DISCLOSURE FORM - XL GROUP PLC
BARCLAYS PLC
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DISCLOSURE FORM |
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1. | KEY INFORMATION | Â | |||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL DERIVATIVE FUNDING | |||||||||||||
(b) | Name of offeror/offeree in relation to whose |
XL GROUP PLC |
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 | relevant securities this form relates: |  | |||||||||||||
(c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
 | principal trader is connected |  | |||||||||||||
(d) | Date position held/dealing undertaken: | 10 March 2015 | |||||||||||||
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2. | POSITIONS | ||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
 | to which the disclosure relates following the dealing (if any) |  |  |  | |||||||||||
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Class of relevant security: | Â | ORD | Â | Â | Â | ||||||||||
Interests | Â | Short Positions | Â | ||||||||||||
 |  | Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||||
and/or controlled: | 213,866 | 0.08% | 705,318 | 0.28% | |||||||||||
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(2) | Derivatives (other than | ||||||||||||||
options): | 0 | 0.00% | 175,505 | 0.07% | |||||||||||
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(3) | Options and agreements to | ||||||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
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(4) | |||||||||||||||
TOTAL: | 213,866 | 0.07% | 880,823 | 0.35% | |||||||||||
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
 | options) | ||||||||||||||
Class of relevant security in relation to which subscription right exists | |||||||||||||||
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Details, including nature of the rights | |||||||||||||||
concerned and relevant percentages: | Â | ||||||||||||||
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3. | DEALINGS | Â | Â | ||||||||||||
(a) | Purchases and sales | Â | Â | ||||||||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
security | Â | securities | Â | ||||||||||||
ORD | Purchase | 3 | 35.8400 USD | ||||||||||||
ORD | Purchase | 108 | 36.4300 USD | ||||||||||||
ORD | Purchase | 607 | 35.6700 USD | ||||||||||||
ORD | Sale | 20 | 35.6845 USD | ||||||||||||
ORD | Sale | 54 | 35.7000 USD | ||||||||||||
ORD | Sale | 108 | 36.4300 USD | ||||||||||||
ORD | Sale | 401 | 35.6700 USD | ||||||||||||
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(b) | Derivatives transactions (other than options) | Â | Â | Â | |||||||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
security | description | reference | |||||||||||||
 |  |  | securities |  | |||||||||||
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(c) | Options transactions in respect of existing securities | ||||||||||||||
(i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
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(ii) | Exercising | Â | Â | ||||||||||||
Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
security | Â | securities | unit | ||||||||||||
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(d) | Other dealings (including subscribing for new securities) | Â | |||||||||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
security | Â | Â | applicable) | ||||||||||||
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
Date of disclosure: | 11 Mar 2015 | ||||||||||||||
Contact name: | Jay Supaya | ||||||||||||||
Telephone number: | 0207 773 0635 |