Form 8.3 - BALFOUR BEATTY PLC

Form 8.3 - BALFOUR BEATTY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

BALFOUR BEATTY PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 28 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect CARILLION PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 977,290 0.14% 6,325,970 0.92%
           
(2) Derivatives (other than
options): 5,842,282 0.85% 114,087 0.02%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
6,819,572 0.99% 6,440,057 0.93%
           
Class of relevant security:   Convertible Bond XS0994825916
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 100,000 0.04% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
100,000 0.04% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 219 2.5340 GBP
ORD Purchase 982 2.5300 GBP
ORD Purchase 993 2.5370 GBP
ORD Purchase 1,198 2.5150 GBP
ORD Purchase 1,245 2.5200 GBP
ORD Purchase 1,336 2.5210 GBP
ORD Purchase 1,340 2.5290 GBP
ORD Purchase 2,102 2.5360 GBP
ORD Purchase 2,141 2.5280 GBP
ORD Purchase 2,477 2.5320 GBP
ORD Purchase 2,914 2.5357 GBP
ORD Purchase 3,062 2.5330 GBP
ORD Purchase 4,430 2.5505 GBP
ORD Purchase 5,865 2.5454 GBP
ORD Purchase 6,310 2.5307 GBP
ORD Purchase 8,228 2.5484 GBP
ORD Purchase 9,241 2.5383 GBP
ORD Purchase 15,356 2.5516 GBP
ORD Purchase 17,708 2.5563 GBP
ORD Purchase 17,709 2.5617 GBP
ORD Purchase 17,710 2.5574 GBP
ORD Purchase 17,710 2.5577 GBP
ORD Purchase 18,469 2.5381 GBP
ORD Purchase 20,000 2.5223 GBP
ORD Purchase 25,520 2.5376 GBP
ORD Purchase 52,725 2.5322 GBP
ORD Purchase 57,575 2.5355 GBP
ORD Purchase 83,695 2.5301 GBP
ORD Purchase 86,840 2.5413 GBP
ORD Sale 219 2.5340 GBP
ORD Sale 982 2.5300 GBP
ORD Sale 993 2.5370 GBP
ORD Sale 1,198 2.5150 GBP
ORD Sale 1,245 2.5200 GBP
ORD Sale 1,336 2.5210 GBP
ORD Sale 1,340 2.5290 GBP
ORD Sale 2,102 2.5360 GBP
ORD Sale 2,141 2.5280 GBP
ORD Sale 2,217 2.5277 GBP
ORD Sale 3,062 2.5330 GBP
ORD Sale 3,452 2.5263 GBP
ORD Sale 10,278 2.5313 GBP
ORD Sale 11,878 2.5286 GBP
ORD Sale 17,760 2.5273 GBP
ORD Sale 23,164 2.5296 GBP
ORD Sale 24,778 2.5483 GBP
ORD Sale 25,153 2.5320 GBP
ORD Sale 28,568 2.5315 GBP
ORD Sale 29,173 2.5292 GBP
ORD Sale 70,364 2.5306 GBP
ORD Sale 75,574 2.5294 GBP
ORD Sale 88,605 2.5317 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,708 2.5547 GBP
ORD CFD Long 3,531 2.5328 GBP
ORD SWAP Long 5,602 2.5250 GBP
ORD CFD Long 10,790 2.5454 GBP
ORD SWAP Long 17,074 2.5343 GBP
ORD SWAP Long 18,413 2.5245 GBP
ORD CFD Long 27,790 2.5277 GBP
ORD SWAP Long 62,404 2.5314 GBP
ORD SWAP Short 2,500 2.5505 GBP
ORD CFD Short 2,914 2.5357 GBP
ORD CFD Short 4,092 2.5395 GBP
ORD SWAP Short 6,310 2.5307 GBP
ORD SWAP Short 6,985 2.5471 GBP
ORD SWAP Short 17,708 2.5563 GBP
ORD SWAP Short 17,709 2.5617 GBP
ORD SWAP Short 17,710 2.5574 GBP
ORD SWAP Short 17,710 2.5577 GBP
ORD SWAP Short 18,535 2.5340 GBP
ORD CFD Short 20,381 2.5333 GBP
ORD SWAP Short 21,734 2.5322 GBP
ORD CFD Short 15,356 2.5516 GBP
ORD SWAP Short 39,729 2.5460 GBP
ORD CFD Short 22,382 2.5479 GBP
ORD SWAP Short 60,527 2.5346 GBP
ORD CFD Short 83,695 2.5301 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 29 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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