Form 8.3 - Abbvie Plc

Form 8.3 - Abbvie Plc

BARCLAYS PLC

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FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	28 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,398,178	0.16%	4,110,808	0.28%
(2)	Derivatives (other than options):
		2,200,045	0.15%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,284,700	0.09%	1,306,200	0.09%
	TOTAL:
		5,882,923	0.40%	6,139,509	0.42%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	59	83.6213 USD
Purchase	60	84.9000 USD
Purchase	60	84.6900 USD
Purchase	100	84.9700 USD
Purchase	100	82.9900 USD
Purchase	100	83.6450 USD
Purchase	100	82.6500 USD
Purchase	100	83.1600 USD
Purchase	100	83.3600 USD
Purchase	100	83.2500 USD
Purchase	100	82.9600 USD
Purchase	100	83.5300 USD
Purchase	100	83.3500 USD
Purchase	120	84.7950 USD
Purchase	123	83.2253 USD
Purchase	189	82.7200 USD
Purchase	198	84.9551 USD
Purchase	199	83.1602 USD
Purchase	200	83.2675 USD
Purchase	200	83.7125 USD
Purchase	200	83.2450 USD
Purchase	200	83.2400 USD
Purchase	200	83.2125 USD
Purchase	200	83.2100 USD
Purchase	200	82.7500 USD
Purchase	200	83.4950 USD
Purchase	200	83.2225 USD
Purchase	200	83.5950 USD
Purchase	200	83.3700 USD
Purchase	201	83.2692 USD
Purchase	210	84.9916 USD
Purchase	211	83.2300 USD
Purchase	226	83.4796 USD
Purchase	279	83.4105 USD
Purchase	298	84.9433 USD
Purchase	300	85.1281 USD
Purchase	300	85.1282 USD
Purchase	300	84.9833 USD
Purchase	311	83.2135 USD
Purchase	338	83.0984 USD
Purchase	366	83.2144 USD
Purchase	396	83.5756 USD
Purchase	399	84.9450 USD
Purchase	400	84.9462 USD
Purchase	400	83.7500 USD
Purchase	444	84.9559 USD
Purchase	495	84.9420 USD
Purchase	500	83.3740 USD
Purchase	500	83.0318 USD
Purchase	600	83.6666 USD
Purchase	601	83.8138 USD
Purchase	686	83.3933 USD
Purchase	775	83.2648 USD
Purchase	800	83.4537 USD
Purchase	900	83.3666 USD
Purchase	945	83.2205 USD
Purchase	989	84.8243 USD
Purchase	1,000	83.2420 USD
Purchase	1,100	83.4936 USD
Purchase	1,144	83.3946 USD
Purchase	1,220	83.2632 USD
Purchase	1,247	82.7676 USD
Purchase	1,322	83.4563 USD
Purchase	1,509	83.2810 USD
Purchase	1,600	84.9984 USD
Purchase	2,405	82.8719 USD
Purchase	2,800	83.8008 USD
Purchase	3,262	83.4429 USD
Purchase	3,400	83.8305 USD
Purchase	3,567	83.8141 USD
Purchase	3,633	83.3409 USD
Purchase	3,709	83.2956 USD
Purchase	4,257	83.5127 USD
Purchase	4,400	83.2940 USD
Purchase	5,683	85.1847 USD
Purchase	10,803	83.5758 USD
Purchase	14,537	82.7600 USD
Purchase	14,600	83.0700 USD
Purchase	16,400	83.2798 USD
Purchase	17,091	83.4747 USD
Purchase	19,728	82.8559 USD
Purchase	30,821	83.5952 USD
Purchase	33,337	83.5965 USD
Purchase	43,962	83.8296 USD
Purchase	44,134	83.4259 USD
Purchase	50,900	83.4751 USD
Sale	6	83.1800 USD
Sale	13	83.4900 USD
Sale	15	85.2800 USD
Sale	20	85.4100 USD
Sale	84	83.2100 USD
Sale	100	82.8050 USD
Sale	100	82.8100 USD
Sale	100	83.0800 USD
Sale	114	85.4038 USD
Sale	200	84.2175 USD
Sale	240	84.7950 USD
Sale	279	85.2523 USD
Sale	285	85.1201 USD
Sale	300	82.8366 USD
Sale	300	85.1281 USD
Sale	325	83.1630 USD
Sale	338	83.0984 USD
Sale	400	83.2000 USD
Sale	523	84.0496 USD
Sale	600	82.8933 USD
Sale	600	83.2050 USD
Sale	700	83.1767 USD
Sale	700	83.1764 USD
Sale	700	83.2514 USD
Sale	771	83.6192 USD
Sale	775	82.8801 USD
Sale	908	82.9248 USD
Sale	916	82.9121 USD
Sale	1,150	83.2129 USD
Sale	1,200	83.2262 USD
Sale	1,286	83.2178 USD
Sale	1,427	83.2102 USD
Sale	1,666	83.2257 USD
Sale	1,700	83.2769 USD
Sale	1,850	83.2154 USD
Sale	2,300	83.0686 USD
Sale	3,568	83.2173 USD
Sale	4,444	84.9708 USD
Sale	4,482	83.2186 USD
Sale	5,248	83.2642 USD
Sale	5,501	85.3516 USD
Sale	6,048	83.2151 USD
Sale	14,600	83.0700 USD
Sale	16,390	83.3313 USD
Sale	19,800	83.5545 USD
Sale	23,405	83.2092 USD
Sale	23,567	82.7600 USD
Sale	28,840	84.1761 USD
Sale	30,700	83.4265 USD
Sale	46,000	83.5066 USD
Sale	108,648	83.5660 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	90 USD	American	21 Aug 2020	2.7800 USD
Call Option	Purchasing	500	110 USD	American	15 Jan 2021	1.1500 USD
Call Option	Selling	600	88 USD	American	15 May 2020	1.0633 USD
Call Option	Selling	200	88 USD	American	19 Jun 2020	2.3000 USD
Call Option	Selling	1,100	95 USD	American	19 Jun 2020	0.6272 USD
Put Option	Purchasing	100	70 USD	American	18 Sep 2020	2.7500 USD
Put Option	Purchasing	200	80 USD	American	21 Aug 2020	5.0500 USD
Put Option	Purchasing	100	85 USD	American	15 May 2020	3.0500 USD
Put Option	Purchasing	200	90 USD	American	19 Jun 2020	8.3000 USD
Put Option	Selling	100	60 USD	American	19 Jun 2020	0.3600 USD
Put Option	Selling	100	70 USD	American	15 May 2020	0.3000 USD
Put Option	Selling	1,800	70 USD	American	21 Aug 2020	2.4300 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	29 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	2,400	70.0000	American	Sep 18, 2020
Call Options	Purchased	1,700	87.5000	American	May 15, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	2,100	80.0000	American	May 15, 2020
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-800	90.0000	American	Aug 21, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-6,600	60.0000	American	Jun 19, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Call Options	Written	-20,600	110.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	600	85.0000	American	May 15, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	800	70.0000	American	Aug 21, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	87.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Purchased	-100	90.0000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Purchased	3,900	95.0000	American	Jun 19, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-9,300	72.5000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Call Options	Written	-100	95.0000	American	Aug 21, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,200	82.5000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-6,200	80.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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