Form 8.3 - ABBVIE PLC

Form 8.3 - ABBVIE PLC

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	20 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,160,964	0.15%	4,119,436	0.28%
(2)	Derivatives (other than options):
		2,155,045	0.15%	516,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,366,300	0.09%	1,305,000	0.09%
(4)	TOTAL:
		5,682,309	0.38%	5,941,337	0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	55	84.7600 USD
Purchase	68	84.1900 USD
Purchase	100	83.2300 USD
Purchase	100	83.2500 USD
Purchase	100	84.5500 USD
Purchase	100	84.3300 USD
Purchase	170	84.4717 USD
Purchase	200	84.4100 USD
Purchase	200	84.4000 USD
Purchase	201	85.1431 USD
Purchase	210	84.3985 USD
Purchase	261	84.1265 USD
Purchase	306	83.4790 USD
Purchase	360	84.2000 USD
Purchase	400	84.4568 USD
Purchase	400	85.1425 USD
Purchase	447	84.1584 USD
Purchase	539	84.4298 USD
Purchase	570	83.7875 USD
Purchase	704	84.8319 USD
Purchase	792	84.7695 USD
Purchase	809	83.9575 USD
Purchase	837	83.8241 USD
Purchase	944	83.9061 USD
Purchase	1,000	84.0675 USD
Purchase	1,200	84.4520 USD
Purchase	1,481	84.9898 USD
Purchase	1,600	83.7506 USD
Purchase	2,000	84.3740 USD
Purchase	2,100	84.0328 USD
Purchase	2,435	84.2360 USD
Purchase	3,395	83.5701 USD
Purchase	3,655	83.9711 USD
Purchase	3,769	83.6769 USD
Purchase	4,300	83.5131 USD
Purchase	4,315	84.0437 USD
Purchase	5,600	84.1800 USD
Purchase	8,094	83.4985 USD
Purchase	16,258	84.2558 USD
Purchase	20,123	83.6993 USD
Purchase	20,732	83.6952 USD
Purchase	25,865	84.1075 USD
Purchase	39,600	84.4132 USD
Purchase	40,064	83.9900 USD
Purchase	52,300	84.2078 USD
Purchase	61,500	84.1448 USD
Purchase	92,792	84.1647 USD
Sale	50	84.1650 USD
Sale	72	83.9400 USD
Sale	73	84.5400 USD
Sale	85	83.8289 USD
Sale	100	83.1550 USD
Sale	100	83.8800 USD
Sale	100	83.9700 USD
Sale	100	84.0350 USD
Sale	100	84.0700 USD
Sale	100	84.1500 USD
Sale	100	84.1600 USD
Sale	100	84.3200 USD
Sale	100	84.3700 USD
Sale	104	84.3443 USD
Sale	119	83.8938 USD
Sale	150	83.7633 USD
Sale	155	84.3729 USD
Sale	195	84.0100 USD
Sale	200	84.1350 USD
Sale	200	84.2150 USD
Sale	200	83.2350 USD
Sale	200	83.9825 USD
Sale	200	84.1150 USD
Sale	200	84.3550 USD
Sale	200	83.7150 USD
Sale	200	83.7350 USD
Sale	200	83.2900 USD
Sale	200	83.3450 USD
Sale	200	83.8400 USD
Sale	200	84.3950 USD
Sale	200	83.8950 USD
Sale	201	84.0604 USD
Sale	300	83.8833 USD
Sale	300	84.0283 USD
Sale	325	84.1115 USD
Sale	336	83.8776 USD
Sale	362	83.2493 USD
Sale	400	83.9000 USD
Sale	400	83.8362 USD
Sale	400	83.6150 USD
Sale	400	84.6787 USD
Sale	400	83.3225 USD
Sale	400	84.3725 USD
Sale	418	84.1687 USD
Sale	457	84.1737 USD
Sale	464	84.1729 USD
Sale	472	83.9061 USD
Sale	496	83.5143 USD
Sale	500	84.3430 USD
Sale	500	84.0400 USD
Sale	500	84.0440 USD
Sale	586	83.3400 USD
Sale	600	84.0358 USD
Sale	622	84.1301 USD
Sale	700	84.3471 USD
Sale	700	84.3542 USD
Sale	724	84.1375 USD
Sale	865	84.0418 USD
Sale	900	84.0522 USD
Sale	900	84.3466 USD
Sale	1,051	83.3764 USD
Sale	1,151	83.9755 USD
Sale	1,200	84.3391 USD
Sale	1,200	84.4818 USD
Sale	1,336	83.5400 USD
Sale	1,392	84.7498 USD
Sale	1,490	84.0590 USD
Sale	1,600	83.7506 USD
Sale	1,606	84.3091 USD
Sale	1,700	84.2892 USD
Sale	1,737	83.3500 USD
Sale	2,000	83.8160 USD
Sale	2,056	84.1309 USD
Sale	2,700	84.0385 USD
Sale	3,942	84.2668 USD
Sale	4,400	84.2911 USD
Sale	4,609	84.1943 USD
Sale	5,600	84.1800 USD
Sale	9,459	84.4332 USD
Sale	12,700	84.0300 USD
Sale	14,200	83.8452 USD
Sale	18,406	83.6955 USD
Sale	28,099	84.3364 USD
Sale	39,474	83.9900 USD
Sale	39,600	84.4133 USD
Sale	42,564	83.7465 USD
Sale	46,300	84.2385 USD
Sale	60,493	84.1747 USD
Sale	72,398	84.0341 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	300	70 USD	American	15 Jan 2021	17.2533 USD
Call Option	Purchasing	100	75 USD	American	15 Jan 2021	14.1000 USD
Call Option	Purchasing	100	78 USD	American	15 May 2020	9.0000 USD
Call Option	Purchasing	3,700	90 USD	American	17 Apr 2020	0.0100 USD
Call Option	Purchasing	20,800	95 USD	American	19 Jun 2020	1.0524 USD
Call Option	Purchasing	9,300	100 USD	American	19 Jun 2020	0.4993 USD
Call Option	Purchasing	200	105 USD	American	15 May 2020	0.0600 USD
