Dealing Disclosure - CATLIN GROUP PLC
BARCLAYS PLC
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DEALING DISCLOSURE | |||||||||||||||
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1. | KEY INFORMATION | Â | |||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
(b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
 | relevant securities this form relates: |  | |||||||||||||
(c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
 | principal trader is connected |  | |||||||||||||
(d) | Date position held/dealing undertaken: | 21 January 2015 | |||||||||||||
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2. | POSITIONS | ||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
 | to which the disclosure relates following the dealing (if any) |  |  |  |  | ||||||||||
Class of relevant security: | ORD | ||||||||||||||
Interests | Short Positions | ||||||||||||||
 |  | Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||||
and/or controlled: | 847,619 | 0.23% | 472,664 | 0.13% | |||||||||||
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(2) | Cash-settled derivatives: | ||||||||||||||
276,866 | 0.08% | 519,287 | 0.14% | ||||||||||||
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(3) | Stock-settled derivatives (including options) | ||||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
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(4) | |||||||||||||||
TOTAL: | 1,124,485 | 0.31% | 991,951 | 0.27% | |||||||||||
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
 | options) | ||||||||||||||
Class of relevant security in relation to | |||||||||||||||
which subscription right exists | Â | ||||||||||||||
Details, including nature of the rights | |||||||||||||||
concerned and relevant percentages: | Â | ||||||||||||||
3. | DEALINGS | Â | Â | Â | |||||||||||
(a) | Purchases and sales | Â | Â | Â | |||||||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||||||||
security | Â | securities | paid/received | paid/received | |||||||||||
ORD | Purchase | 131,028 | 6.9950 GBP | 6.955 GBP | |||||||||||
ORD | Sale | 80,194 | 6.9950 GBP | 6.955 GBP | |||||||||||
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(b) | Cash-settled derivative transactions | Â | Â | Â | |||||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
relevant | description | reference | unit | ||||||||||||
security | Â | Â | securities | Â | |||||||||||
ORD | SWAP | Long | 3,071 | 6.9618 GBP | |||||||||||
ORD | CFD | Long | 5,209 | 6.9746 GBP | |||||||||||
ORD | CFD | Long | 9,035 | 6.9657 GBP | |||||||||||
ORD | SWAP | Short | 3,518 | 6.9629 GBP | |||||||||||
ORD | SWAP | Short | 3,972 | 6.9733 GBP | |||||||||||
ORD | CFD | Short | 8,561 | 6.9636 GBP | |||||||||||
ORD | SWAP | Short | 11,882 | 6.9847 GBP | |||||||||||
ORD | SWAP | Short | 16,347 | 6.9683 GBP | |||||||||||
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(c) | Stock-settled derivative transactions (including options) | ||||||||||||||
(i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
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(ii) | Exercising | Â | Â | Â | |||||||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
security | Â | Â | securities | unit | |||||||||||
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(d) | Other dealings (including subscribing for new securities) | Â | Â | ||||||||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
security | Â | Â | applicable) | ||||||||||||
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
Date of disclosure: | 22 Jan 2015 | ||||||||||||||
Contact name: | Sushil Vashisht | ||||||||||||||
Telephone number: | 020 7773 0744 |