.6671 USD |
| Purchase |
1,300 |
84.3076 USD |
| Purchase |
1,500 |
84.4330 USD |
| Purchase |
1,626 |
85.6798 USD |
| Purchase |
2,000 |
85.7812 USD |
| Purchase |
2,029 |
85.7264 USD |
| Purchase |
2,561 |
85.7268 USD |
| Purchase |
3,297 |
84.3144 USD |
| Purchase |
3,361 |
84.4944 USD |
| Purchase |
3,408 |
84.5069 USD |
| Purchase |
3,513 |
84.3460 USD |
| Purchase |
3,700 |
84.6629 USD |
| Purchase |
3,741 |
84.3822 USD |
| Purchase |
3,959 |
84.3548 USD |
| Purchase |
4,824 |
84.5222 USD |
| Purchase |
5,130 |
84.3847 USD |
| Purchase |
7,223 |
84.4411 USD |
| Purchase |
8,878 |
84.4290 USD |
| Purchase |
8,945 |
84.5368 USD |
| Purchase |
9,271 |
84.3768 USD |
| Purchase |
11,649 |
84.4788 USD |
| Purchase |
13,035 |
84.4276 USD |
| Purchase |
16,400 |
84.3500 USD |
| Purchase |
17,085 |
84.2688 USD |
| Purchase |
21,586 |
84.4472 USD |
| Purchase |
23,484 |
84.5863 USD |
| Purchase |
27,941 |
84.9200 USD |
| Purchase |
31,702 |
86.5200 USD |
| Purchase |
36,056 |
84.6762 USD |
| Purchase |
49,792 |
85.1115 USD |
| Purchase |
51,039 |
84.3582 USD |
| Purchase |
69,700 |
84.8008 USD |
| Purchase |
127,015 |
84.8450 USD |
| Purchase |
151,081 |
84.7230 USD |
| Purchase |
151,878 |
84.8804 USD |
| Purchase |
180,138 |
84.2200 USD |
| Purchase |
180,438 |
84.3301 USD |
| Sale |
2 |
85.5200 USD |
| Sale |
27 |
84.2900 USD |
| Sale |
50 |
84.2500 USD |
| Sale |
61 |
84.2952 USD |
| Sale |
63 |
83.6800 USD |
| Sale |
99 |
85.6900 USD |
| Sale |
100 |
83.8500 USD |
| Sale |
100 |
84.3000 USD |
| Sale |
100 |
84.3150 USD |
| Sale |
101 |
84.2202 USD |
| Sale |
106 |
86.5486 USD |
| Sale |
136 |
84.4935 USD |
| Sale |
200 |
84.3100 USD |
| Sale |
200 |
85.1300 USD |
| Sale |
200 |
83.9250 USD |
| Sale |
227 |
84.6595 USD |
| Sale |
240 |
84.2916 USD |
| Sale |
273 |
84.2570 USD |
| Sale |
277 |
84.2662 USD |
| Sale |
286 |
85.1180 USD |
| Sale |
300 |
85.3066 USD |
| Sale |
300 |
85.1333 USD |
| Sale |
300 |
84.2666 USD |
| Sale |
360 |
84.2800 USD |
| Sale |
360 |
85.1497 USD |
| Sale |
399 |
84.2430 USD |
| Sale |
500 |
84.2440 USD |
| Sale |
500 |
84.4660 USD |
| Sale |
520 |
86.0057 USD |
| Sale |
591 |
84.2646 USD |
| Sale |
597 |
85.0957 USD |
| Sale |
600 |
85.1200 USD |
| Sale |
656 |
85.0823 USD |
| Sale |
669 |
84.9947 USD |
| Sale |
698 |
84.2364 USD |
| Sale |
700 |
85.6328 USD |
| Sale |
700 |
84.3050 USD |
| Sale |
800 |
85.2462 USD |
| Sale |
850 |
84.9217 USD |
| Sale |
867 |
85.1241 USD |
| Sale |
900 |
84.8100 USD |
| Sale |
900 |
85.3527 USD |
| Sale |
1,000 |
84.2959 USD |
| Sale |
1,003 |
85.1016 USD |
| Sale |
1,031 |
84.8394 USD |
| Sale |
1,131 |
85.1131 USD |
| Sale |
1,200 |
84.1489 USD |
| Sale |
1,200 |
85.1458 USD |
| Sale |
1,203 |
85.1128 USD |
| Sale |
1,292 |
85.1221 USD |
| Sale |
1,300 |
84.3261 USD |
| Sale |
1,400 |
84.3175 USD |
| Sale |
1,500 |
84.0009 USD |
| Sale |
1,500 |
84.4330 USD |
| Sale |
1,582 |
84.3310 USD |
| Sale |
1,693 |
84.3012 USD |
| Sale |
1,709 |
85.0668 USD |
| Sale |
1,753 |
84.5682 USD |
| Sale |
1,902 |
84.6127 USD |
| Sale |
2,106 |
84.2797 USD |
| Sale |
2,300 |
84.3021 USD |
| Sale |
3,174 |
85.5314 USD |
| Sale |
3,177 |
85.2517 USD |
| Sale |
3,600 |
84.2179 USD |
| Sale |
3,600 |
85.1262 USD |
| Sale |
3,801 |
84.8391 USD |
| Sale |
3,854 |
85.0714 USD |
| Sale |
3,886 |
85.2080 USD |
| Sale |
4,201 |
84.8653 USD |
| Sale |
4,751 |
85.0059 USD |
| Sale |
4,767 |
85.0300 USD |
| Sale |
4,900 |
85.1900 USD |
| Sale |
5,000 |
84.2895 USD |
| Sale |
5,330 |
85.0747 USD |
| Sale |
5,724 |
84.3433 USD |
| Sale |
5,800 |
84.3456 USD |
| Sale |
6,214 |
85.5638 USD |
| Sale |
6,735 |
84.3762 USD |
| Sale |
7,016 |
84.3140 USD |
| Sale |
7,095 |
84.2975 USD |
| Sale |
7,253 |
84.6522 USD |
| Sale |
9,629 |
85.7039 USD |
| Sale |
10,258 |
84.7704 USD |
| Sale |
11,837 |
84.5374 USD |
| Sale |
12,300 |
84.8897 USD |
| Sale |
15,950 |
84.8715 USD |