Call Option	Purchasing	100	110 USD	American	15 Jan 2021	1.5000 USD
Call Option	Purchasing	1,700	115 USD	American	15 Jan 2021	0.9700 USD
Call Option	Purchasing	48	USD			0.0100 USD
Call Option	Purchasing	57	USD			0.1200 USD
Call Option	Selling	2,600	80 USD	American	15 May 2020	5.5115 USD
Call Option	Selling	100	83 USD	American	19 Jun 2020	6.1500 USD
Call Option	Selling	1,800	90 USD	American	15 May 2020	1.4138 USD
Call Option	Selling	5,200	90 USD	American	21 Aug 2020	3.8317 USD
Call Option	Selling	100	90 USD	American	18 Sep 2020	4.7500 USD
Call Option	Selling	3,200	95 USD	American	15 May 2020	0.4271 USD
Call Option	Selling	8,100	98 USD	American	15 May 2020	0.2549 USD
Call Option	Selling	3,000	100 USD	American	19 Jun 2020	0.5353 USD
Call Option	Selling	63	USD			0.0400 USD
Put Option	Purchasing	6,000	66 USD	American	8 Jul 2016	0.4500 USD
Put Option	Purchasing	3,600	67 USD	American	8 Jul 2016	0.0500 USD
Put Option	Purchasing	4,100	69 USD	American	12 May 2017	0.0100 USD
Put Option	Purchasing	3,400	75 USD	American	15 May 2020	1.1800 USD
Put Option	Purchasing	1,100	80 USD	American	15 May 2020	2.0645 USD
Put Option	Purchasing	100	85 USD	American	21 Jan 2022	17.2000 USD
Put Option	Selling	7,400	75 USD	American	17 Apr 2020	0.0200 USD
Put Option	Selling	5,100	78 USD	American	17 Apr 2020	0.0100 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	21 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	1,800	70.0000	American	May 15, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Put Options	Written	98,900	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	6,200	80.0000	American	May 15, 2020
Call Options	Purchased	9,800	87.5000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,400	90.0000	American	Aug 21, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Call Options	Purchased	8,700	95.0000	American	Sep 18, 2020
Call Options	Purchased	4,800	95.0000	American	May 15, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-31,200	62.5000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Written	-21,700	110.0000	American	Jan 15, 2021
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	100	97.5000	American	May 15, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	3,600	75.0000	American	May 15, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Put Options	Purchased	-100	60.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	175,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	400	80.0000	American	May 15, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	700	85.0000	American	May 15, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	200	80.0000	American	Aug 21, 2020
Call Options	Purchased	11,100	90.0000	American	Sep 18, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	4,300	87.5000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Written	-76,100	70.0000	American	Jan 15, 2021
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-600	70.0000	American	Jan 15, 2021
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Call Options	Purchased	10,800	90.0000	American	May 15, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-200	72.5000	American	Jun 19, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Call Options	Purchased	5,800	95.0000	American	Jun 19, 2020
Put Options	Written	400	75.0000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	72.5000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	1,500	67.5000	American	Jun 19, 2020
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Call Options	Purchased	11,100	80.0000	American	Jun 19, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Call Options	Written	-100	77.5000	American	Sep 18, 2020
Call Options	Written	-700	95.0000	American	Aug 21, 2020
Put Options	Purchased	-100	77.5000	American	Jun 19, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	700	82.5000	American	Jun 19, 2020
Put Options	Written	14,300	72.5000	American	May 15, 2020
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-1,300	82.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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