Form 8.3 - ABBVIE PLC AMENDMENT

Form 8.3 - ABBVIE PLC AMENDMENT

BARCLAYS PLC

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	29 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,581,885	0.17%	4,324,932	0.29%
(2)	Derivatives (other than options):
		2,200,045	0.15%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,282,400	0.09%	1,298,700	0.09%
	TOTAL:
		6,064,330	0.41%	6,346,133	0.43%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	4	84.0300 USD
Purchase	50	84.2700 USD
Purchase	100	82.5400 USD
Purchase	100	82.5550 USD
Purchase	100	82.6800 USD
Purchase	100	84.2100 USD
Purchase	100	83.8800 USD
Purchase	100	84.1050 USD
Purchase	100	83.2400 USD
Purchase	100	83.5600 USD
Purchase	100	84.0000 USD
Purchase	100	83.9100 USD
Purchase	100	83.6000 USD
Purchase	100	84.2200 USD
Purchase	100	84.2600 USD
Purchase	100	82.8600 USD
Purchase	107	82.4327 USD
Purchase	123	82.4962 USD
Purchase	135	83.9900 USD
Purchase	139	83.8000 USD
Purchase	161	83.8191 USD
Purchase	200	83.6075 USD
Purchase	200	83.8500 USD
Purchase	200	84.0350 USD
Purchase	200	84.1100 USD
Purchase	200	83.5650 USD
Purchase	270	83.0900 USD
Purchase	300	82.9283 USD
Purchase	300	83.6100 USD
Purchase	300	83.5850 USD
Purchase	300	83.9700 USD
Purchase	350	84.2428 USD
Purchase	356	82.8599 USD
Purchase	400	84.3075 USD
Purchase	400	84.2325 USD
Purchase	464	84.2507 USD
Purchase	490	84.2548 USD
Purchase	600	84.2875 USD
Purchase	700	84.0339 USD
Purchase	710	83.8909 USD
Purchase	800	84.2143 USD
Purchase	800	83.7425 USD
Purchase	835	83.6375 USD
Purchase	900	83.1855 USD
Purchase	989	84.2232 USD
Purchase	993	84.2128 USD
Purchase	1,198	83.2569 USD
Purchase	1,501	82.9239 USD
Purchase	2,079	83.7333 USD
Purchase	2,100	84.6100 USD
Purchase	2,100	84.6950 USD
Purchase	2,400	83.1562 USD
Purchase	2,400	83.7291 USD
Purchase	3,550	83.9122 USD
Purchase	4,797	83.2992 USD
Purchase	6,900	83.9600 USD
Purchase	8,786	83.1444 USD
Purchase	9,900	83.6822 USD
Purchase	12,403	83.5473 USD
Purchase	15,655	83.1277 USD
Purchase	25,100	83.4188 USD
Purchase	30,955	83.7600 USD
Purchase	31,697	83.7518 USD
Purchase	36,000	83.4791 USD
Purchase	86,782	83.7137 USD
Purchase	195,084	83.1787 USD
Purchase	195,084	83.1788 USD
Sale	1	82.6400 USD
Sale	4	84.0300 USD
Sale	5	84.0100 USD
Sale	5	83.6080 USD
Sale	12	83.5987 USD
Sale	15	83.8766 USD
Sale	15	83.9333 USD
Sale	30	83.9233 USD
Sale	31	83.9009 USD
Sale	40	84.1100 USD
Sale	44	82.5000 USD
Sale	50	84.0160 USD
Sale	70	83.9050 USD
Sale	75	83.8900 USD
Sale	90	84.0572 USD
Sale	100	83.8000 USD
Sale	100	83.7900 USD
Sale	100	83.6150 USD
Sale	109	83.9724 USD
Sale	127	83.8959 USD
Sale	145	83.9900 USD
Sale	184	83.8663 USD
Sale	214	84.1091 USD
Sale	215	84.0402 USD
Sale	270	83.0900 USD
Sale	300	83.9733 USD
Sale	300	84.0425 USD
Sale	378	83.7928 USD
Sale	400	84.0275 USD
Sale	400	84.0825 USD
Sale	416	82.4728 USD
Sale	551	83.9288 USD
Sale	675	83.7527 USD
Sale	700	83.9296 USD
Sale	700	83.8128 USD
Sale	702	83.8262 USD
Sale	729	83.2213 USD
Sale	749	83.9718 USD
Sale	800	83.6168 USD
Sale	882	83.3043 USD
Sale	1,310	83.5779 USD
Sale	1,586	82.5521 USD
Sale	1,606	84.0165 USD
Sale	1,770	83.3727 USD
Sale	1,886	83.3190 USD
Sale	1,900	83.3069 USD
Sale	2,100	84.6950 USD
Sale	2,405	84.0853 USD
Sale	2,435	84.1574 USD
Sale	2,535	83.7712 USD
Sale	4,200	84.6100 USD
Sale	5,736	84.2397 USD
Sale	6,900	83.9600 USD
Sale	7,070	83.1313 USD
Sale	7,277	83.2329 USD
Sale	7,821	83.2699 USD
Sale	9,977	83.9988 USD
Sale	10,100	83.2401 USD
Sale	11,758	83.1875 USD
Sale	13,041	83.1038 USD
Sale	13,558	83.1892 USD
Sale	14,064	83.1452 USD
Sale	15,000	83.6173 USD
Sale	15,261	83.7607 USD
Sale	17,868	83.1924 USD
Sale	18,507	83.0973 USD
Sale	21,000	83.3804 USD
Sale	22,145	84.1098 USD
Sale	28,569	83.1471 USD
Sale	29,245	83.8576 USD
Sale	29,680	83.2091 USD
Sale	33,402	83.4646 USD
Sale	39,954	83.3274 USD
Sale	45,936	83.1671 USD
Sale	63,812	83.7600 USD
Sale	195,084	83.1787 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	80 USD	American	19 Jun 2020	7.0100 USD
Call Option	Purchasing	800	83 USD	American	15 Jan 2021	8.9512 USD
Call Option	Selling	100	88 USD	American	15 May 2020	0.8000 USD
Call Option	Selling	800	88 USD	American	19 Jun 2020	2.3500 USD
Put Option	Purchasing	2,000	80 USD	American	15 May 2020	1.5000 USD
Put Option	Selling	7,200	60 USD	American	19 Jun 2020	0.3383 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	4 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	2,400	70.0000	American	Sep 18, 2020
Call Options	Purchased	1,600	87.5000	American	May 15, 2020
Put Options	Written	90,600	60.0000	American	Jun 19, 2020
Put Options	Written	100	80.0000	American	May 15, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-800	90.0000	American	Aug 21, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Written	-20,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	800	70.0000	American	Aug 21, 2020
Put Options	Written	600	85.0000	American	May 15, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	2,400	87.5000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-100	90.0000	American	Jun 19, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	1,300	62.5000	American	May 15, 2020
Call Options	Purchased	3,900	95.0000	American	Jun 19, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-9,300	72.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Call Options	Written	-100	95.0000	American	Aug 21, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,100	80.0000	American	Jun 19, 2020
Call Options	Written	-400	82.5000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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