Form 8.3 - Abbvie Plc - Amendment

Form 8.3 - Abbvie Plc - Amendment

BARCLAYS PLC

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FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	24 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,287,978	0.15%	4,074,647	0.28%
(2)	Derivatives (other than options):
		2,155,045	0.15%	643,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,297,700	0.09%	1,310,300	0.09%
	TOTAL:
		5,740,723	0.39%	6,028,848	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	83.3600 USD
Purchase	22	83.3800 USD
Purchase	92	82.6630 USD
Purchase	100	83.3650 USD
Purchase	100	83.1600 USD
Purchase	100	83.2500 USD
Purchase	100	83.1800 USD
Purchase	100	83.0150 USD
Purchase	100	82.9700 USD
Purchase	100	82.9100 USD
Purchase	100	82.7500 USD
Purchase	100	82.6400 USD
Purchase	100	82.6300 USD
Purchase	132	83.4166 USD
Purchase	200	83.0650 USD
Purchase	200	83.0550 USD
Purchase	200	83.0175 USD
Purchase	213	83.1130 USD
Purchase	217	83.5687 USD
Purchase	218	83.1823 USD
Purchase	277	83.0043 USD
Purchase	292	82.7127 USD
Purchase	307	82.9087 USD
Purchase	365	82.9273 USD
Purchase	400	82.9975 USD
Purchase	400	83.3500 USD
Purchase	400	83.3475 USD
Purchase	499	83.0041 USD
Purchase	500	83.1950 USD
Purchase	505	83.0214 USD
Purchase	537	83.2737 USD
Purchase	543	82.9689 USD
Purchase	600	82.8979 USD
Purchase	660	83.0937 USD
Purchase	710	83.3264 USD
Purchase	713	83.2313 USD
Purchase	722	82.9921 USD
Purchase	750	82.9853 USD
Purchase	778	83.1524 USD
Purchase	900	83.0600 USD
Purchase	1,100	82.9727 USD
Purchase	1,118	83.0128 USD
Purchase	1,151	83.0917 USD
Purchase	1,300	82.9973 USD
Purchase	1,672	82.9416 USD
Purchase	2,251	83.0558 USD
Purchase	2,361	83.2360 USD
Purchase	2,500	83.1938 USD
Purchase	2,954	83.4500 USD
Purchase	3,080	83.1505 USD
Purchase	3,343	82.9064 USD
Purchase	4,225	83.1496 USD
Purchase	5,000	82.4096 USD
Purchase	5,179	83.0947 USD
Purchase	5,296	83.0176 USD
Purchase	5,373	83.1263 USD
Purchase	6,034	83.0396 USD
Purchase	7,400	83.5000 USD
Purchase	7,930	83.0739 USD
Purchase	8,064	82.9575 USD
Purchase	9,184	83.0753 USD
Purchase	9,228	83.0604 USD
Purchase	10,510	83.1663 USD
Purchase	10,858	83.0636 USD
Purchase	11,628	83.5847 USD
Purchase	12,793	83.0621 USD
Purchase	13,406	83.1018 USD
Purchase	13,537	83.0575 USD
Purchase	16,217	83.0505 USD
Purchase	20,663	83.5846 USD
Purchase	20,725	83.0638 USD
Purchase	21,988	83.0841 USD
Purchase	22,977	83.0676 USD
Purchase	23,150	82.9765 USD
Purchase	23,765	83.5551 USD
Purchase	25,200	83.0529 USD
Purchase	30,443	83.1456 USD
Purchase	35,651	83.5900 USD
Purchase	38,166	83.5612 USD
Purchase	38,166	83.5611 USD
Purchase	38,972	83.0468 USD
Purchase	40,400	83.0493 USD
Purchase	50,056	83.0464 USD
Purchase	151,894	83.0617 USD
Sale	1	83.3600 USD
Sale	4	82.4125 USD
Sale	9	83.2900 USD
Sale	13	83.5850 USD
Sale	18	83.2350 USD
Sale	29	83.0150 USD
Sale	36	83.3387 USD
Sale	50	83.1740 USD
Sale	68	83.1047 USD
Sale	70	83.3131 USD
Sale	83	83.2200 USD
Sale	93	83.1640 USD
Sale	100	83.1000 USD
Sale	100	83.0900 USD
Sale	100	83.0100 USD
Sale	100	82.9100 USD
Sale	100	82.4900 USD
Sale	100	82.4000 USD
Sale	100	82.3500 USD
Sale	100	83.1500 USD
Sale	100	83.5300 USD
Sale	100	83.5100 USD
Sale	100	83.4000 USD
Sale	100	83.2500 USD
Sale	109	83.0400 USD
Sale	116	83.2100 USD
Sale	144	82.5900 USD
Sale	167	82.3698 USD
Sale	183	82.8043 USD
Sale	188	82.7119 USD
Sale	200	82.3900 USD
Sale	200	82.4600 USD
Sale	200	83.0800 USD
Sale	200	83.2550 USD
Sale	200	83.2450 USD
Sale	200	83.5250 USD
Sale	232	83.3146 USD
Sale	232	82.9872 USD
Sale	259	83.1646 USD
Sale	266	83.0371 USD
Sale	300	83.5266 USD
Sale	300	83.0300 USD
Sale	300	83.1300 USD
Sale	300	83.1600 USD
Sale	348	83.0966 USD
Sale	399	83.5200 USD
Sale	400	83.1325 USD
Sale	400	83.1750 USD
