Form 8.3 - BALFOUR BEATTY PLC

Form 8.3 - BALFOUR BEATTY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:	Â	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient	Â	Â
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	BALFOUR BEATTY PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	Â	Â
(e) Date position held/dealing undertaken:	Â	5 August 2014
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?	Â	YES: CARILLION PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,116,309		0.16%		5,492,326		0.80%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,801,496		0.70%		95,446		0.01%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		5,917,805		0.86%		5,587,772		0.81%
Â		Â		Â		Â		Â		Â
Class of relevant security:		Â		Convertible Bond XS0994825916		Â		Â		Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,100,000		0.83%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		2,100,000		0.83%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit	Â
security		Â		securities		Â
ORD		Purchase		109		2.3980 GBP
ORD		Purchase		383		2.4075 GBP
ORD		Purchase		641		2.4110 GBP
ORD		Purchase		713		2.3940 GBP
ORD		Purchase		932		2.4240 GBP
ORD		Purchase		1,263		2.3950 GBP
ORD		Purchase		1,283		2.3710 GBP
ORD		Purchase		1,430		2.4030 GBP
ORD		Purchase		5,556		2.3711 GBP
ORD		Purchase		6,590		2.3944 GBP
ORD		Purchase		7,494		2.3670 GBP
ORD		Purchase		9,517		2.3787 GBP
ORD		Purchase		10,109		2.3640 GBP
ORD		Purchase		11,532		2.3816 GBP
ORD		Purchase		16,016		2.4087 GBP
ORD		Purchase		18,350		2.3948 GBP
ORD		Purchase		18,482		2.3732 GBP
ORD		Purchase		22,839		2.3781 GBP
ORD		Purchase		26,323		2.3660 GBP
ORD		Purchase		27,323		2.3690 GBP
ORD		Purchase		30,369		2.3848 GBP
ORD		Purchase		31,176		2.3650 GBP
ORD		Purchase		42,907		2.3680 GBP
ORD		Purchase		48,819		2.3700 GBP
ORD		Purchase		71,360		2.3902 GBP
ORD		Purchase		95,400		2.3624 GBP
ORD		Sale		109		2.3980 GBP
ORD		Sale		628		2.3660 GBP
ORD		Sale		641		2.4110 GBP
ORD		Sale		713		2.3940 GBP
ORD		Sale		932		2.4240 GBP
ORD		Sale		1,072		2.3936 GBP
ORD		Sale		1,184		2.3796 GBP
ORD		Sale		1,263		2.3650 GBP
ORD		Sale		1,263		2.3950 GBP
ORD		Sale		1,283		2.3710 GBP
ORD		Sale		1,430		2.4030 GBP
ORD		Sale		1,676		2.3927 GBP
ORD		Sale		1,745		2.3700 GBP
ORD		Sale		2,943		2.3690 GBP
ORD		Sale		5,577		2.3929 GBP
ORD		Sale		5,644		2.3839 GBP
ORD		Sale		6,352		2.3924 GBP
ORD		Sale		6,579		2.4058 GBP
ORD		Sale		7,000		2.3680 GBP
ORD		Sale		7,332		2.3953 GBP
ORD		Sale		8,099		2.3841 GBP
ORD		Sale		10,664		2.3714 GBP
ORD		Sale		16,606		2.3636 GBP
ORD		Sale		40,637		2.3678 GBP
Convertible Bond		Sale		3,000,000		98.2500 GBP
									Â
(b)		Derivatives transactions (other than options)		Â		Â		Â
Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		5,920		2.3636 GBP
ORD		SWAP		Long		17,675		2.3942 GBP
ORD		CFD		Long		40,637		2.3678 GBP
ORD		CFD		Short		12,061		2.3771 GBP
ORD		SWAP		Short		17,540		2.3971 GBP
ORD		SWAP		Short		17,641		2.3917 GBP
ORD		SWAP		Short		25,167		2.3986 GBP
ORD		CFD		Short		55,671		2.3861 GBP
ORD		CFD		Short		44,396		2.3872 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	Â	6 Aug 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.