| Sale |
16,308 |
84.3403 USD |
| Sale |
16,400 |
84.3500 USD |
| Sale |
18,885 |
84.3137 USD |
| Sale |
19,437 |
85.7995 USD |
| Sale |
20,345 |
84.9713 USD |
| Sale |
22,593 |
84.7106 USD |
| Sale |
24,300 |
84.9779 USD |
| Sale |
25,850 |
84.3773 USD |
| Sale |
31,800 |
84.6463 USD |
| Sale |
33,853 |
84.3795 USD |
| Sale |
40,800 |
84.9897 USD |
| Sale |
45,506 |
84.3439 USD |
| Sale |
54,702 |
84.2785 USD |
| Sale |
84,920 |
84.6517 USD |
| Sale |
100,334 |
84.9535 USD |
| Sale |
128,989 |
84.4157 USD |
| Sale |
171,426 |
84.7598 USD |
| Sale |
203,410 |
84.2200 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing |
300 |
60 USD | American | 21 Aug 2020 | 24.3500 USD |
| Call Option | Purchasing |
200 |
70 USD | American | 15 Jan 2021 | 18.0700 USD |
| Call Option | Purchasing |
1,300 |
73 USD | American | 18 Sep 2020 | 13.9500 USD |
| Call Option | Purchasing |
300 |
90 USD | American | 21 Aug 2020 | 3.0666 USD |
| Call Option | Purchasing |
100 |
110 USD | American | 15 Jan 2021 | 1.4500 USD |
| Put Option | Purchasing |
500 |
70 USD | American | 18 Sep 2020 | 2.3900 USD |
| Put Option | Selling |
14,400 |
85 USD | American | 18 Sep 2020 | 7.5250 USD |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 8 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or |
Number of |
Exercise | Type | Expiry |
| purchased |
relevant securities |
price | date | ||
|
to which the option |
|||||
|
or derivative |
|||||
|
relates |
|||||
| Put Options | Written |
90,000 |
60.0000 |
American | Jun 19, 2020 |
| Call Options | Purchased |
100 |
72.5000 |
American | Sep 18, 2020 |
| Call Options | Purchased |
2,800 |
115.0000 |
American | Sep 18, 2020 |
| Put Options | Written |
1,800 |
70.0000 |
American | Sep 18, 2020 |
| Put Options | Purchased |
-48,100 |
85.0000 |
American | May 15, 2020 |
| Call Options | Written |
-2,800 |
120.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-3,600 |
130.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-100 |
90.0000 |
American | Aug 21, 2020 |
| Call Options | Written |
-1,900 |
135.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-3,000 |
135.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-5,000 |
47.5000 |
American | Jun 19, 2020 |
| Put Options | Purchased |
-10,200 |
50.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-1,100 |
82.5000 |
American | Jan 21, 2022 |
| Put Options | Purchased |
-1,500 |
50.0000 |
American | Jan 21, 2022 |
| Call Options | Written |
-5,000 |
80.0000 |
American | Jan 21, 2022 |
| Put Options | Written |
4,800 |
75.0000 |
American | Sep 18, 2020 |
| Put Options | Written |
5,700 |
57.5000 |
American | Jan 15, 2021 |
| Put Options | Written |
300,000 |
60.0000 |
American | Jan 15, 2021 |
| Call Options | Purchased |
2,800 |
72.5000 |
American | Jun 19, 2020 |
| Call Options | Purchased |
5,900 |
95.0000 |
American | Sep 18, 2020 |
| Call Options | Written |
-100 |
87.5000 |
American | May 15, 2020 |
| Call Options | Written |
-6,700 |
105.0000 |
American | May 15, 2020 |
| Put Options | Purchased |
-4,200 |
55.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-30,000 |
62.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-5,700 |
85.0000 |
American | Sep 18, 2020 |
| Call Options | Written |
-6,400 |
125.0000 |
American | Aug 21, 2020 |
| Put Options | Purchased |
-34,400 |
95.0000 |
American | Jun 19, 2020 |
| Call Options | Written |
-19,700 |
110.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
34,400 |
90.0000 |
American | Aug 21, 2020 |
| Call Options | Purchased |
1,400 |
97.5000 |
American | Sep 18, 2020 |
| Call Options | Purchased |
4,200 |
70.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased |
-1,400 |
50.0000 |
American | Sep 18, 2020 |
| Put Options | Purchased |
-2,100 |
50.0000 |
American | Jun 19, 2020 |
| Call Options | Written |
-700 |
75.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-400 |
