Form 8.3 - BALFOUR BEATTY PLC

Form 8.3 - BALFOUR BEATTY PLC

BARCLAYS PLC

FORM 8.3 AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

BALFOUR BEATTY PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 25 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect CARILLION PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,053,471 0.15% 6,465,328 0.94%
           
(2) Derivatives (other than
options): 6,082,414 0.88% 125,554 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
7,135,885 1.03% 6,590,882 0.96%
           
Class of relevant security:   Convertible Bond XS0994825916
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 100,000 0.04% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
100,000 0.04% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Purchase 3,200,000 100.2500 GBP
Convertible Bond Sale 2,000,000 98.0000 GBP
Convertible Bond Sale 2,000,000 101.2500 GBP
Convertible Bond Sale 4,500,000 100.5000 GBP
ORD Purchase 269 2.6190 GBP
ORD Purchase 400 2.5070 GBP
ORD (traded as ADR) Purchase 532 8.5200 USD
ORD Purchase 573 2.5780 GBP
ORD Purchase 1,302 2.5440 GBP
ORD Purchase 1,823 2.5570 GBP
ORD Purchase 1,865 2.5350 GBP
ORD Purchase 2,000 2.5200 GBP
ORD Purchase 2,000 2.5505 GBP
ORD Purchase 2,057 2.5535 GBP
ORD Purchase 2,072 2.5380 GBP
ORD Purchase 2,105 2.5345 GBP
ORD Purchase 2,146 2.5310 GBP
ORD Purchase 2,160 2.5940 GBP
ORD Purchase 3,659 2.5255 GBP
ORD Purchase 4,000 2.6200 GBP
ORD (traded as ADR) Purchase 7,090 8.4861 USD
ORD Purchase 8,125 2.5270 GBP
ORD Purchase 10,064 2.5581 GBP
ORD Purchase 16,984 2.6075 GBP
ORD Purchase 21,546 2.5237 GBP
ORD Purchase 24,841 2.5273 GBP
ORD Purchase 30,111 2.5556 GBP
ORD Purchase 34,841 2.5562 GBP
ORD Purchase 50,582 2.5496 GBP
ORD Purchase 53,992 2.5267 GBP
ORD Purchase 63,442 2.5306 GBP
ORD Purchase 63,849 2.5288 GBP
ORD Purchase 87,543 2.5348 GBP
ORD Purchase 136,848 2.5326 GBP
ORD Purchase 190,777 2.3210 GBP
ORD Purchase 190,777 2.5600 GBP
ORD Purchase 207,100 2.6000 GBP
ORD Purchase 252,711 2.5416 GBP
ORD Sale 200 2.5070 GBP
ORD Sale 269 2.6190 GBP
ORD (traded as ADR) Sale 532 8.5200 USD
ORD Sale 573 2.5780 GBP
ORD Sale 633 2.5820 GBP
ORD Sale 1,200 2.5073 GBP
ORD Sale 1,302 2.5440 GBP
ORD Sale 1,625 2.5340 GBP
ORD Sale 1,823 2.5570 GBP
ORD Sale 2,057 2.5535 GBP
ORD Sale 2,072 2.5380 GBP
ORD Sale 2,098 2.5900 GBP
ORD Sale 2,105 2.5345 GBP
ORD Sale 2,160 2.5940 GBP
ORD Sale 2,401 2.5370 GBP
ORD Sale 2,831 2.5910 GBP
ORD Sale 3,209 2.5350 GBP
ORD Sale 3,956 2.6000 GBP
ORD Sale 4,306 2.5920 GBP
ORD Sale 4,851 2.5330 GBP
ORD Sale 5,996 2.5120 GBP
ORD (traded as ADR) Sale 7,090 8.4861 USD
ORD Sale 7,453 2.5625 GBP
ORD Sale 8,375 2.5310 GBP
ORD Sale 10,000 2.5270 GBP
ORD Sale 10,434 2.5424 GBP
ORD Sale 11,742 2.5274 GBP
ORD Sale 17,934 2.5588 GBP
ORD Sale 18,559 2.5320 GBP
ORD Sale 21,485 2.5300 GBP
ORD Sale 25,347 2.5195 GBP
ORD Sale 60,766 2.5361 GBP
ORD Sale 61,068 2.5230 GBP
ORD Sale 66,709 2.5768 GBP
ORD Sale 280,447 2.5280 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,300 2.5716 GBP
ORD CFD Long 1,806 2.5948 GBP
ORD CFD Long 2,744 2.5047 GBP
ORD CFD Long 3,886 2.5525 GBP
ORD CFD Long 3,998 2.5939 GBP
ORD CFD Long 5,001 2.5951 GBP
ORD CFD Long 5,556 2.5323 GBP
ORD CFD Long 6,069 2.5947 GBP
ORD CFD Long 6,189 2.5728 GBP
ORD CFD Long 6,959 2.5938 GBP
ORD CFD Long 7,090 2.5197 GBP
ORD SWAP Long 9,186 2.5367 GBP
ORD CFD Long 28,246 2.5997 GBP
ORD CFD Long 26,131 2.5303 GBP
ORD SWAP Long 163,290 2.5158 GBP
ORD SWAP Long 203,054 2.5369 GBP
ORD CFD Short 532 2.5162 GBP
ORD SWAP Short 600 2.5215 GBP
ORD SWAP Short 2,500 2.5972 GBP
ORD CFD Short 3,659 2.5255 GBP
ORD CFD Short 9,590 2.5299 GBP
ORD CFD Short 11,956 2.5187 GBP
ORD CFD Short 13,308 2.5428 GBP
ORD CFD Short 6,789 2.5983 GBP
ORD CFD Short 24,841 2.5273 GBP
ORD CFD Short 26,490 2.5533 GBP
ORD SWAP Short 48,870 2.5729 GBP
ORD SWAP Short 63,442 2.5306 GBP
ORD SWAP Short 106,292 2.5227 GBP
ORD SWAP Short 123,200 2.5212 GBP
ORD SWAP Short 203,344 2.5400 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 29 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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