Sale	400	83.2150 USD
Sale	418	82.8761 USD
Sale	434	83.5687 USD
Sale	443	83.2348 USD
Sale	500	83.5350 USD
Sale	502	83.3254 USD
Sale	523	83.0986 USD
Sale	528	83.2229 USD
Sale	560	82.4575 USD
Sale	569	83.2372 USD
Sale	592	83.0068 USD
Sale	599	83.1910 USD
Sale	600	82.3908 USD
Sale	600	83.2091 USD
Sale	600	82.9450 USD
Sale	600	83.5166 USD
Sale	604	83.2394 USD
Sale	665	83.1246 USD
Sale	687	83.1299 USD
Sale	701	83.5364 USD
Sale	783	83.2165 USD
Sale	816	83.2439 USD
Sale	848	83.2369 USD
Sale	870	83.0925 USD
Sale	890	83.0129 USD
Sale	893	83.1903 USD
Sale	900	83.1111 USD
Sale	1,000	82.3810 USD
Sale	1,137	82.7919 USD
Sale	1,142	83.0530 USD
Sale	1,188	83.1280 USD
Sale	1,500	83.0395 USD
Sale	1,686	83.1416 USD
Sale	1,778	82.8522 USD
Sale	1,837	83.1923 USD
Sale	1,900	82.8536 USD
Sale	1,969	82.4159 USD
Sale	2,000	83.1105 USD
Sale	2,052	83.0723 USD
Sale	2,309	82.9207 USD
Sale	2,954	83.4500 USD
Sale	3,344	83.0785 USD
Sale	4,200	83.1916 USD
Sale	4,796	83.0480 USD
Sale	6,877	83.1548 USD
Sale	7,254	83.1728 USD
Sale	7,400	83.5000 USD
Sale	7,776	83.0566 USD
Sale	7,831	83.5679 USD
Sale	8,064	82.9576 USD
Sale	8,064	82.9575 USD
Sale	11,500	83.1713 USD
Sale	12,209	82.9581 USD
Sale	12,453	83.0030 USD
Sale	20,963	83.5761 USD
Sale	28,000	83.0126 USD
Sale	29,618	83.0164 USD
Sale	34,200	83.0546 USD
Sale	36,200	83.5787 USD
Sale	38,166	83.5612 USD
Sale	57,536	83.5900 USD
Sale	85,961	83.1191 USD
Sale	303,788	83.0617 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	2,400	60 USD	American	21 Aug 2020	24.5500 USD
Call Option	Purchasing	100	78 USD	American	18 Sep 2020	10.4000 USD
Call Option	Purchasing	700	80 USD	American	19 Jun 2020	7.0571 USD
Call Option	Purchasing	100	95 USD	American	15 May 2020	0.2100 USD
Call Option	Purchasing	600	110 USD	American	15 Jan 2021	1.4500 USD
Call Option	Selling	10,700	90 USD	American	18 Sep 2020	3.9000 USD
Call Option	Selling	1,300	95 USD	American	15 May 2020	0.1700 USD
Put Option	Purchasing	13,400	60 USD	American	19 Jun 2020	0.5200 USD
Put Option	Purchasing	900	73 USD	American	15 May 2020	0.6588 USD
Put Option	Purchasing	1,800	78 USD	American	18 Sep 2020	5.4500 USD
Put Option	Purchasing	300	80 USD	American	15 May 2020	2.1700 USD
Put Option	Purchasing	200	80 USD	American	15 Jan 2021	9.4500 USD
Put Option	Selling	100	40 USD	American	19 Jun 2020	0.1200 USD
Put Option	Selling	100	55 USD	American	15 May 2020	0.0500 USD
Put Option	Selling	100	60 USD	American	15 Jan 2021	3.0000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	28 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	2,500	87.5000	American	May 15, 2020
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	2,700	80.0000	American	May 15, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-6,700	60.0000	American	Jun 19, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,000	90.0000	American	Aug 21, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Written	-21,100	110.0000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	200	80.0000	American	Aug 21, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	700	85.0000	American	May 15, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	8,700	90.0000	American	May 15, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	5,000	95.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-200	70.0000	American	May 15, 2020
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-9,300	72.5000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Call Options	Written	-100	95.0000	American	Aug 21, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-1,300	82.5000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-6,200	80.0000	American	Jun 19, 2020
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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