97.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-6,000 |
90.0000 |
American | Sep 18, 2020 |
| Put Options | Purchased |
-2,600 |
110.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-5,700 |
110.0000 |
American | Jun 19, 2020 |
| Call Options | Purchased |
3,200 |
55.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
6,600 |
77.5000 |
American | Jan 15, 2021 |
| Put Options | Written |
175,200 |
80.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
100 |
70.0000 |
American | Aug 21, 2020 |
| Put Options | Written |
150,000 |
65.0000 |
American | Jun 19, 2020 |
| Put Options | Written |
26,900 |
57.5000 |
American | Jun 19, 2020 |
| Call Options | Purchased |
3,000 |
67.5000 |
American | Jan 15, 2021 |
| Put Options | Written |
600 |
85.0000 |
American | May 15, 2020 |
| Put Options | Written |
200 |
40.0000 |
American | Jan 21, 2022 |
| Call Options | Purchased |
1,400 |
65.0000 |
American | Sep 18, 2020 |
| Call Options | Purchased |
1,200 |
92.5000 |
American | Sep 18, 2020 |
| Put Options | Purchased |
-5,000 |
42.5000 |
American | Jun 19, 2020 |
| Call Options | Written |
-75,700 |
70.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-50,000 |
92.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-350,000 |
87.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-2,200 |
40.0000 |
American | Sep 18, 2020 |
| Put Options | Purchased |
-14,000 |
67.5000 |
American | Sep 18, 2020 |
| Call Options | Purchased |
14,200 |
75.0000 |
American | Sep 18, 2020 |
| Call Options | Purchased |
1,100 |
60.0000 |
American | Jan 15, 2021 |
| Call Options | Purchased |
7,300 |
87.5000 |
American | Sep 18, 2020 |
| Put Options | Purchased |
-600 |
77.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-11,100 |
95.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-2,100 |
100.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-5,000 |
55.0000 |
American | May 15, 2020 |
| Call Options | Written |
-2,300 |
60.0000 |
American | Aug 21, 2020 |
| Put Options | Purchased |
-2,300 |
35.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-5,200 |
130.0000 |
American | Jun 19, 2020 |
| Put Options | Purchased |
-70,000 |
67.5000 |
American | Jan 15, 2021 |
| Call Options | Written |
-2,800 |
115.0000 |
American | Jun 19, 2020 |
| Call Options | Written |
-2,500 |
125.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
300 |
75.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
90,000 |
50.0000 |
American | Jun 19, 2020 |
| Put Options | Written |
1,500 |
57.5000 |
American | Sep 18, 2020 |
| Put Options | Written |
1,300 |
62.5000 |
American | May 15, 2020 |
| Put Options | Purchased |
-100,000 |
92.5000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-1,900 |
40.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
275,000 |
70.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
22,400 |
90.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
7,800 |
87.5000 |
American | Jun 19, 2020 |
| Put Options | Written |
9,300 |
72.5000 |
American | Sep 18, 2020 |
| Call Options | Written |
-15,800 |
105.0000 |
American | Jan 15, 2021 |
| Put Options | Written |
9,600 |
72.5000 |
American | May 15, 2020 |
| Call Options | Purchased |
1,700 |
57.5000 |
American | Jan 15, 2021 |
| Put Options | Written |
2,900 |
92.5000 |
American | Jan 15, 2021 |
| Call Options | Written |
-4,200 |
110.0000 |
American | May 15, 2020 |
| Call Options | Written |
-6,000 |
140.0000 |
American | Jan 15, 2021 |
| Call Options | Written |
-60,000 |
87.5000 |
American | Jan 15, 2021 |
| Call Options | Written |
-6,100 |
120.0000 |
American | Jun 19, 2020 |
| Call Options | Written |
-3,800 |
95.0000 |
American | Jan 15, 2021 |
| Put Options | Purchased |
-250,000 |
85.0000 |
American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200508005172/en/
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