Form 8.3 - ABBVIE PLC

Form 8.3 - ABBVIE PLC

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	30 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,405,017	0.16%	3,927,654	0.27%
(2)	Derivatives (other than options):
		2,103,778	0.14%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,279,700	0.09%	1,298,900	0.09%
	TOTAL:
		5,788,495	0.39%	5,949,055	0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	81.7350 USD
Purchase	2	81.6900 USD
Purchase	4	81.9400 USD
Purchase	15	83.2300 USD
Purchase	18	82.5900 USD
Purchase	40	82.3700 USD
Purchase	100	82.3500 USD
Purchase	100	82.7800 USD
Purchase	100	81.9800 USD
Purchase	100	82.0100 USD
Purchase	120	82.4900 USD
Purchase	182	82.6572 USD
Purchase	200	81.9350 USD
Purchase	200	81.8750 USD
Purchase	200	82.6250 USD
Purchase	200	82.4650 USD
Purchase	200	82.3750 USD
Purchase	200	82.3875 USD
Purchase	200	82.1724 USD
Purchase	200	82.0850 USD
Purchase	262	82.0133 USD
Purchase	300	82.0267 USD
Purchase	300	81.3600 USD
Purchase	300	82.3666 USD
Purchase	300	82.2966 USD
Purchase	300	82.1300 USD
Purchase	300	82.1133 USD
Purchase	321	82.2185 USD
Purchase	347	82.3701 USD
Purchase	400	82.1600 USD
Purchase	400	82.3450 USD
Purchase	400	82.4975 USD
Purchase	414	82.0095 USD
Purchase	460	82.3830 USD
Purchase	700	82.2314 USD
Purchase	800	82.1225 USD
Purchase	864	82.0110 USD
Purchase	876	82.1693 USD
Purchase	900	82.4019 USD
Purchase	900	82.0944 USD
Purchase	1,000	82.2200 USD
Purchase	1,009	82.0729 USD
Purchase	1,064	82.1552 USD
Purchase	1,099	82.1488 USD
Purchase	1,229	82.2526 USD
Purchase	1,230	82.2525 USD
Purchase	1,300	82.2026 USD
Purchase	1,330	82.2115 USD
Purchase	1,340	82.0198 USD
Purchase	1,347	82.1023 USD
Purchase	1,544	81.9748 USD
Purchase	1,600	82.0475 USD
Purchase	1,784	83.0400 USD
Purchase	2,100	82.3886 USD
Purchase	2,386	82.0575 USD
Purchase	2,400	82.1216 USD
Purchase	2,401	82.0079 USD
Purchase	2,499	82.1176 USD
Purchase	2,600	82.2240 USD
Purchase	2,756	82.2883 USD
Purchase	2,900	82.3444 USD
Purchase	3,200	82.0728 USD
Purchase	4,723	81.9922 USD
Purchase	6,280	82.1365 USD
Purchase	6,941	82.0238 USD
Purchase	12,100	82.4150 USD
Purchase	14,500	82.3800 USD
Purchase	24,170	82.0065 USD
Purchase	28,000	82.2236 USD
Purchase	35,367	81.8234 USD
Purchase	39,128	82.1031 USD
Purchase	43,400	82.1764 USD
Purchase	52,296	82.1941 USD
Purchase	63,566	82.1986 USD
Purchase	115,199	82.3509 USD
Purchase	173,200	82.0473 USD
Purchase	234,470	82.2000 USD
Purchase	317,418	82.2178 USD
Sale	1	81.5200 USD
Sale	1	81.8600 USD
Sale	4	81.9400 USD
Sale	37	82.4000 USD
Sale	100	82.1000 USD
Sale	100	82.1300 USD
Sale	100	81.8200 USD
Sale	100	82.7750 USD
Sale	100	82.4800 USD
Sale	100	82.1900 USD
Sale	100	82.3150 USD
Sale	100	82.3000 USD
Sale	100	82.2800 USD
Sale	100	82.2750 USD
Sale	120	82.4900 USD
Sale	200	81.9300 USD
Sale	200	81.9000 USD
Sale	200	81.8700 USD
Sale	200	82.3500 USD
Sale	200	82.2900 USD
Sale	200	82.2450 USD
Sale	200	82.1275 USD
Sale	200	82.1050 USD
Sale	256	82.2856 USD
Sale	400	82.3225 USD
Sale	400	82.6850 USD
Sale	456	82.0677 USD
Sale	500	82.2600 USD
Sale	564	82.1961 USD
Sale	593	82.1340 USD
Sale	600	81.9333 USD
Sale	628	82.1323 USD
Sale	691	82.3881 USD
Sale	700	82.4435 USD
Sale	700	82.1128 USD
Sale	717	82.3123 USD
Sale	800	81.9887 USD
Sale	826	81.9871 USD
Sale	882	82.1265 USD
Sale	969	82.7241 USD
Sale	1,011	82.4245 USD
Sale	1,259	82.2897 USD
Sale	1,271	82.1042 USD
Sale	1,347	83.0400 USD
Sale	1,400	82.3612 USD
Sale	1,727	82.0914 USD
Sale	1,855	82.0574 USD
Sale	2,100	82.3886 USD
Sale	2,414	82.0995 USD
Sale	2,618	82.7724 USD
Sale	2,638	82.3626 USD
Sale	3,339	82.3450 USD
Sale	3,385	82.6259 USD
Sale	3,434	82.5767 USD
Sale	3,700	82.0875 USD
Sale	4,500	82.0237 USD
Sale	5,700	82.2325 USD
Sale	5,791	82.1833 USD
Sale	5,815	82.0856 USD
Sale	5,845	82.0643 USD
Sale	6,061	82.1398 USD
Sale	6,202	82.4557 USD
Sale	6,720	82.1445 USD
Sale	7,733	82.1053 USD
Sale	8,856	82.0176 USD
Sale	11,367	82.0955 USD
Sale	11,530	82.3775 USD
Sale	11,922	82.5092 USD
Sale	12,100	82.4150 USD
Sale	13,933	82.1750 USD
Sale	14,300	82.3800 USD
Sale	16,150	82.0454 USD
Sale	16,269	82.4938 USD
Sale	17,704	82.1483 USD
Sale	21,092	82.1743 USD
Sale	24,800	82.2323 USD
Sale	32,198	82.1640 USD
Sale	36,638	82.0788 USD
Sale	48,267	81.8817 USD
Sale	51,653	82.2408 USD
Sale	54,208	82.2400 USD
Sale	102,122	82.0493 USD
Sale	157,286	82.2000 USD
Sale	354,335	82.1964 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	95 USD	American	21 Aug 2020	1.4100 USD
Call Option	Selling	2,000	88 USD	American	15 May 2020	0.7840 USD
Call Option	Selling	1,000	95 USD	American	19 Jun 2020	0.4000 USD
Put Option	Purchasing	100	80 USD	American	15 May 2020	1.8100 USD
Put Option	Selling	100	73 USD	American	15 Jan 2021	6.2500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	1 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	90,600	60.0000	American	Jun 19, 2020
Put Options	Written	2,400	70.0000	American	Sep 18, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Call Options	Written	-800	90.0000	American	Aug 21, 2020
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Call Options	Written	-400	87.5000	American	May 15, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Call Options	Written	-20,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	50.0000	American	Jun 19, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Put Options	Written	800	70.0000	American	Aug 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	2,400	87.5000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	600	85.0000	American	May 15, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-100	90.0000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Call Options	Purchased	2,900	95.0000	American	Jun 19, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Purchased	-9,200	72.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-400	82.5000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Call Options	Written	-6,100	80.0000	American	Jun 19, 2020
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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